IPO registrations (S-1, F-1) · Registrants

CARREKER CORP

SEC CIK: 1057709 · filings on EDGAR ↗
Name on the registration: CARREKER ANTINORI INC
Former names: CARREKER ANTINORI INC (1998–2000)
Registration: Form S-1, first filed 1998-03-20, last 1998-05-18; 1 initial registration, 2 amendments
Outcome: Final prospectus filed 1998-05-20
Industry (SIC): Services-Computer Processing & Data Preparation 7374
Incorporated in: DE
Business address: 4055 VALLEY VIEW LANE, STE 1000, Dallas, TX 75244
EIN: 75-1622836
EDGAR entity type: operating
Insiders and CEO pay: CARREKER CORP on the corporate pages

Offering terms

Proposed price range: $10.00–$12.00 per share (S-1/A filed 1998-05-18)
Final price: $11.00 per share, within the range (424B4 filed 1998-05-20, an initial public offering)
Shares sold: 3,650,000
Gross proceeds: $40,150,000 before underwriting discounts and any over-allotment option
Listing: Nasdaq under the symbol CANI
Lead underwriters: Robertson Stephens
Syndicate: Hambrecht & Quist (1,240,000); Lehman Brothers (1,240,000); BancAmerica Robertson Stephens (2,020,000); Cowen (100,000); Needham & Company (100,000); Raymond James (100,000); Sands Brothers & Co., Ltd (100,000); Southwest Securities, Inc (100,000); H.C. Wainwright (100,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

On this site

Business registration: CARREKER CORPORATION EXACT (EIN (EXACT, as the state registration reports it))
Federal award recipient: CARREKER CORPORATION Fuzzy (name and state)
SEC filer: CARREKER CORP EXACT (CIK (EXACT))
Person page: John D Carreker Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Person page: William C Hammett Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))

Filings 5

Filed	Form	What it is	Name as filed	EDGAR
1998-03-20	S-1	S-1 (registration)	CARREKER ANTINORI INC	0001047469-98-010797 ↗
1998-04-27	S-1/A	S-1/A (amendment)	CARREKER ANTINORI INC	0001047469-98-016575 ↗
1998-05-18	S-1/A	S-1/A (amendment)	CARREKER ANTINORI INC	0001047469-98-020915 ↗
1998-05-20	424B4	424B4 (final prospectus)	CARREKER ANTINORI INC	0001047469-98-021353 ↗
1999-08-06	424B4	424B4 (final prospectus)	CARREKER ANTINORI INC	0001047469-99-030143 ↗

Prospectus pages read 2

Filed	Form	Read as	Range	Price	Shares	Proceeds	Listing	Underwriters	What was found	Document
1998-05-18	S-1/A	registration statement	$10.00–$12.00	$5.35	5,100,000	$27,285,000	Nasdaq CANI	3	from the submission text; range, price line, shares headline, proceeds computed, cover names 3	document ↗
1998-05-20	424B4	final prospectus		$11.00	3,650,000	$40,150,000	Nasdaq CANI	10	from the submission text; price sentence, shares general, proceeds computed, underwriting table 9, cover names 3	document ↗

Officers, directors and large holders Forms 3, 4 and 5

Insider	Role	Title	Filings	Years	On this site
EDWARDS WEBB	Director		2	2006
HUGHES KEITH W	Director		1	2006
CARREKER JOHN	Officer	EVP-Global Payment Technology	3	2006–2007
CARREKER JOHN D JR	Director,Officer; Director,Officer,TenPercentOwner	Chief Executive Officer	2	2006–2007	person page Fuzzy
Watkins Jeffrey D	Director		4	2006–2007
WILLIAMS BLAKE	Officer	EVP and Managing Director	4	2006–2007
Massie Suzette	Officer	EVP	2	2006–2007
PETERSON LISA	Officer	EVP, CFO	2	2006–2007
RILEY BRYANT R	Director		4	2006–2007
HAMMETT WILLIAM C JR	Director		3	2006–2007	person page Fuzzy
LEE RICHARD R JR	Director		1	2006
CARREKER JAMES D	Director		2	2006–2007
Clark Coley	Director		2	2006–2007
ERWIN JAMES R	Director		2	2006–2007
HOUSE DONALD	Director		2	2006–2007
SIAS DAVID K	Director		2	2006–2007
Tomlinson Gregory B	Director		2	2006–2007
DAVIS JOHN S	Officer	EVP, GC & Secretary	1	2007

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

Record	Name as filed	Where	Dataset	Matched by
Business registration	CARREKER CORPORATION	WI	State business registries	EIN (EXACT, as the state registration reports it)
Contractor	VITALLIANCE CORPORATION	TX	Nonprofit contractors (Form 990)	same street address and ZIP code, 4055 VALLEY VIEW LN STE 1000 75244 (FUZZY: a shared address, not proof of a shared organization)
Federal award recipient	CARREKER CORPORATION	TX	Federal spending (USAspending)	name and state
SEC filer	CARREKER CORP		SEC filers (EDGAR)	CIK (EXACT)
Trademark owner	Carreker Corporation	TX	Trademarks (USPTO)	name and state
Person page	John D Carreker Jr		People (Form 990 officers, directors and employees)	officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer)
Person page	William C Hammett Jr		People (Form 990 officers, directors and employees)	officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Services-Computer Processing & Data Preparation, TX first:

More with this interest.

In other datasets, the same topic (Technology) in TX:

Lobbying client: 3001 INC (Federal lobbying (LDA))

Interests: Services-Computer Processing & Data Preparation · Technology