IPO registrations (S-1, F-1) · Registrants
CASCADE BANCORP
- SEC CIK
- 865911 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2009-10-07, last 2011-05-17; 2 initial registrations, 5 amendments
- Outcome
- Final prospectus filed 2011-05-18; declared effective 2011-05-18; withdrawal requested 2009-12-23
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- OR
- Business address
- 1100 N W WALL ST, P O BOX 369, Bend, OR 97709
- EIN
- 93-1034484
- EDGAR entity type
- operating
- Insiders and CEO pay
- CASCADE BANCORP on the corporate pages
Offering terms
- Shares offered
- 44,590,054
- Listing
- Nasdaq under the symbol CACB
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: CASCADE BANCORP EXACT (EIN (EXACT))
- SEC filer: CASCADE BANCORP EXACT (CIK (EXACT))
- Person page: Annette G Elg Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Patricia L Moss Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: William A Haden Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 11
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2009-10-07 | S-1 | S-1 (registration) | CASCADE BANCORP | 0001144204-09-051964 ↗ |
| 2009-11-10 | S-1/A | S-1/A (amendment) | CASCADE BANCORP | 0001144204-09-057690 ↗ |
| 2009-11-25 | S-1/A | S-1/A (amendment) | CASCADE BANCORP | 0001144204-09-061916 ↗ |
| 2009-12-07 | S-1/A | S-1/A (amendment) | CASCADE BANCORP | 0001144204-09-063439 ↗ |
| 2009-12-23 | RW | RW (withdrawal request) | CASCADE BANCORP | 0001144204-09-066212 ↗ |
| 2011-03-23 | S-1 | S-1 (registration) | CASCADE BANCORP | 0001144204-11-016600 ↗ |
| 2011-05-09 | S-1/A | S-1/A (amendment) | CASCADE BANCORP | 0001144204-11-027122 ↗ |
| 2011-05-17 | S-1/A | S-1/A (amendment) | CASCADE BANCORP | 0001144204-11-030665 ↗ |
| 2011-05-18 | 424B1 | 424B1 (final prospectus) | CASCADE BANCORP | 0001144204-11-030923 ↗ |
| 2011-05-18 | EFFECT | EFFECT (declared effective) | CASCADE BANCORP | 9999999995-11-001588 ↗ |
| 2012-10-18 | EFFECT | EFFECT (declared effective) | CASCADE BANCORP | 9999999995-12-003017 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2011-05-17 | S-1/A | registration statement | 44,590,054 | - | Nasdaq CACB | 0 | primary document; shares headline | document ↗ | ||
| 2011-05-18 | 424B1 | final prospectus | 44,590,054 | - | Nasdaq CACB | 0 | primary document; shares headline | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| MOSS PATRICIA L | Director; Director,Officer | CEO; President and CEO; President & CEO | 20 | 2006–2017 | person page Fuzzy |
| SMITH KAY | Officer | SVP/Operations | 5 | 2006 | |
| WEIS FRANK R | Officer | EVP/Credit Administration | 15 | 2006–2008 | |
| WHEELER FRANK | Officer | EVP/Mortgage Center | 7 | 2006–2008 | |
| BISS PEGGY L | Officer | EVP/CAO; EVP - Chief Administrative Off; EVP-Chief Admin Officer; EVP-Chief Human Resources; EVP - CHRO; EVP/Human Resources | 24 | 2006–2017 | |
| HOFFMAN GARY L | Director | 10 | 2006–2012 | ||
| Johansen Judi | Director | 12 | 2006–2012 | ||
| NEWTON GREGORY D | Officer | EVP - CFO; EVP/CFO; EVP / Chief Financial Officer; EVP-Chief Financial Officer; EVP/Chief Financial Officer | 17 | 2006–2017 | |
| DELVIN MICHAEL J | Officer | Chief Operating Officer; EVP/Chief Operating Officer; EVP - COO; EVP/COO; Pres/Chief Operating Officer | 14 | 2006–2011 | |
| Bolger David Fabius | TenPercentOwner | 5 | 2006–2011 | ||
| Jones Clarence | Director | 9 | 2006–2010 | ||
| Wells Thomas | Director | 23 | 2006–2017 | ||
| HADEN WILLIAM A | Officer | Executive Vice President | 11 | 2006–2008 | person page Fuzzy |
| CAPPS GARY L | Director | 5 | 2006–2007 | ||
| Amerongen Debbie | Officer | EVP Marketing | 5 | 2006–2008 | |
| Krumbholz Walt | Officer | EVP PDX Region | 2 | 2006–2007 | |
| Miller Julie Ann | Officer | EVP CO Region | 6 | 2006–2008 | |
| Mooney Michael Mark | Officer | Pres - Idaho | 4 | 2006–2008 | |
| PATRICK RYAN R | Director | 15 | 2007–2017 | ||
| Hewitt Henry Hollis | Director | 12 | 2007–2015 | ||
| ANDRES JEROL E | Director | 15 | 2007–2017 | ||
| PETERSEN JAMES E | Director | 5 | 2007–2009 | ||
| David F Bolger 2008 Grantor Retained Annuity Trust | TenPercentOwner | 3 | 2008–2010 | ||
| David F Bolger 2008 Nongrantor Charitable Lead Annuity Trust Thomas M Wells Trustee | TenPercentOwner | 2 | 2008–2009 | ||
| Allison Michael Lee | Officer | EVP - CCO; EVP - Chief Credit Officer; EVP/Chief Credit Officer | 4 | 2009–2011 | |
| Casciato Chris Cesare | Director | 2 | 2011 | ||
| Chestnut Venture Holdings, LLC | TenPercentOwner | 1 | 2011 | ||
| Lightyear Co-Invest Partnership II, L.P. | TenPercentOwner | 2 | 2011–2017 | ||
| Lightyear Fund II GP Holdings, LLC | TenPercentOwner | 2 | 2011–2017 | ||
| Lightyear Fund II GP, L.P. | TenPercentOwner | 2 | 2011–2017 | ||
| LIGHTYEAR FUND II LP | TenPercentOwner | 2 | 2011–2017 | ||
| MARRON & ASSOCIATES LLC | TenPercentOwner | 1 | 2011 | ||
| MARRON DONALD B | TenPercentOwner | 4 | 2011–2013 | ||
| Connolly Michael | Director | 8 | 2011–2017 | ||
| El Vedado, LLC | TenPercentOwnerOther | 1 | 2011 | ||
| GEI Capital V, LLC | Director; TenPercentOwner | 3 | 2011–2017 | ||
| Green Equity Investors Side V, L.P. | Director; TenPercentOwner | 3 | 2011–2017 | ||
| Green Equity Investors V, L.P. | Director,TenPercentOwner; TenPercentOwner | 3 | 2011–2017 | ||
| Green V Holdings, LLC | Director; TenPercentOwner | 3 | 2011–2017 | ||
| Leonard Green & Partners, L.P. | Director; TenPercentOwner | 3 | 2011–2017 | ||
| LGP MANAGEMENT INC | Director; TenPercentOwner | 3 | 2011–2017 | ||
| Lockhart James B. III | Director | 6 | 2011–2017 | ||
| ROSS WILBUR L JR | TenPercentOwnerOther | 1 | 2011 | ||
| WLR CB AcquisitionCo LLC | TenPercentOwner; TenPercentOwnerOther | 3 | 2011–2016 | ||
| WL ROSS & CO LLC | TenPercentOwnerOther | 1 | 2011 | ||
| WL Ross Group, L.P. | TenPercentOwnerOther | 1 | 2011 | ||
| WLR Recovery Associates IV LLC | TenPercentOwnerOther | 1 | 2011 | ||
| WLR Recovery Fund IV LP | TenPercentOwnerOther | 1 | 2011 | ||
| KEEN J LAMONT | Director | 7 | 2012–2017 | ||
| Zink Terry E | Director,Officer; Officer | CEO; Chief Executive Officer; Pres/CEO; President-CEO | 7 | 2012–2017 | |
| Lee Daniel J | Officer | Chief Credit Officer; EVP/CCO; EVP - Chief Credit Officer; EVP-Chief Credit Officer | 13 | 2012–2017 | |
| GERLICHER ANDREW J | Officer | EVP/Corporate Counsel; EVP/Gen Counsel; EVP-General Counsel; EVP & GENERAL COUNSEL | 6 | 2013–2017 | |
| REEVES CHARLES N | Officer | EVP - Chief Banking Officer; EVP-Chief Banking Officer; EVP/Chief Banking Officer; EVP & CHIEF BANKING OFFICER; Pres/COO | 8 | 2013–2017 | |
| LY Holdings, LLC | TenPercentOwner | 2 | 2014–2017 | ||
| Vassallo Mark F | TenPercentOwner | 5 | 2014–2017 | ||
| Gianotti Sandra | Officer | EVP-Chief Risk Officer; EVP/Chief Risk Officer; EVP/Ch Risk Officer | 6 | 2014–2017 | |
| Elg Annette G | Director | 5 | 2014–2017 | person page Fuzzy | |
| Johnson Dennis L | Director | 5 | 2014–2017 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | CASCADE BANCORP | OR | Form 5500 (employee benefit plans) | EIN (EXACT) |
| SEC filer | CASCADE BANCORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | CASCADE BANCORP | EIN (EXACT) | ||
| Person page | Annette G Elg | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Patricia L Moss | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | William A Haden | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry State Commercial Banks, OR first:
- COLUMBIA BANCORP \OR\ OR
- South Valley Bancorp, Inc. OR
- VRB BANCORP OR
- SUPERIOR BANCORP AL
- NEXITY FINANCIAL CORP AL
- CapitalSouth Bancorp AL
- ServisFirst Bancshares, Inc. AL
- Southern States Bancshares, Inc. AL
- BEAR STATE FINANCIAL, INC. AR
- BANK OF THE OZARKS INC AR
In other datasets, the same topic (Finance) in OR:
- Form D issuer: 3x5 Kaleidoscope Investors, LLC (Form D private offerings)
- Lobbying client: AEQUITAS (Federal lobbying (LDA))
Interests: State Commercial Banks · Finance