IPO registrations (S-1, F-1) · Registrants
Phunware, Inc.
- SEC CIK
- 1665300 · filings on EDGAR ↗
- Former names
- Stellar Acquisition III Inc. (2016–2018)
- Registration
- Form S-1, first filed 2016-06-30, last 2019-05-03; 2 initial registrations, 8 amendments
- Outcome
- Final prospectus filed 2016-08-19; declared effective 2016-08-18
- Industry (SIC)
- Services-Computer Processing & Data Preparation 7374
- Business address
- 1002 WEST AVENUE, Austin, TX 78701
- EIN
- 30-1205798
- Ticker
- PHUN (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Phunware, Inc. on the corporate pages
Offering terms
- Final price
- $10.00 per share (424B4 filed 2016-08-19, an initial public offering)
- Shares sold
- 6,500,000
- Gross proceeds
- $65,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol STLR
- Lead underwriters
- Chardan
- Syndicate
- Maxim Group
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: PHUNWARE, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: PHUNWARE, INC. Fuzzy (name and state)
- Federal award recipient: PHUNWARE, INC Fuzzy (name and state)
- Form D issuer: Phunware, Inc. EXACT (CIK (EXACT))
- SEC filer: Phunware, Inc. EXACT (CIK (EXACT))
Filings 19
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2016-06-30 | S-1 | S-1 (registration) | Stellar Acquisition III Inc. | 0001213900-16-014630 ↗ |
| 2016-07-28 | S-1/A | S-1/A (amendment) | Stellar Acquisition III Inc. | 0001213900-16-015321 ↗ |
| 2016-08-02 | S-1/A | S-1/A (amendment) | Stellar Acquisition III Inc. | 0001213900-16-015472 ↗ |
| 2016-08-15 | S-1/A | S-1/A (amendment) | Stellar Acquisition III Inc. | 0001213900-16-015957 ↗ |
| 2016-08-18 | S-1/A | S-1/A (amendment) | Stellar Acquisition III Inc. | 0001213900-16-016213 ↗ |
| 2016-08-18 | EFFECT | EFFECT (declared effective) | Stellar Acquisition III Inc. | 9999999995-16-005458 ↗ |
| 2016-08-19 | 424B4 | 424B4 (final prospectus) | Stellar Acquisition III Inc. | 0001213900-16-016265 ↗ |
| 2018-11-13 | EFFECT | EFFECT (declared effective) | Stellar Acquisition III Inc. | 9999999995-18-002870 ↗ |
| 2019-02-05 | S-1 | S-1 (registration) | Phunware, Inc. | 0001213900-19-001716 ↗ |
| 2019-03-20 | S-1/A | S-1/A (amendment) | Phunware, Inc. | 0001213900-19-004504 ↗ |
| 2019-03-21 | S-1/A | S-1/A (amendment) | Phunware, Inc. | 0001213900-19-004576 ↗ |
| 2019-04-08 | S-1/A | S-1/A (amendment) | Phunware, Inc. | 0001213900-19-005985 ↗ |
| 2019-05-03 | S-1/A | S-1/A (amendment) | Phunware, Inc. | 0001213900-19-007819 ↗ |
| 2019-05-14 | EFFECT | EFFECT (declared effective) | Phunware, Inc. | 9999999995-19-001111 ↗ |
| 2020-01-23 | EFFECT | EFFECT (declared effective) | Phunware, Inc. | 9999999995-20-000147 ↗ |
| 2020-05-04 | EFFECT | EFFECT (declared effective) | Phunware, Inc. | 9999999995-20-001025 ↗ |
| 2020-09-11 | EFFECT | EFFECT (declared effective) | Phunware, Inc. | 9999999995-20-002423 ↗ |
| 2020-10-27 | EFFECT | EFFECT (declared effective) | Phunware, Inc. | 9999999995-20-002989 ↗ |
| 2021-02-11 | EFFECT | EFFECT (declared effective) | Phunware, Inc. | 9999999995-21-000617 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2016-08-18 | S-1/A | registration statement | $10.00 | 6,500,000 | $65,000,000 | Nasdaq STLR | 4 | primary document; price sentence, shares headline, proceeds table, cover names 4 | document ↗ | |
| 2016-08-19 | 424B4 | final prospectus | $10.00 | 6,500,000 | $65,000,000 | Nasdaq STLR | 2 | primary document; price sentence, shares headline, proceeds table, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Argyros Alexandros | Director | 2 | 2016 | ||
| Bacha Eleonora (Liona) | Director | 2 | 2016 | ||
| Firmus Investments Inc | Other; TenPercentOwner | 3 | 2016–2018 | ||
| Magellan Investments Corp | Other; TenPercentOwner | 3 | 2016–2018 | ||
| Paravagna Tiziano | Director | 2 | 2016 | ||
| Syllantavos George | Director; Director,Officer,TenPercentOwner; Director,TenPercentOwner | Co-CEO, CFO and Secretary | 15 | 2016–2021 | |
| Tsirigakis Prokopios Akis | Director; Director,Officer,TenPercentOwner; Director,TenPercentOwner | Co-CEO, Chairman and President; Co- CEO, Chairman & President; Co- CEO, Chairman, President | 7 | 2016–2019 | |
| Astra Maritime Corp | Other; TenPercentOwner | 3 | 2016–2018 | ||
| Dominium Investments Inc | Other; TenPercentOwner | 3 | 2016–2018 | ||
| Gerber Sander | TenPercentOwner | 1 | 2018 | ||
| Hudson Bay Capital Management LP | TenPercentOwner | 1 | 2018 | ||
| Aune Matt | Officer | Chief Financial Officer | 25 | 2019–2023 | |
| COWAN KEITH O | Director | 10 | 2019–2022 | ||
| Crowder Randall | Director,Officer; Officer | Chief Operating Officer | 30 | 2019–2023 | |
| Dang Luan | Officer | Chief Technology Officer | 19 | 2019–2022 | |
| KNITOWSKI ALAN S | Director,Officer | Chief Executive Officer | 27 | 2019–2022 | |
| MARCUS LORI TAUBER | Director | 10 | 2019–2021 | ||
| Mayor Kathy | Director | 11 | 2019–2022 | ||
| Manlunas Eric | Director | 15 | 2019–2023 | ||
| MASTERS BLYTHE | Director | 5 | 2020–2021 | ||
| Costello Ryan | Director | 5 | 2021–2022 | ||
| MEWAWALLA RAHUL | Director | 4 | 2021–2024 | ||
| Olive Christopher D. | Officer | Chief Legal Officer | 18 | 2022–2026 | |
| Lull Matthew K. | Officer | Chief Cryptocurrency Officer | 3 | 2022–2023 | |
| Chen Stephen | Director; Director,Officer | Interim ChiefExecutiveOfficer | 3 | 2022–2024 | |
| Buyse Russell C | Director; Director,Officer | Chief Executive Officer | 2 | 2022–2023 | |
| Reisner Troy Lee | Officer | Chief Financial Officer | 4 | 2023–2024 | |
| Snavely Michael | Director,Officer; Officer | Chief Executive Officer; Chief Revenue Officer | 10 | 2023–2024 | |
| Han Elliot Jin | Director | 4 | 2024–2026 | ||
| Krol Jeremy | Officer | Chief Operating Officer | 1 | 2025 | |
| Du Quyen | Director | 3 | 2025–2026 | ||
| Botkin John Brendhan | Officer | Vice President, Accounting | 3 | 2025–2026 | |
| Lu Edward Chi-Ting | Director | 2 | 2026 | ||
| Kroshka Dmitry | Officer | Chief Executive Officer | 2 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2020-07-22 | Phunware, Inc. | Other Technology | $21,600,000 | $21,600,000 | 1 | 1 |
| 2020-04-02 | Phunware, Inc. | Other Technology | $3,000,000 | $3,000,000 | 1 | 1 |
| 2019-06-03 | Phunware, Inc. | Other Technology | $20,000,000 | $0 | 0 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | PHUNWARE, INC. | TX | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | PHUNWARE, INC. | TX | State business registries | name and state |
| Contractor | PHUNWARE INC | TX | Nonprofit contractors (Form 990) | name and state |
| Federal award recipient | PHUNWARE, INC | TX | Federal spending (USAspending) | name and state |
| Form D issuer | Phunware, Inc. | TX | Form D private offerings | name and state |
| Form D issuer | Phunware, Inc. | Form D private offerings | CIK (EXACT) | |
| Patent assignee | PHUNWARE, INC. | TX | Patents (USPTO) | name and state |
| SEC filer | Phunware, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Phunware, Inc. | TX | Trademarks (USPTO) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Computer Processing & Data Preparation, TX first:
- Digerati Technologies, Inc. TX
- PEGASUS SOLUTIONS INC TX
- CARREKER CORP TX
- ZYDANT CORP TX
- Applied Digital Corp. TX
- HOMEAWAY INC TX
- VUFUSION, INC. TX
- iVoiceIdeas, Inc. TX
- BENSATA Corp TX
- nDivision Inc. TX
In other datasets, the same topic (Technology) in TX:
- Lobbying client: 3001 INC (Federal lobbying (LDA))
Interests: Services-Computer Processing & Data Preparation · Technology