IPO registrations (S-1, F-1) · Registrants
QUALSTAR CORP
- SEC CIK
- 758938 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2000-02-02, last 2000-05-17; 1 initial registration, 4 amendments
- Outcome
- Final prospectus filed 2000-06-23
- Industry (SIC)
- Magnetic & Optical Recording Media 3695
- Incorporated in
- CA
- Business address
- 1267 FLYNN ROAD, Camarillo, CA 93012
- EIN
- 95-3927330
- EDGAR entity type
- operating
- Insiders and CEO pay
- QUALSTAR CORP on the corporate pages
Offering terms
- Proposed price range
- $7.00–$9.00 per share (S-1/A filed 2000-05-17)
- Final price
- $1.44 per share, below the range (424B4 filed 2000-06-23, an initial public offering)
- Shares sold
- 2,500,000
- Gross proceeds
- $3,600,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol QBAK
- Lead underwriters
- Needham & Company (818,917 shares)
- Syndicate
- Wedbush Securities (502,166); First Security Van Kasper (818,917); Lazard (30,000); Crowell, Weedon & Co (30,000); FAC/Equities (30,000); First Southwest Company (30,000); Josephthal & Co. Inc (30,000); John G. Kinnard & Company, Inc (30,000); Ladenburg Thalmann (30,000); McDonald Investments Inc., a KeyCorp Company (30,000); Truist Securities (30,000); C.E. Unterberg, Towbin (30,000); D.A. Davidson (30,000); W.R. Hambrecht & Co., LLC (30,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: QUALSTAR CORPORATION Fuzzy (name and state)
- Form 5500 plan sponsor: QUALSTAR CORPORATION EXACT (EIN (EXACT))
- Federal award recipient: QUALSTAR CORPORATION Fuzzy (name and state)
- SEC filer: QUALSTAR CORP EXACT (CIK (EXACT))
- Person page: Gerald J Laber Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Robert A Meyer Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2000-02-02 | S-1 | S-1 (registration) | QUALSTAR CORP | 0000944209-00-000132 ↗ |
| 2000-03-22 | S-1/A | S-1/A (amendment) | QUALSTAR CORP | 0000944209-00-000396 ↗ |
| 2000-04-10 | S-1/A | S-1/A (amendment) | QUALSTAR CORP | 0000944209-00-000539 ↗ |
| 2000-04-13 | S-1/A | S-1/A (amendment) | QUALSTAR CORP | 0000944209-00-000586 ↗ |
| 2000-05-17 | S-1/A | S-1/A (amendment) | QUALSTAR CORP | 0000944209-00-000898 ↗ |
| 2000-06-23 | 424B4 | 424B4 (final prospectus) | QUALSTAR CORP | 0000898430-00-001880 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2000-05-17 | S-1/A | registration statement | $7.00–$9.00 | 2,500,000 | - | Nasdaq QBAK | 2 | from the submission text; range, price sentence, shares headline, proceeds computed, price outside the range dropped, cover names 2 | document ↗ | |
| 2000-06-23 | 424B4 | final prospectus | $1.44 | 2,500,000 | $3,600,000 | Nasdaq QBAK | 15 | primary document; price line, shares headline, proceeds computed, underwriting table 15, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Corker Stan | Director | 8 | 2006–2012 | ||
| Gromada Carl W | Director | 6 | 2006–2012 | ||
| NELSON RICHARD A | Director,Officer,TenPercentOwner | Vice-President, Engineering; VP Engineering; VP, Engineering; V.P. Engineering, Director | 35 | 2006–2010 | |
| COVEY ROBERT KENNETH | Officer | Vice President; VP Marketing; V.P. of Marketing | 3 | 2006–2012 | |
| GERVAIS WILLIAM J | Director,Officer,TenPercentOwner; Other; TenPercentOwner | CEO & Pres; CEO & Pres; CEO & President; President and C.E.O.; President & CEO; President & CEO | 98 | 2006–2018 | |
| Meyer Robert A | Director | 3 | 2006–2013 | person page Fuzzy | |
| RICH ROBERT EVAN | Director | 1 | 2006 | ||
| FARINA ANDREW | Officer | VP & CFO | 2 | 2006 | |
| King Robert Charles | Officer | VP Sales | 1 | 2006 | |
| Andalon Nidhi | Officer | CFO; Vice President and CFO | 2 | 2009–2012 | |
| Johnson Randy | Officer | Vice-President | 2 | 2010–2012 | |
| BKF CAPITAL GROUP INC | TenPercentOwner | CEO; CEO and President; Chairman and CEO | 93 | 2010–2020 | |
| BRONSON STEVEN N | Director,Officer; Director,Officer,TenPercentOwner; TenPercentOwner | CEO and President; Chief Executive Officer; COB, CEO and President; COB, CEO, President | 98 | 2010–2020 | |
| FIRESTONE LAWRENCE | Director; Director,Officer | President and CEO | 5 | 2011–2013 | |
| Wagner Steven W. | Officer | Vice-President, Storage Sales | 5 | 2012–2013 | |
| Lurie William J | Officer | VP Engineering | 3 | 2012–2013 | |
| MOLHOEK DANIEL C | Director | 3 | 2012–2013 | ||
| ALLEY ALLEN | Director | 4 | 2013 | ||
| Varley Philip G. | Officer | CFO | 2 | 2013 | |
| LABER GERALD J | Director | 3 | 2013 | person page Fuzzy | |
| Howe Alan B | Director | 2 | 2013–2014 | ||
| LEDER SEAN MICHAEL | Director | 10 | 2013–2015 | ||
| Wallis Dale Edward | Director | 1 | 2013 | ||
| Wolenski David John | Director | 3 | 2013–2017 | ||
| MILLER LLOYD I III | Other; TenPercentOwner | 15 | 2014–2016 | ||
| Yarymovych Nicholas | Director | 4 | 2014–2017 | ||
| BKF Asset Holdings, Inc. | TenPercentOwner | 29 | 2014–2020 | ||
| Jan Daniel Ko Chieh | Officer | Executive Vice President | 2 | 2015 | |
| Negrete Louann | Officer | Chief Financial Officer | 2 | 2015–2017 | |
| HAGAN LEONARD | Director | 3 | 2017 | ||
| Hou Joy C. | Director | 1 | 2020 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | QUALSTAR CORPORATION | CA | State business registries | name and state |
| Plan sponsor | QUALSTAR CORPORATION | CA | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Federal award recipient | QUALSTAR CORPORATION | CA | Federal spending (USAspending) | name and state |
| Patent assignee | Qualstar Corporation | CA | Patents (USPTO) | name and state |
| SEC filer | QUALSTAR CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | QUALSTAR CORPORATION | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | QUALSTAR CORPORATION | EIN (EXACT) | ||
| Person page | Gerald J Laber | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Robert A Meyer | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Magnetic & Optical Recording Media, CA first:
- WD Media, Inc. CA
- STORMEDIA INC CA
In other datasets, the same topic (Technology) in CA:
- Lobbying client: 8X8, INC. (Federal lobbying (LDA))
Interests: Magnetic & Optical Recording Media · Technology