IPO registrations (S-1, F-1) · Registrants
KINGSTONE COMPANIES, INC.
- SEC CIK
- 33992 · filings on EDGAR ↗
- Former names
- DCAP GROUP INC (2005–2009); DCAP GROUP INC/ (1999–2005); EXTECH CORP (1995–1999)
- Registration
- Form S-1, first filed 2013-10-15, last 2013-12-02; 1 initial registration, 1 amendment
- Outcome
- Final prospectus filed 2013-12-10; declared effective 2013-12-09
- Industry (SIC)
- Fire, Marine & Casualty Insurance 6331
- Incorporated in
- DE
- Business address
- 120 WOOD ROAD, Kingston, NY
- EIN
- 36-2476480
- Ticker
- KINS (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- KINGSTONE COMPANIES, INC. on the corporate pages
Offering terms
- Final price
- $5.95 per share (424B1 filed 2013-12-10)
- Shares sold
- 3,000,000
- Gross proceeds
- $17,850,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol KINS
- Lead underwriters
- Sandler O’Neill & Partners, L.P (3,000,000 shares)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: KINGSTONE COMPANIES, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: KINGSTONE COMPANIES, INC. EXACT (EIN (EXACT))
- Form D issuer: KINGSTONE COMPANIES, INC. EXACT (CIK (EXACT))
- SEC filer: DCAP GROUP INC EXACT (CIK (EXACT))
- Person page: John D Reiersen Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Morton L Certilman Esq Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2013-10-15 | S-1 | S-1 (registration) | KINGSTONE COMPANIES, INC. | 0001021771-13-000054 ↗ |
| 2013-12-02 | S-1/A | S-1/A (amendment) | KINGSTONE COMPANIES, INC. | 0001021771-13-000069 ↗ |
| 2013-12-09 | S-1MEF | S-1MEF (added securities) | KINGSTONE COMPANIES, INC. | 0001021771-13-000081 ↗ |
| 2013-12-09 | EFFECT | EFFECT (declared effective) | KINGSTONE COMPANIES, INC. | 9999999995-13-003492 ↗ |
| 2013-12-10 | 424B1 | 424B1 (final prospectus) | KINGSTONE COMPANIES, INC. | 0001021771-13-000083 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-12-02 | S-1/A | registration statement | 2,500,000 | - | Nasdaq KINS | 0 | primary document; shares headline | document ↗ | ||
| 2013-12-10 | 424B1 | final prospectus | $5.95 | 3,000,000 | $17,850,000 | Nasdaq KINS | 1 | primary document; price table, shares headline, proceeds computed, underwriting table 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| GOLDSTEIN BARRY | Director,Officer; Director,Officer,TenPercentOwner | COB; President, COB and CEO; President, COB, CEO; President, COB, CEO and Tre; President, COB, CEO, CFO, Tre; President, COB, CEO, CFO, Tre; President, COB, CEO, CFO, Tre; President, COB, CEO, CFO, Tre.; President, COB, CEO, Tre; President, COB, CEO, Treasurer; President, COB, CFO, Trea. | 122 | 2006–2024 | |
| CERTILMAN MORTON L | Director | 27 | 2006–2008 | person page Fuzzy | |
| FEINSOD MICHAEL | Director; Director,TenPercentOwner; TenPercentOwner | 53 | 2007–2015 | ||
| Infinity Capital, LLC | TenPercentOwner | 39 | 2007–2008 | ||
| Infinity Capital Partners, L.P. | TenPercentOwner | 38 | 2007–2008 | ||
| Infinity Management, LLC | TenPercentOwner | 39 | 2007–2008 | ||
| BRODSKY VICTOR J | Officer | Chief Accounting Officer; Chief Financial Officer | 49 | 2007–2026 | |
| Hapward Curt | Officer | President, DCAP Mgmt | 2 | 2007 | |
| HAFT JAY M | Director | 17 | 2008–2020 | ||
| Seibald Jack D | Director; Director,TenPercentOwner | 15 | 2008–2017 | ||
| LYONS DAVID | Director | 9 | 2008–2013 | ||
| Reiersen John D. | Officer | EVP, Kingstone Insurance Comp; Pres, Kingstone Insurance Comp | 4 | 2009–2014 | person page Fuzzy |
| AIA ACQUISITION CORP | TenPercentOwner | 2 | 2009–2010 | ||
| AIA Partners, LLC | TenPercentOwner | 3 | 2010 | ||
| Shapiro Steven | TenPercentOwner | 3 | 2010 | ||
| Walden Benjamin | Officer | EVP & Chief Actuary; EVP+Chief Actuary-Kingstone In; SVP+Chief Actuary-Kingstone In; VP+Chief Actuary-Kingstone Ins | 14 | 2013–2020 | |
| Tupper Floyd R | Director | 37 | 2014–2026 | ||
| Yankus William L | Director | 19 | 2016–2026 | ||
| D'Andre Carla | Director | 17 | 2017–2025 | ||
| THATCHER DALE A | Director; Director,Officer | Chief Operating Officer; President & CEO | 8 | 2017–2019 | |
| MCFADDEN TIMOTHY P | Director | 21 | 2018–2025 | ||
| Golden Meryl S. | Director,Officer; Officer | CEO, President; Chief Operating Officer; COO | 19 | 2019–2026 | |
| Swartz Richard Jason | Officer | Chief Accounting Officer; Chief Acctg Officer, Treasurer | 15 | 2020–2022 | |
| Chen Minlei | Officer | Chief Actuary; Chief Actuary and Senior VP; Chief Actuary, Senior VP | 18 | 2020–2026 | |
| Van Pelt Scott | Officer | Chief Financial Officer, Treas | 2 | 2021 | |
| GRAVELLE JENNIFER | Officer | Chief Financial Officer | 6 | 2023–2025 | |
| Gage Michelle A. | Officer | Chief Accounting Officer | 2 | 2023–2024 | |
| Singh Manmohan | Director | 4 | 2024–2026 | ||
| Newgarden Thomas | Director | 9 | 2024–2026 | ||
| Pasricha Pranav | Director | 3 | 2025–2026 | ||
| Patten Randy L | Officer | CFO, VP and Treasurer | 4 | 2025–2026 | |
| Fernandez David Craven | Officer | SVP, Chief Claims Officer | 1 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2016-04-29 | KINGSTONE COMPANIES, INC. | Insurance | $5,000,000 | $5,000,000 | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | KINGSTONE COMPANIES, INC. | NY | State business registries | name and state |
| Plan sponsor | KINGSTONE COMPANIES, INC. | NY | Form 5500 (employee benefit plans) | name and state |
| Form D issuer | KINGSTONE COMPANIES, INC. | NY | Form D private offerings | CIK (EXACT) |
| SEC filer | KINGSTONE COMPANIES, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | KINGSTONE COMPANIES, INC. | NY | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | KINGSTONE COMPANIES, INC. | EIN (EXACT) | ||
| Person page | John D Reiersen | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Morton L Certilman Esq | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Fire, Marine & Casualty Insurance, NY first:
- FARM FAMILY HOLDINGS INC NY
- PLATINUM UNDERWRITERS FINANCE INC NY
- Amtrust Financial Services, Inc. NY
- National General Holdings Corp. NY
- Lemonade, Inc. NY
- Bowhead Specialty Holdings Inc. NY
- Ategrity Specialty Insurance Co Holdings NY
- AMERICAN INTERNATIONAL GROUP, INC. NY
- INFINITY PROPERTY & CASUALTY CORP AL
- VESTA INSURANCE GROUP INC AL
In other datasets, the same topic (Insurance) in NY:
- Form D issuer: Ambac Assurance Corp (Form D private offerings)
- Lobbying client: AGWAY (Federal lobbying (LDA))
Interests: Fire, Marine & Casualty Insurance · Insurance