IPO registrations (S-1, F-1) · Registrants
HCA Healthcare, Inc.
- SEC CIK
- 860730 · filings on EDGAR ↗
- Name on the registration
- HCA Holdings, Inc.
- Former names
- HCA Holdings, Inc. (2010–2017); HCA INC/TN (2001–2010); HCA THE HEALTHCARE CO (2001–2001); HCA-THE HEALTHCARE CO (2000–2001); COLUMBIA HCA HEALTHCARE CORP (2000–2000); COLUMBIA HCA HEALTHCARE CORP/ (1994–2000); COLUMBIA HEALTHCARE CORP (1994–1994)
- Registration
- Form S-1, first filed 2009-05-27, last 2011-03-09; 3 initial registrations, 3 amendments
- Outcome
- Final prospectus filed 2011-03-11; declared effective 2009-07-09; withdrawal requested 2010-12-23
- Industry (SIC)
- Services-General Medical & Surgical Hospitals, NEC 8062
- Business address
- ONE PARK PLZ, Nashville, TN 37203
- EIN
- 27-3865930
- Ticker
- HCA (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- HCA Healthcare, Inc. on the corporate pages
Offering terms
- Proposed price range
- $27.00–$30.00 per share (S-1/A filed 2011-03-09)
- Final price
- $8.58 per share, below the range (424B4 filed 2011-03-11, an initial public offering)
- Shares sold
- 126,200,000 (87,719,300 by the company, 38,480,700 by selling holders)
- Gross proceeds
- $1,082,796,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol HCA
- Lead underwriters
- Merrill Lynch; Citigroup (17,418,545 shares); J.P. Morgan (17,418,545 shares)
- Syndicate
- BofA Securities; Barclays (9,889,662); Credit Suisse (8,655,427); Deutsche Bank (8,655,427); Goldman Sachs (8,655,427); Morgan Stanley (8,655,427); Wells Fargo (8,655,427); Credit Agricole CIB (1,923,288); Mizuho (1,923,288); RBC Capital Markets (1,923,288); SMBC Nikko; Truist Securities (1,923,288); Baird (639,834); Cowen (639,834); CRT Capital Group LLC (639,834); Lazard (639,834); Leerink Partners (639,834); Morgan Keegan (639,834); Oppenheimer (639,834); Susquehanna Financial Group, LLLP (639,834); Raymond James (639,834); RBS Securities Inc (1,923,288); SMBC Nikko Capital Markets Limited (1,923,288); Avondale Partners, LLC (639,834); Ramirez & Co. (394,375); Siebert Williams Shank (394,375); Muriel Siebert & Co. (394,375); Loop Capital Markets (394,375); Gleacher & Company Securities, Inc (394,375); CastleOak Securities (394,375); Sanford C. Bernstein & Co., LLC (394,375); Caris & Company Inc (78,875)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Political committee (FEC): HCA HEALTHCARE, INC. GOOD GOVERNMENT FUND (connected to HCA HEALTHCARE, INC.) Fuzzy (name and state)
- Lobbying client: HCA HEALTHCARE Fuzzy (name and state)
- Lobbying client: HCA HEALTHCARE, INC. Fuzzy (name and state)
- Lobbying client: HCA HEALTHCARE, INC. Fuzzy (name and state)
- Lobbying registrant: HCA HEALTHCARE, INC. Fuzzy (name and state)
- SEC filer: HCA Healthcare, Inc. EXACT (CIK (EXACT))
- Person page: Brian F Carroll Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
- Person page: Frank S Royal Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: George A Bitar Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (DirectorOther))
- Person page: Jon M Foster Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Michael J Schlosser Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: William J Janetschek Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
Filings 13
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2009-05-27 | S-1 | S-1 (registration) | HCA INC/TN | 0000950123-09-009566 ↗ |
| 2009-06-29 | S-1/A | S-1/A (amendment) | HCA INC/TN | 0000950123-09-018536 ↗ |
| 2009-07-09 | EFFECT | EFFECT (declared effective) | HCA INC/TN | 9999999995-09-001892 ↗ |
| 2010-05-04 | EFFECT | EFFECT (declared effective) | HCA INC/TN | 9999999995-10-001369 ↗ |
| 2010-05-07 | S-1 | S-1 (registration) | HCA INC/TN | 0000950123-10-046006 ↗ |
| 2010-12-22 | S-1 | S-1 (registration) | HCA Holdings, Inc. | 0000950123-10-115879 ↗ |
| 2010-12-23 | RW | RW (withdrawal request) | HCA Holdings, Inc. | 0000950123-10-115891 ↗ |
| 2011-02-22 | S-1/A | S-1/A (amendment) | HCA Holdings, Inc. | 0000950123-11-015930 ↗ |
| 2011-03-09 | S-1/A | S-1/A (amendment) | HCA Holdings, Inc. | 0000950123-11-023454 ↗ |
| 2011-03-09 | EFFECT | EFFECT (declared effective) | HCA Holdings, Inc. | 9999999995-11-000631 ↗ |
| 2011-03-10 | S-1MEF | S-1MEF (added securities) | HCA Holdings, Inc. | 0000950123-11-024220 ↗ |
| 2011-03-11 | 424B4 | 424B4 (final prospectus) | HCA Holdings, Inc. | 0000950123-11-024716 ↗ |
| 2011-10-05 | EFFECT | EFFECT (declared effective) | HCA Holdings, Inc. | 9999999995-11-002873 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2011-03-09 | S-1/A | registration statement | $27.00–$30.00 | $28.50 | 124,000,000 | $3,534,000,000 | NYSE HCA | 24 | primary document; range, price sentence, shares headline, proceeds computed, cover names 23 | document ↗ |
| 2011-03-11 | 424B4 | final prospectus | $8.58 | 126,200,000 | $1,082,796,000 | NYSE HCA | 35 | primary document; price line, shares headline, proceeds computed, underwriting table 32, cover names 23 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ANDERSON DAVID GWIN | Officer | SVP - Finance; SVP - Finance and Treasurer; SVP-Finance and Treasurer | 41 | 2006–2016 | |
| BOVENDER JACK O JR | Director,Officer | Chairman; Chairman and CEO | 12 | 2006–2009 | |
| BRACKEN RICHARD M | Director,Officer; Other | Chairman; Chairman and CEO; President and CEO; President and COO | 32 | 2006–2015 | |
| CAMPBELL VICTOR L | Officer | SVP; SVP-Government Affairs; SVP-Invest Rel & Govt Affairs | 52 | 2006–2019 | |
| ELTON ROSALYN S | Officer | SVP - Operations Finance; SVP-Operations Finance | 9 | 2006–2008 | |
| Evans Charles Robert | Officer | President - Eastern Group | 6 | 2006 | |
| FITZGERALD JAMES A JR | Officer | SVP-Supply Chain Operations | 3 | 2006 | |
| GEORGE V CARL | Officer | SVP - Development; SVP-Development | 13 | 2006–2009 | |
| HANKINS ROBERT SAMUEL JR | Officer | CFO-Outpatient Services Group | 8 | 2006–2008 | |
| HAZEN SAMUEL N | Director,Officer; Officer | CEO; COO; President & COO; President - Operations; President - Western Group; President-Western Group | 66 | 2006–2026 | |
| HOUSER FRANK M MD | Officer | SVP-Quality & Medical Director | 6 | 2006 | |
| JOHNSON R MILTON | Director,Officer; Officer | Chairman; Chairman & CEO; Executive Vice President & CFO; President & CEO; President & CFO | 44 | 2006–2019 | |
| LINDLER PATRICIA T | Officer | SVP - Government Programs | 8 | 2006 | |
| MOORE A BRUCE JR | Officer | COO - Outpatient Services; Group President - Service Line; President-Outpatient Services | 60 | 2006–2022 | |
| Rutledge W Paul | Officer | Group President; President - Central Group | 26 | 2006–2013 | |
| SHALLCROSS RICHARD J | Officer | CFO - Western Group | 8 | 2006–2008 | |
| STEAKLEY JOSEPH N | Officer | SVP - Internal Audit; SVP-Internal Audit Services | 42 | 2006–2018 | |
| STEELE JOHN M | Officer | SVP & Chief Human Res. Officer; SVP - Human Resources | 54 | 2006–2019 | |
| Stinnett Donald W | Officer | CFO - Eastern Group; SVP & Controller | 40 | 2006–2016 | |
| WALLACE BEVERLY B | Officer | President-Financial Svcs Group; President - NewCo Business; President - Parallon; President - Shared Srvcs Group; President-Shared Srvcs Group | 16 | 2006–2011 | |
| WATERMAN ROBERT A | Officer | Former SVP & General Counsel; SVP and General Counsel; SVP & General Counsel | 51 | 2006–2022 | |
| WILLIAMS NOEL B | Officer | SVP and CIO | 22 | 2006–2012 | |
| YUSPEH ALAN R | Officer | SVP & Chief Ethics Officer; SVP - Ethics & Compliance | 44 | 2006–2018 | |
| Harms Russell K | Officer | CFO - Central Group | 8 | 2006–2008 | |
| SHAPIRO HAROLD T | Director | 3 | 2006 | ||
| LONG T MICHAEL | Director | 3 | 2006 | ||
| Crudele Jeffrey T | Officer | CFO-Eastern Division | 1 | 2006 | |
| TAVENNER MARILYN B | Officer | President-Outpatient Svcs Grp | 1 | 2006 | |
| HATCHETT GLENDA A | Director | 3 | 2006 | ||
| ROYAL FRANK S | Director | 3 | 2006 | person page Fuzzy | |
| ARMSTRONG C MICHAEL | Director | 2 | 2006 | ||
| AVERHOFF MAGDALENA MD | Director | 2 | 2006 | ||
| FELDSTEIN MARTIN | Director | 2 | 2006 | ||
| FRIST THOMAS F JR | Director; Director,TenPercentOwner; TenPercentOwner | 20 | 2006–2026 | ||
| GLUCK FREDERICK W | Director | 2 | 2006 | ||
| HOLLIDAY CHARLES O JR | Director | 10 | 2006–2022 | ||
| MCARTHUR JOHN H | Director | 3 | 2006 | ||
| NELSON KENT C | Director | 2 | 2006 | ||
| Perlin Jonathan B | Officer | Pres-Clinical Operations & CMO; Pres-Clinical Services & CMO; SVP-Quality; Medical Director | 60 | 2006–2021 | |
| Hall Charles J | Officer | Group President; President - Eastern Group; President-Eastern Group | 58 | 2006–2022 | |
| BAE JOSEPH Y | TenPercentOwner | 1 | 2008 | ||
| Bain Capital Hercules Investors, LLC | TenPercentOwner | 9 | 2008–2013 | ||
| Bain Capital Integral Investors, LLC | TenPercentOwner | 7 | 2008–2013 | ||
| BAIN CAPITAL INVESTORS LLC | Director,TenPercentOwner; TenPercentOwner | 9 | 2008–2013 | ||
| BCIP TCV, LLC | TenPercentOwner | 9 | 2008–2013 | ||
| Birosak Christopher | DirectorOther | 1 | 2008 | ||
| Bitar George A | DirectorOther | 1 | 2008 | person page Fuzzy | |
| CALBERT MICHAEL M | TenPercentOwner | 1 | 2008 | ||
| CARROLL BRIAN F | TenPercentOwner | 1 | 2008 | person page Fuzzy | |
| CONNAUGHTON JOHN | Director; Director,TenPercentOwner | 9 | 2008–2013 | ||
| Elcan Patricia F | TenPercentOwner | 18 | 2008–2026 | ||
| FISHER TODD A | TenPercentOwner | 3 | 2008–2009 | ||
| Frisco Holding II | TenPercentOwner | 2 | 2008–2026 | ||
| Frisco Partners | TenPercentOwner | 1 | 2008 | ||
| FRIST PATRICIA C | TenPercentOwner | 14 | 2008–2021 | ||
| FRIST THOMAS F III | Director,TenPercentOwner; TenPercentOwner | 23 | 2008–2026 | ||
| Frist William R | Director,TenPercentOwner; TenPercentOwner | 23 | 2008–2026 | ||
| Garaialde Jacques | TenPercentOwner | 1 | 2008 | ||
| GOLKIN PERRY | TenPercentOwner | 1 | 2008 | ||
| Gordon Christopher R | Director; Director,TenPercentOwner | 9 | 2008–2013 | ||
| Gorenflos Reinhard | TenPercentOwner | 1 | 2008 | ||
| GREENE JAMES H JR | TenPercentOwner | 1 | 2008 | ||
| HERCULES HOLDING II | TenPercentOwner | 26 | 2008–2026 | ||
| HUTH JOHANNES P | TenPercentOwner | 3 | 2008–2009 | ||
| Janetschek William J | TenPercentOwner | 1 | 2008 | person page Fuzzy | |
| KKR 2006 Fund L.P. | TenPercentOwner | 7 | 2008–2016 | ||
| KKR 2006 GP LLC | TenPercentOwner | 7 | 2008–2016 | ||
| KKR Associates 2006 LP | TenPercentOwner | 7 | 2008–2016 | ||
| KKR Associates Millennium L.P. | TenPercentOwner | 7 | 2008–2016 | ||
| KKR & Co. LLC | TenPercentOwner | 3 | 2008–2009 | ||
| KKR III GP LLC | TenPercentOwner | 7 | 2008–2016 | ||
| KKR Millennium Fund L.P. | TenPercentOwner | 7 | 2008–2016 | ||
| KKR Millennium GP LLC | TenPercentOwner | 7 | 2008–2016 | ||
| KKR Partners III, L.P. | TenPercentOwner | 7 | 2008–2016 | ||
| KKR PEI Associates, L.P. | TenPercentOwner | 9 | 2008–2016 | ||
| KKR PEI GP LTD | TenPercentOwner | 8 | 2008–2014 | ||
| KKR PEI Investments, L.P. | TenPercentOwner | 9 | 2008–2016 | ||
| Kohlberg Kravis Roberts & Co. | TenPercentOwner | 3 | 2008–2009 | ||
| KRAVIS HENRY R | TenPercentOwner | 9 | 2008–2016 | ||
| LIPSCHULTZ MARC S | TenPercentOwner | 1 | 2008 | ||
| MERRILL LYNCH & CO INC | TenPercentOwner | 1 | 2008 | ||
| Merrill Lynch GP, Inc. | TenPercentOwner | 1 | 2008 | ||
| Merrill Lynch Group, Inc. | TenPercentOwner | 1 | 2008 | ||
| MERRILL LYNCH VENTURES LLC | TenPercentOwner | 1 | 2008 | ||
| Merrill Lynch Ventures LP 2001 | Director,TenPercentOwner | 1 | 2008 | ||
| MICHELSON MICHAEL W | Director; DirectorOther | 14 | 2008–2026 | ||
| ML Global Private Equity Fund, L.P. | Director,TenPercentOwner | 1 | 2008 | ||
| ML Global Private Equity Partners, L.P. | TenPercentOwner | 1 | 2008 | ||
| MLGPE Ltd. | TenPercentOwner | 1 | 2008 | ||
| ML Hca Co-Invest LP | Director,TenPercentOwner | 1 | 2008 | ||
| ML HCA Co-Invest Ltd | TenPercentOwner | 1 | 2008 | ||
| MOMTAZEE JAMES C | DirectorOther | 1 | 2008 | ||
| NAVAB ALEXANDAR JR | TenPercentOwner | 3 | 2008–2009 | ||
| NUTTALL SCOTT C | TenPercentOwner | 1 | 2008 | ||
| OPERF Co-Investment LLC | TenPercentOwner | 7 | 2008–2016 | ||
| PAGLIUCA STEPHEN G | Director; Director,TenPercentOwner | 13 | 2008–2014 | ||
| RAETHER PAUL E | TenPercentOwner | 3 | 2008–2009 | ||
| ROBERTS GEORGE R | TenPercentOwner | 9 | 2008–2016 | ||
| SAER JOHN K JR | TenPercentOwner | 1 | 2008 | ||
| STAVROS PETER | DirectorOther | 1 | 2008 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Contractor | HCA HEALTHCARE | TN | Nonprofit contractors (Form 990) | name and state |
| Political committee | HCA HEALTHCARE, INC. GOOD GOVERNMENT FUND (connected to HCA HEALTHCARE, INC.) | TN | Campaign finance (FEC) | name and state |
| Lobbying client | HCA HEALTHCARE | TN | Federal lobbying (LDA) | name and state |
| Lobbying client | HCA HEALTHCARE, INC. | TN | Federal lobbying (LDA) | name and state |
| Lobbying client | HCA HEALTHCARE, INC. | TN | Federal lobbying (LDA) | name and state |
| Lobbying registrant | HCA HEALTHCARE, INC. | TN | Federal lobbying (LDA) | name and state |
| Payment recipient | HCA HEALTHCARE | TN | Open Payments (drug and device company payments) | name and state |
| Payment recipient | Hca Healthcare, Inc | TN | Open Payments (drug and device company payments) | name and state |
| SEC filer | HCA Healthcare, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Brian F Carroll | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) | |
| Person page | Frank S Royal | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | George A Bitar | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (DirectorOther) | |
| Person page | Jon M Foster | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Michael J Schlosser | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | William J Janetschek | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-General Medical & Surgical Hospitals, NEC, TN first:
- NEW AMERICAN HEALTHCARE CORP TN
- Province Healthcare Company, LLC TN
- IASIS HEALTHCARE CORP TN
- COMMUNITY HEALTH SYSTEMS INC TN
- ARDENT HEALTH SERVICES LLC TN
- Surgery Partners, Inc. TN
- Ardent Health, Inc. TN
- BROOKWOOD MEDICAL CENTER OF GULFPORT INC TN
- NOTAMI HOSPITALS OF LOUISIANA INC TN
- RIVERSIDE HOSPITAL INC TN
In other datasets, the same topic (Health) in TN:
- Nonprofit: 2 MILLION DOGS 2 MILES INC (Nonprofits (IRS Form 990))
Interests: Services-General Medical & Surgical Hospitals, NEC · Health