IPO registrations (S-1, F-1) · Registrants
Amtrust Financial Services, Inc.
- SEC CIK
- 1365555 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2006-06-12, last 2006-11-08; 1 initial registration, 5 amendments
- Outcome
- Declared effective 2006-11-09
- Industry (SIC)
- Fire, Marine & Casualty Insurance 6331
- Incorporated in
- DE
- Business address
- 59 MAIDEN LANE, 43RD FLOOR, New York, NY 10038
- EIN
- 04-3106389
- EDGAR entity type
- operating
- Insiders and CEO pay
- Amtrust Financial Services, Inc. on the corporate pages
Offering terms
- Shares offered
- 25,584,000
- Listing
- Nasdaq under the symbol AFSI
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: AMTRUST FINANCIAL SERVICES, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: AMTRUST FINANCIAL SERVICES, INC EXACT (EIN (EXACT))
- Political committee (FEC): AMTRUST FINANCIAL SERVICES INC. POLITICAL ACTION COMMITTEE (connected to AMTRUST FINANCIAL SERVICES INC.) Fuzzy (name and state)
- Form D issuer: Amtrust Financial Services, Inc. EXACT (CIK (EXACT))
- SEC filer: Amtrust Financial Services, Inc. EXACT (CIK (EXACT))
- Person page: Barry D Zyskind Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer,TenPercentOwner))
Filings 8
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2006-06-12 | S-1 | S-1 (registration) | Amtrust Financial Services, Inc. | 0001144204-06-024497 ↗ |
| 2006-07-25 | S-1/A | S-1/A (amendment) | Amtrust Financial Services, Inc. | 0001144204-06-029548 ↗ |
| 2006-08-25 | S-1/A | S-1/A (amendment) | Amtrust Financial Services, Inc. | 0001144204-06-035878 ↗ |
| 2006-09-13 | S-1/A | S-1/A (amendment) | Amtrust Financial Services, Inc. | 0001144204-06-038268 ↗ |
| 2006-09-28 | S-1/A | S-1/A (amendment) | Amtrust Financial Services, Inc. | 0001144204-06-040059 ↗ |
| 2006-11-08 | S-1/A | S-1/A (amendment) | Amtrust Financial Services, Inc. | 0001144204-06-045897 ↗ |
| 2006-11-09 | EFFECT | EFFECT (declared effective) | Amtrust Financial Services, Inc. | 9999999995-06-002264 ↗ |
| 2007-08-08 | EFFECT | EFFECT (declared effective) | Amtrust Financial Services, Inc. | 9999999995-07-003179 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2006-11-08 | S-1/A | registration statement | 25,584,000 | - | Nasdaq AFSI | 0 | primary document; shares headline | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Caviet Max G | Officer; Other | CEO of Subsidiary; President of Subsidiary | 39 | 2006–2018 | |
| DeCarlo Donald T | Director | 39 | 2006–2018 | ||
| Gulkowitz Abraham | Director | 20 | 2006–2018 | ||
| KARFUNKEL GEORGE | Director,TenPercentOwner | 15 | 2006–2018 | ||
| KARFUNKEL MICHAEL | Director; Director,TenPercentOwner | 10 | 2006–2014 | ||
| MILLER JAY J | Director | 16 | 2006–2016 | ||
| Neuberger Issac | Director | 4 | 2006–2009 | ||
| Pipoly Ronald E Jr | Officer | Chief Financial Officer; EVP, Chief Financial Officer | 53 | 2006–2017 | |
| Saxon Michael J | Officer | Chief Operating Officer; EVP, Chief Operating Officer; EVP - U.S. Commercial Lines | 69 | 2006–2018 | |
| Zyskind Barry D | Director,Officer,TenPercentOwner | Chairman, President and CEO; President and CEO | 35 | 2006–2018 | person page Fuzzy |
| SCHLACHTER HARRY | Officer | SVP, Treasurer; Treasurer | 35 | 2007–2015 | |
| LONGO CHRISTOPHER | Officer | Chief Information Officer; EVP, Chief Information Officer; EVP, Chief Operating Officer; EVP, COO & CIO | 53 | 2007–2018 | |
| SAKS DAVID | Officer | Chief Legal Officer; CHIEF LEGAL OFFICER; EVP, Chief Legal Officer | 34 | 2009–2018 | |
| Fisch Susan | Director | 14 | 2010–2018 | ||
| Ungar Stephen | Officer | General Counsel and Secretary; General Counsel & Secretary; SVP, GC and Secretary | 58 | 2010–2018 | |
| Karfunkel Leah | Director,TenPercentOwner; TenPercentOwner | 12 | 2012–2018 | ||
| Karkowsky Adam | Officer | EVP, Chief Financial Officer; Executive Vice President; Senior Vice President | 10 | 2014–2018 | |
| Rivera Raul | Director | 4 | 2016–2018 | ||
| Gorelik Ariel | Officer | SVP, Chief Information Officer | 8 | 2017–2018 | |
| SEROCK MARK | Director | 1 | 2018 | ||
| Dewey Peter | Officer | Head of International | 1 | 2018 | |
| Foy Christopher | Officer | Head of N. American Commercial | 1 | 2018 | |
| Shettle John F Jr | Director | 1 | 2019 | ||
| Stroup Chris C | Director | 1 | 2019 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2018-12-11 | Amtrust Financial Services, Inc. | Insurance | $15,954,264 | $15,954,264 | 46 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | AMTRUST FINANCIAL SERVICES, INC. | NY | State business registries | name and state |
| Contractor | AMTRUST FINANCIAL SERVICES | NY | Nonprofit contractors (Form 990) | name and state |
| Plan sponsor | AMTRUST FINANCIAL SERVICES, INC | NY | Form 5500 (employee benefit plans) | name and state |
| Political committee | AMTRUST FINANCIAL SERVICES INC. POLITICAL ACTION COMMITTEE (connected to AMTRUST FINANCIAL SERVICES INC.) | NY | Campaign finance (FEC) | name and state |
| Form D issuer | Amtrust Financial Services, Inc. | NY | Form D private offerings | CIK (EXACT) |
| Patent assignee | AmTrust Financial Services, Inc. | NY | Patents (USPTO) | name and state |
| SEC filer | Amtrust Financial Services, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | AmTrust Financial Services, Inc. | NY | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | AMTRUST FINANCIAL SERVICES, INC | EIN (EXACT) | ||
| Person page | Barry D Zyskind | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer,TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Fire, Marine & Casualty Insurance, NY first:
- FARM FAMILY HOLDINGS INC NY
- PLATINUM UNDERWRITERS FINANCE INC NY
- National General Holdings Corp. NY
- Lemonade, Inc. NY
- Bowhead Specialty Holdings Inc. NY
- Ategrity Specialty Insurance Co Holdings NY
- KINGSTONE COMPANIES, INC. NY
- AMERICAN INTERNATIONAL GROUP, INC. NY
- INFINITY PROPERTY & CASUALTY CORP AL
- VESTA INSURANCE GROUP INC AL
In other datasets, the same topic (Insurance) in NY:
- Form D issuer: Ambac Assurance Corp (Form D private offerings)
- Lobbying client: AGWAY (Federal lobbying (LDA))
Interests: Fire, Marine & Casualty Insurance · Insurance