IPO registrations (S-1, F-1) · Registrants
TC GLOBAL, INC.
- SEC CIK
- 944136 · filings on EDGAR ↗
- Name on the registration
- TULLYS COFFEE CORP
- Former names
- TULLYS COFFEE CORP (1999–2009)
- Registration
- Form S-1, first filed 2004-05-12, last 2007-08-13; 2 initial registrations, 6 amendments
- Outcome
- Withdrawal requested 2008-02-07
- Industry (SIC)
- Retail-Eating Places 5812
- Incorporated in
- WA
- Business address
- 3100 AIRPORT WAY SOUTH, Seattle, WA 98134
- EIN
- 91-1557436
- EDGAR entity type
- operating
- Insiders and CEO pay
- TC GLOBAL, INC. on the corporate pages
Offering terms
- Proposed price range
- $10.00–$12.00 per share (S-1/A filed 2007-08-13)
- Shares offered
- 3,500,000
- Listing
- Nasdaq under the symbol TULY
- Lead underwriters
- S Tifel N Icolaus
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: TC GLOBAL INC DBA TULLYS COFFEE EXACT (EIN (EXACT))
- SEC filer: TC Global, Inc. EXACT (CIK (EXACT))
- Person page: John M Fluke Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Paul W Reed Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2004-05-12 | S-1 | S-1 (registration) | TULLYS COFFEE CORP | 0001193125-04-086366 ↗ |
| 2004-08-04 | S-1/A | S-1/A (amendment) | TULLYS COFFEE CORP | 0001193125-04-131315 ↗ |
| 2004-12-17 | S-1/A | S-1/A (amendment) | TULLYS COFFEE CORP | 0001193125-04-215628 ↗ |
| 2005-01-11 | S-1/A | S-1/A (amendment) | TULLYS COFFEE CORP | 0001193125-05-004128 ↗ |
| 2007-04-27 | S-1 | S-1 (registration) | TULLYS COFFEE CORP | 0001193125-07-093892 ↗ |
| 2007-07-26 | S-1/A | S-1/A (amendment) | TULLYS COFFEE CORP | 0001193125-07-162286 ↗ |
| 2007-08-07 | S-1/A | S-1/A (amendment) | TULLYS COFFEE CORP | 0001193125-07-173886 ↗ |
| 2007-08-13 | S-1/A | S-1/A (amendment) | TULLYS COFFEE CORP | 0001193125-07-180499 ↗ |
| 2008-02-07 | RW | RW (withdrawal request) | TULLYS COFFEE CORP | 0001193125-08-022742 ↗ |
| 2008-02-07 | RW | RW (withdrawal request) | TULLYS COFFEE CORP | 0001193125-08-022840 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2007-08-13 | S-1/A | registration statement | $10.00–$12.00 | $11.00 | 3,500,000 | $38,500,000 | Nasdaq TULY | 1 | primary document; range, price sentence, shares headline, proceeds computed, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| OKEEFE CATHY | Other | 2 | 2006 | ||
| OKEEFE TOM T | Director,TenPercentOwner | 5 | 2006–2009 | ||
| TTOK, LLC | TenPercentOwnerOther | 2 | 2006 | ||
| ESTATE OF MCCAW KEITH W | TenPercentOwner | 1 | 2006 | ||
| Ainsworth-Jones Kathi | Director | 2 | 2006–2007 | ||
| Buller John K | Director; Director,Officer | President and CEO | 3 | 2006–2007 | |
| EVANGER MARC | Director | 2 | 2006–2007 | ||
| FLUKE JOHN M JR | Director | 5 | 2006–2010 | person page Fuzzy | |
| HOOD LAWRENCE L | Director | 5 | 2006–2010 | ||
| Hubert Gregory A | Director | 5 | 2006–2010 | ||
| HUBMAN GEORGE | TenPercentOwner | 1 | 2006 | ||
| GALVIN KRISTOPHER S | Officer | CFO and Secretary | 2 | 2007 | |
| DaCosta Mark E | Officer | VP Wholesale Ops and Logistics | 1 | 2007 | |
| Gai Ronald | Officer | Vice President of Sales | 1 | 2007 | |
| Martin Robert Dale | Officer | VP-Merchandise and Production | 1 | 2007 | |
| Mun Andrew H | Officer | VP and General Counsel | 1 | 2007 | |
| Pratt Dana H | Officer | VP of Retail Operations | 1 | 2007 | |
| Wynne Andrew M | Officer | Chief Financial Officer & VP | 1 | 2008 | |
| Hendrickson Janet L | Director | 2 | 2010 | ||
| Neubauer Ronald G | Director | 2 | 2010 | ||
| ANDERSON SCOTT I | Director | 1 | 2010 | ||
| SCHOENFELD WALTER E | Director | 1 | 2010 | ||
| CAMPBELL CATHERINE MARY | Officer | CHIEF FINANCIAL OFFICER | 1 | 2011 | |
| Pearson Scott M | Director,Officer | President and CEO | 1 | 2011 | |
| Reed Paul W. | Director | 1 | 2011 | person page Fuzzy | |
| Loeb Stephen B. | Director | 1 | 2011 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | TC GLOBAL INC DBA TULLYS COFFEE | WA | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Nonprofit | RAINIER SOCIAL & BENEFIT CLUB INC | WA | Nonprofits (IRS Form 990) | same street address and ZIP code, 3100 AIRPORT WAY S 98134 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | TC Global, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | TC GLOBAL INC DBA TULLYS COFFEE | EIN (EXACT) | ||
| Person page | John M Fluke Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Paul W Reed | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Retail-Eating Places, WA first:
- Organic To Go Food CORP WA
- BRIAZZ INC WA
- Papa Murphy's Holdings, Inc. WA
- Blue Water Global Group, Inc. A0
- Tim Hortons Inc. A6
- PJ AMERICA INC AL
- P F CHANGS CHINA BISTRO INC AZ
- STAR BUFFET INC AZ
- KONA GRILL INC AZ
- BOSTON CHICKEN PLAN TRUST AZ
In other datasets, the same topic (Food and agriculture) in WA:
- Nonprofit: ABUNDANCE FARMING PROJECT (Nonprofits (IRS Form 990))
Interests: Retail-Eating Places · Food and agriculture