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IPO registrations (S-1, F-1) · Registrants

MICROVISION, INC.

SEC CIK
65770 · filings on EDGAR ↗
Former names
MICROVISION INC (1996–2015)
Registration
Form S-1, first filed 2010-08-17, last 2018-06-08; 3 initial registrations, 3 amendments
Outcome
Final prospectus filed 2018-06-13; declared effective 2010-09-09; withdrawal requested 2011-07-08
Industry (SIC)
Electronic Components, NEC 3679
Incorporated in
DE
Business address
18390 NE 68TH STREET, Redmond, WA 98052
EIN
91-1600822
Ticker
MVIS (Nasdaq)
EDGAR entity type
operating
Insiders and CEO pay
MICROVISION, INC. on the corporate pages

Offering terms

Final price
$1.25 per share (424B4 filed 2018-06-13)
Shares sold
14,400,000
Gross proceeds
$18,000,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol MVIS
Lead underwriters
Ladenburg Thalmann (10,800,000 shares)
Syndicate
Delivery of the; H.C. Wainwright (1,800,000); Northland Securities (1,800,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 19

FiledFormWhat it isName as filedEDGAR
2010-08-17S-1S-1 (registration)MICROVISION INC0001193125-10-191394 ↗
2010-09-09EFFECTEFFECT (declared effective)MICROVISION INC9999999995-10-002665 ↗
2011-05-10S-1S-1 (registration)MICROVISION INC0001193125-11-134240 ↗
2011-06-15S-1/AS-1/A (amendment)MICROVISION INC0001193125-11-165765 ↗
2011-07-08RWRW (withdrawal request)MICROVISION INC0001193125-11-184476 ↗
2011-07-08EFFECTEFFECT (declared effective)MICROVISION INC9999999995-11-002073 ↗
2011-07-29EFFECTEFFECT (declared effective)MICROVISION INC9999999995-11-002335 ↗
2012-07-13EFFECTEFFECT (declared effective)MICROVISION INC9999999995-12-002158 ↗
2012-11-15EFFECTEFFECT (declared effective)MICROVISION INC9999999995-12-003276 ↗
2012-11-15EFFECTEFFECT (declared effective)MICROVISION INC9999999995-12-003277 ↗
2013-12-30EFFECTEFFECT (declared effective)MICROVISION INC9999999995-13-003711 ↗
2016-06-22EFFECTEFFECT (declared effective)MICROVISION, INC.9999999995-16-004977 ↗
2018-02-05RWRW (withdrawal request)MICROVISION, INC.0001193125-18-031431 ↗
2018-02-05S-1S-1 (registration)MICROVISION, INC.0001193125-18-031440 ↗
2018-02-23S-1/AS-1/A (amendment)MICROVISION, INC.0001193125-18-055971 ↗
2018-06-08S-1/AS-1/A (amendment)MICROVISION, INC.0001193125-18-187996 ↗
2018-06-11EFFECTEFFECT (declared effective)MICROVISION, INC.9999999995-18-001474 ↗
2018-06-13424B4424B4 (final prospectus)MICROVISION, INC.0001193125-18-191655 ↗
2018-11-13EFFECTEFFECT (declared effective)MICROVISION, INC.9999999995-18-002878 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2018-06-08S-1/Aregistration statement$2.1012,500,000$26,250,000Nasdaq MVIS4primary document; price sentence, shares headline, proceeds computed, cover names 4document ↗
2018-06-13424B4final prospectus$1.2514,400,000$18,000,000Nasdaq MVIS4primary document; price sentence, shares headline, proceeds table, underwriting table 3, cover names 4document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
WILLEY STEPHEN RDirector,OfficerPresident, Sales & Mktg - Asia12006
Brown Ian DOfficerVice President, Sales & Mktg; VP, Sales and Marketing; VP, Sales & Marketing92006–2009
RUTKOWSKI RICHARD FDirector22006
ONETTO MARC ADirector42006–2008
MCINTYRE TODD ROfficerSr. VP Business Development; Sr. VP, Business Development22006
Tokman Alexander YDirector,Officer; OfficerCEO; President and CEO; President & CEO332006–2017
WALKER THOMAS MDirector; OfficerDirector; Executive VP; VP, General Counsel; VP General Counsel & Secretary242006–2020
WILSON JEFF TOfficerCFO; Chief Financial Officer122006–2012
Madhavan SridharOfficerVice President, Engineering; Vice President, R&PD; VP, Engineering; VP, R&D; VP, Research & Product Devel.; VP, R&PD112006–2011
Horan JeanetteDirectorDirector132006–2016
TURNER BRIAN VDirectorDirector352006–2024person page Fuzzy
COWELL RICHARDDirectorDirector132006–2016
GORTON SLADEDirectorDirector162006–2018
DONDERO JAMES DTenPercentOwner52008–2009
HIGHLAND CAPITAL MANAGEMENT LPTenPercentOwner52008–2009
Strand Advisors, Inc.TenPercentOwner52008–2009
Max Display Enterprises LtdTenPercentOwner12009
Walsin Lihwa CorpTenPercentOwner12009
Mulligan PerryDirector; Director,Officer; OfficerCEO; Director202010–2020
Fritts MichaelOfficerVP, Sales, Marketing & Bus Dev; VP,Sales, Marketing & Prod Dev22010
OSullivan Joseph PatrickOfficerVP, Operations, Sales & Mktg; VP, Operations,Sales & Mktg22011
Patterson Paul DeanOfficerVP, Bus. Dev., Sales & Mktg.22011–2012
Zimmerman DaleOfficerVP, Research & Development; VP, Research & Development82012–2017
Franzi Michael JosephOfficerVP, Marketing & Business Dev22013
Johnston James EdwardOther12013
Farhi BenTenPercentOwner22013–2014
Farhi ShmuelTenPercentOwner22013
Holt Stephen PatrickOfficerCFO; Chief Financial Officer202013–2021
Westgor David JOfficerVP,Gen Counsel & Secretary; VP & General Counsel&Secretary; VP, General Counsel &Secretary; VP,General Counsel & Secretary112013–2021
Farhi YalonDirectorDirector92016–2021
Carlile Robert PaulDirectorDirector312017–2026
Sharma SumitDirector,Officer; OfficerCEO; Chief Executive Officer; Chief Operating Officer; Chief Operations Officer; VP, Engineering&Operations202017–2025
STROM BERNEE DLDirectorDirector62017–2020person page Fuzzy
BIDDISCOMBE SIMONDirector; Director,OfficerDirector; Executive Vice Chair282018–2026
Spitzer Mark BradleyDirectorDirector182020–2025
Curran Judith MechamDirectorDirector122020–2024
oz seval FDirectorDirector82021–2023
Markham Drew GOfficerGC; VP,Gen Counsel & Secretary; VP, General Counsel142021–2026
Verma AnubhavOfficerCFO; VP, Chief Financial Officer132021–2025
Herbst Jeffrey ADirector242022–2026
Schabert PeterDirector112024–2026
Smith JadaDirector132024–2026
De Vos Glen W.Director,Officer; OfficerCEO; SVP, Chief Technology Officer62025–2026
Peterson Laura J.Director92025–2026person page Fuzzy
Hrynewich StephenOfficerInterim CFO82025–2026
Byun JeemyungOfficerChief Commercial Officer22026
Chambers ChristineOfficerChief Financial Officer22026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2017-09-11MICROVISION, INC.Other Technology$3,150,000$3,150,00011

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationMICRO VISION INC.WAState business registriesEIN (EXACT, as the state registration reports it)
Federal award recipientMICROVISION, INC.WAFederal spending (USAspending)name and state
Form D issuerMICROVISION, INC.WAForm D private offeringsCIK (EXACT)
Lobbying clientMICROVISIONWAFederal lobbying (LDA)name and state
Lobbying clientMICROVISIONWAFederal lobbying (LDA)name and state
Lobbying clientMICROVISIONWAFederal lobbying (LDA)name and state
Lobbying clientMICROVISION INCWAFederal lobbying (LDA)name and state
Patent assigneeMICROVISION, INC.WAPatents (USPTO)name and state
SEC filerMICROVISION, INC.SEC filers (EDGAR)CIK (EXACT)
Trademark ownerMICROVISION, INC.WATrademarks (USPTO)name and state
Form 5500 plan sponsorMICROVISION, INC.EIN (EXACT)
Person pageBernee Dl StromPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageBrian V TurnerPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageLaura J PetersonPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Electronic Components, NEC, WA first:

More with this interest.

In other datasets, the same topic (Technology) in WA:

Interests: Electronic Components, NEC · Technology