IPO registrations (S-1, F-1) · Registrants
Applied Digital Corp.
- SEC CIK
- 1144879 · filings on EDGAR ↗
- Former names
- Applied Blockchain, Inc. (2021–2023); Applied Science Products, Inc. (2011–2020); FLIGHT SAFETY TECHNOLOGIES INC (2002–2011); REEL STAFF INC (2001–2002)
- Registration
- Form S-1, first filed 2021-08-13, last 2024-11-22; 10 initial registrations, 17 amendments
- Outcome
- Final prospectus filed 2022-04-13; declared effective 2022-04-12; withdrawal requested 2024-11-05
- Industry (SIC)
- Services-Computer Processing & Data Preparation 7374
- Incorporated in
- NV
- Business address
- 3811 TURTLE CREEK BLVD., SUITE 2100, Dallas, TX 75219
- EIN
- 95-4863690
- Ticker
- APLD (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Applied Digital Corp. on the corporate pages
Offering terms
- Proposed price range
- $6.00–$8.00 per share (S-1/A filed 2022-04-12)
- Final price
- $5.00 per share, below the range (424B4 filed 2022-04-13, an initial public offering)
- Shares sold
- 8,000,000
- Gross proceeds
- $40,000,000 before underwriting discounts and any over-allotment option
- Listing
- OTC under the symbol APLD
- Lead underwriters
- B. Riley Securities (4,800,000 shares)
- Syndicate
- Needham & Company (1,200,000); Craig-Hallum (600,000); D.A. Davidson (600,000); Lake Street; Northland Securities (400,000); Lake Street Capital Markets (400,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: Applied Digital Corporation Fuzzy (name and state)
- Business registration: APPLIED DIGITAL CORPORATION Fuzzy (name and state)
- Form 5500 plan sponsor: APPLIED DIGITAL EXACT (EIN (EXACT))
- Form D issuer: Applied Digital Corp. EXACT (CIK (EXACT))
- Lobbying client: APPLIED DIGITAL Fuzzy (name and state)
- SEC filer: Applied Blockchain, Inc. EXACT (CIK (EXACT))
Filings 52
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2021-08-13 | S-1 | S-1 (registration) | Applied Blockchain, Inc. | 0001104659-21-105232 ↗ |
| 2021-11-02 | S-1/A | S-1/A (amendment) | Applied Blockchain, Inc. | 0001104659-21-132877 ↗ |
| 2021-11-22 | S-1 | S-1 (registration) | Applied Blockchain, Inc. | 0001104659-21-142627 ↗ |
| 2021-12-01 | S-1/A | S-1/A (amendment) | Applied Blockchain, Inc. | 0001104659-21-145539 ↗ |
| 2021-12-14 | S-1/A | S-1/A (amendment) | Applied Blockchain, Inc. | 0001104659-21-149462 ↗ |
| 2021-12-14 | S-1/A | S-1/A (amendment) | Applied Blockchain, Inc. | 0001104659-21-149464 ↗ |
| 2022-01-06 | S-1/A | S-1/A (amendment) | Applied Blockchain, Inc. | 0001104659-22-001909 ↗ |
| 2022-01-06 | S-1/A | S-1/A (amendment) | Applied Blockchain, Inc. | 0001104659-22-001913 ↗ |
| 2022-01-24 | S-1/A | S-1/A (amendment) | Applied Blockchain, Inc. | 0001104659-22-006552 ↗ |
| 2022-01-24 | S-1/A | S-1/A (amendment) | Applied Blockchain, Inc. | 0001104659-22-006951 ↗ |
| 2022-02-01 | S-1/A | S-1/A (amendment) | Applied Blockchain, Inc. | 0001104659-22-010410 ↗ |
| 2022-02-28 | S-1/A | S-1/A (amendment) | Applied Blockchain, Inc. | 0001104659-22-027973 ↗ |
| 2022-03-21 | S-1/A | S-1/A (amendment) | Applied Blockchain, Inc. | 0001104659-22-036163 ↗ |
| 2022-03-28 | S-1/A | S-1/A (amendment) | Applied Blockchain, Inc. | 0001104659-22-038717 ↗ |
| 2022-03-28 | S-1/A | S-1/A (amendment) | Applied Blockchain, Inc. | 0001104659-22-038726 ↗ |
| 2022-04-08 | S-1/A | S-1/A (amendment) | Applied Blockchain, Inc. | 0001104659-22-043846 ↗ |
| 2022-04-12 | S-1/A | S-1/A (amendment) | Applied Blockchain, Inc. | 0001104659-22-044841 ↗ |
| 2022-04-12 | EFFECT | EFFECT (declared effective) | Applied Blockchain, Inc. | 9999999995-22-000935 ↗ |
| 2022-04-12 | EFFECT | EFFECT (declared effective) | Applied Blockchain, Inc. | 9999999995-22-000938 ↗ |
| 2022-04-13 | 424B4 | 424B4 (final prospectus) | Applied Blockchain, Inc. | 0001104659-22-045562 ↗ |
| 2022-09-09 | EFFECT | EFFECT (declared effective) | Applied Blockchain, Inc. | 9999999995-22-002637 ↗ |
| 2022-09-16 | S-1 | S-1 (registration) | Applied Blockchain, Inc. | 0001144879-22-000029 ↗ |
| 2022-10-11 | EFFECT | EFFECT (declared effective) | Applied Blockchain, Inc. | 9999999995-22-003003 ↗ |
| 2023-05-16 | EFFECT | EFFECT (declared effective) | Applied Digital Corp. | 9999999995-23-001444 ↗ |
| 2023-05-16 | EFFECT | EFFECT (declared effective) | Applied Digital Corp. | 9999999995-23-001447 ↗ |
| 2023-06-05 | EFFECT | EFFECT (declared effective) | Applied Digital Corp. | 9999999995-23-001632 ↗ |
| 2024-04-23 | EFFECT | EFFECT (declared effective) | Applied Digital Corp. | 9999999995-24-001090 ↗ |
| 2024-05-16 | EFFECT | EFFECT (declared effective) | Applied Digital Corp. | 9999999995-24-001556 ↗ |
| 2024-05-31 | S-1 | S-1 (registration) | Applied Digital Corp. | 0001144879-24-000143 ↗ |
| 2024-06-12 | EFFECT | EFFECT (declared effective) | Applied Digital Corp. | 9999999995-24-001822 ↗ |
| 2024-09-09 | EFFECT | EFFECT (declared effective) | Applied Digital Corp. | 9999999995-24-002757 ↗ |
| 2024-09-11 | S-1 | S-1 (registration) | Applied Digital Corp. | 0001144879-24-000241 ↗ |
| 2024-09-13 | S-1 | S-1 (registration) | Applied Digital Corp. | 0001144879-24-000245 ↗ |
| 2024-09-23 | S-1 | S-1 (registration) | Applied Digital Corp. | 0001493152-24-037827 ↗ |
| 2024-09-23 | EFFECT | EFFECT (declared effective) | Applied Digital Corp. | 9999999995-24-002933 ↗ |
| 2024-09-23 | EFFECT | EFFECT (declared effective) | Applied Digital Corp. | 9999999995-24-002936 ↗ |
| 2024-10-04 | S-1 | S-1 (registration) | Applied Digital Corp. | 0001493152-24-039591 ↗ |
| 2024-10-15 | EFFECT | EFFECT (declared effective) | Applied Digital Corp. | 9999999995-24-003192 ↗ |
| 2024-10-18 | S-1 | S-1 (registration) | Applied Digital Corp. | 0001493152-24-041455 ↗ |
| 2024-10-23 | S-1 | S-1 (registration) | Applied Digital Corp. | 0001493152-24-042178 ↗ |
| 2024-10-29 | S-1/A | S-1/A (amendment) | Applied Digital Corp. | 0001493152-24-042927 ↗ |
| 2024-11-04 | EFFECT | EFFECT (declared effective) | Applied Digital Corp. | 9999999995-24-003358 ↗ |
| 2024-11-04 | EFFECT | EFFECT (declared effective) | Applied Digital Corp. | 9999999995-24-003366 ↗ |
| 2024-11-05 | RW | RW (withdrawal request) | Applied Digital Corp. | 0001493152-24-043699 ↗ |
| 2024-11-22 | S-1/A | S-1/A (amendment) | Applied Digital Corp. | 0001493152-24-047408 ↗ |
| 2024-11-26 | EFFECT | EFFECT (declared effective) | Applied Digital Corp. | 9999999995-24-003584 ↗ |
| 2025-02-11 | RW | RW (withdrawal request) | Applied Digital Corp. | 0001493152-25-005919 ↗ |
| 2025-02-11 | RW | RW (withdrawal request) | Applied Digital Corp. | 0001493152-25-005921 ↗ |
| 2025-02-11 | RW | RW (withdrawal request) | Applied Digital Corp. | 0001493152-25-005924 ↗ |
| 2025-02-24 | EFFECT | EFFECT (declared effective) | Applied Digital Corp. | 9999999995-25-000518 ↗ |
| 2025-02-24 | EFFECT | EFFECT (declared effective) | Applied Digital Corp. | 9999999995-25-000519 ↗ |
| 2025-02-24 | EFFECT | EFFECT (declared effective) | Applied Digital Corp. | 9999999995-25-000520 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2022-04-12 | S-1/A | registration statement | $6.00–$8.00 | 8,571,428 | - | OTC APLD | 6 | primary document; range, shares headline, cover names 6 | document ↗ | |
| 2022-04-13 | 424B4 | final prospectus | $5.00 | 8,000,000 | $40,000,000 | OTC APLD | 7 | primary document; price sentence, shares headline, proceeds table, underwriting table 6, cover names 6 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| RILEY BRYANT R | Other; TenPercentOwner | 9 | 2007–2008 | ||
| Riley Investment Management LLC | Other; TenPercentOwner | 9 | 2007–2008 | ||
| Riley Investment Partners Master Fund, L.P. | Other; TenPercentOwner | 9 | 2007–2008 | ||
| Cummins Wes | Director; Director,Officer; Director,Officer,TenPercentOwner | CEO & Chairman; CEO; Chairman | 67 | 2007–2026 | |
| Schwartz James A | Director | 3 | 2007–2009 | ||
| KEMPER JACKSON JR | Director | 1 | 2007 | ||
| Rosenfeld Richard S | Officer | CFO | 2 | 2009 | |
| WOOD KENNETH S | Director,Officer | Officer | 1 | 2009 | |
| HASTINGS CHUCK | Director | 13 | 2022–2026 | ||
| INGEL REGINA | Officer; Other | Chief Marketing Officer; CMO; EVP - Operations; EVP Operations | 8 | 2022–2023 | |
| MCDONALD KELLI | Director | 4 | 2022–2024 | ||
| MILLER DOUGLAS S | Director | 14 | 2022–2026 | ||
| MOORE VIRGINIA | Director | 8 | 2022–2024 | ||
| Nottenburg Richard N | Director | 20 | 2022–2026 | ||
| RENCH DAVID | Officer | Chief Administrative Officer; Chief Financial Officer | 15 | 2022–2024 | |
| ZHANG JASON | Director; Officer | Chief Strategy Officer; President | 10 | 2022–2026 | |
| Maniscalco Michael | Officer; Other | Chief Technology Officer | 9 | 2023–2025 | |
| REED KATE | Director | 5 | 2023–2024 | ||
| Lee Rachel H. | Director | 6 | 2024–2025 | ||
| Benson Ella G. | Director | 7 | 2024–2025 | ||
| Mohmand Mohammad Saidal LaVanway | Officer | Chief Financial Officer | 12 | 2024–2026 | |
| Laltrello Laura | Officer | Chief Operating Officer | 5 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2024-09-20 | Applied Digital Corp. | Other | $160,000,013 | $160,000,013 | 13 | 1 |
| 2021-08-06 | Applied Blockchain, Inc. | Other | $34,500,000 | $32,500,000 | 88 | 1 |
| 2021-04-26 | Applied Blockchain, Inc. | Other | $16,500,000 | $16,500,000 | 49 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Applied Digital Corporation | TX | State business registries | name and state |
| Business registration | APPLIED DIGITAL CORPORATION | TX | State business registries | name and state |
| Plan sponsor | APPLIED DIGITAL | TX | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Form D issuer | Applied Digital Corp. | TX | Form D private offerings | CIK (EXACT) |
| Lobbying client | APPLIED DIGITAL | TX | Federal lobbying (LDA) | name and state |
| SEC filer | Applied Digital Corp. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Applied Digital Corporation | TX | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | APPLIED DIGITAL | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Computer Processing & Data Preparation, TX first:
- Digerati Technologies, Inc. TX
- PEGASUS SOLUTIONS INC TX
- CARREKER CORP TX
- ZYDANT CORP TX
- HOMEAWAY INC TX
- VUFUSION, INC. TX
- iVoiceIdeas, Inc. TX
- BENSATA Corp TX
- nDivision Inc. TX
- Phunware, Inc. TX
In other datasets, the same topic (Technology) in TX:
- Lobbying client: 3001 INC (Federal lobbying (LDA))
Interests: Services-Computer Processing & Data Preparation · Technology