IPO registrations (S-1, F-1) · Registrants
National General Holdings Corp.
- SEC CIK
- 1578735 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2013-08-07, last 2017-06-29; 5 initial registrations, 8 amendments
- Outcome
- Final prospectus filed 2014-06-19; declared effective 2014-02-12; withdrawal requested 2015-03-10
- Industry (SIC)
- Fire, Marine & Casualty Insurance 6331
- Incorporated in
- DE
- Business address
- 59 MAIDEN LANE, 38TH FLOOR, New York, NY 10038
- EIN
- 27-1046208
- EDGAR entity type
- operating
- Insiders and CEO pay
- National General Holdings Corp. on the corporate pages
Offering terms
- Final price
- $25.00 per share (424B4 filed 2014-06-19)
- Shares sold
- 2,200,000
- Gross proceeds
- $55,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol NGHCP
- Lead underwriters
- Morgan Stanley; UBS
- Syndicate
- KBW; William Blair; JMP Securities; Stifel
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: NATIONAL GENERAL HOLDINGS CORP. EXACT (EIN (EXACT, as the state registration reports it))
- Form D issuer: National General Holdings Corp. EXACT (CIK (EXACT))
- SEC filer: National General Holdings Corp. EXACT (CIK (EXACT))
- Person page: Barry D Zyskind Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 23
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2013-08-07 | S-1 | S-1 (registration) | National General Holdings Corp. | 0001193125-13-324467 ↗ |
| 2013-09-24 | S-1/A | S-1/A (amendment) | National General Holdings Corp. | 0001193125-13-375285 ↗ |
| 2013-10-18 | S-1/A | S-1/A (amendment) | National General Holdings Corp. | 0001193125-13-403866 ↗ |
| 2014-01-31 | S-1/A | S-1/A (amendment) | National General Holdings Corp. | 0001193125-14-029203 ↗ |
| 2014-02-06 | S-1/A | S-1/A (amendment) | National General Holdings Corp. | 0001193125-14-037502 ↗ |
| 2014-02-12 | S-1/A | S-1/A (amendment) | National General Holdings Corp. | 0001193125-14-046296 ↗ |
| 2014-02-12 | EFFECT | EFFECT (declared effective) | National General Holdings Corp. | 9999999995-14-000415 ↗ |
| 2014-04-14 | S-1 | S-1 (registration) | National General Holdings Corp. | 0001193125-14-142781 ↗ |
| 2014-04-30 | S-1/A | S-1/A (amendment) | National General Holdings Corp. | 0001193125-14-169846 ↗ |
| 2014-04-30 | EFFECT | EFFECT (declared effective) | National General Holdings Corp. | 9999999995-14-001218 ↗ |
| 2014-05-28 | S-1 | S-1 (registration) | National General Holdings Corp. | 0001193125-14-215050 ↗ |
| 2014-06-11 | EFFECT | EFFECT (declared effective) | National General Holdings Corp. | 9999999995-14-001724 ↗ |
| 2014-06-13 | S-1/A | S-1/A (amendment) | National General Holdings Corp. | 0001193125-14-236340 ↗ |
| 2014-06-17 | EFFECT | EFFECT (declared effective) | National General Holdings Corp. | 9999999995-14-001807 ↗ |
| 2014-06-19 | 424B4 | 424B4 (final prospectus) | National General Holdings Corp. | 0001193125-14-242409 ↗ |
| 2014-08-20 | S-1 | S-1 (registration) | National General Holdings Corp. | 0001193125-14-315921 ↗ |
| 2015-02-20 | EFFECT | EFFECT (declared effective) | National General Holdings Corp. | 9999999995-15-000461 ↗ |
| 2015-03-10 | RW | RW (withdrawal request) | National General Holdings Corp. | 0001193125-15-085097 ↗ |
| 2015-03-23 | EFFECT | EFFECT (declared effective) | National General Holdings Corp. | 9999999995-15-000670 ↗ |
| 2016-08-18 | EFFECT | EFFECT (declared effective) | National General Holdings Corp. | 9999999995-16-005456 ↗ |
| 2017-06-22 | S-1 | S-1 (registration) | National General Holdings Corp. | 0001193125-17-210634 ↗ |
| 2017-06-29 | S-1/A | S-1/A (amendment) | National General Holdings Corp. | 0001193125-17-218409 ↗ |
| 2017-06-30 | EFFECT | EFFECT (declared effective) | National General Holdings Corp. | 9999999995-17-001717 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2014-06-13 | S-1/A | registration statement | 21,850,000 | - | Nasdaq NGHCP | 2 | primary document; shares general, cover names 2 | document ↗ | ||
| 2014-06-19 | 424B4 | final prospectus | $25.00 | 2,200,000 | $55,000,000 | Nasdaq NGHCP | 6 | primary document; price table, shares headline, proceeds table, cover names 6 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| AMTRUST INTERNATIONAL INSURANCE LTD | Other; TenPercentOwner | 3 | 2014–2017 | ||
| Bolar Donald | Officer | Chief Accounting Officer | 5 | 2014–2017 | |
| DeCarlo Donald T | Director | 11 | 2014–2021 | ||
| Fallon Patrick | Director | 11 | 2014–2021 | ||
| Karfunkel Barry | Director,Officer | CEO; CEO and President; Executive Vice President; President | 14 | 2014–2021 | |
| Karfunkel Leah | TenPercentOwner | 4 | 2014–2021 | ||
| KARFUNKEL MICHAEL | Director,Officer,TenPercentOwner | Chairman, President & CEO | 1 | 2014 | |
| Karfunkel Robert | Director,Officer; Officer | Executive Vice President; President | 13 | 2014–2021 | |
| Murphy Michael Francis | Officer | Executive Vice President | 3 | 2014–2016 | |
| Newgarden Thomas | Officer | Executive Vice President | 11 | 2014–2018 | |
| Paris Barbara | Director | 11 | 2014–2021 | ||
| Storms Byron | Officer | President - P&C | 4 | 2014–2015 | |
| Weiner Michael Hal | Officer | CFO and Treasurer; Chief Financial Officer | 26 | 2014–2021 | |
| Weissmann Jeffrey | Officer | General Counsel & Secretary | 15 | 2014–2021 | |
| ZUCKERMAN HOWARD | Director | 1 | 2014 | ||
| Zyskind Barry D | Director | 3 | 2014–2021 | person page Fuzzy | |
| Brecher Ephraim | Director | 4 | 2014–2016 | ||
| Rendall Peter A. | Officer | COO; COO and Treasurer | 21 | 2015–2021 | |
| MARSHALECK JOHN | Director | 8 | 2016–2021 | ||
| Moloney Lawrence J. | Officer | Chief Accounting Officer | 6 | 2017–2021 | |
| NICHOLS JOHN DRAKE | Director | 7 | 2017–2021 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2014-02-21 | National General Holdings Corp. | Insurance | $189,989,000 | $189,989,000 | 47 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | National General Holdings Corp. | NY | Form D private offerings | CIK (EXACT) |
| SEC filer | National General Holdings Corp. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | National General Holdings, Corp. | NY | Trademarks (USPTO) | name and state |
| Business registration | NATIONAL GENERAL HOLDINGS CORP. | State business registries | EIN (EXACT, as the state registration reports it) | |
| Person page | Barry D Zyskind | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Fire, Marine & Casualty Insurance, NY first:
- FARM FAMILY HOLDINGS INC NY
- PLATINUM UNDERWRITERS FINANCE INC NY
- Amtrust Financial Services, Inc. NY
- Lemonade, Inc. NY
- Bowhead Specialty Holdings Inc. NY
- Ategrity Specialty Insurance Co Holdings NY
- KINGSTONE COMPANIES, INC. NY
- AMERICAN INTERNATIONAL GROUP, INC. NY
- INFINITY PROPERTY & CASUALTY CORP AL
- VESTA INSURANCE GROUP INC AL
In other datasets, the same topic (Insurance) in NY:
- Form D issuer: Ambac Assurance Corp (Form D private offerings)
- Lobbying client: AGWAY (Federal lobbying (LDA))
Interests: Fire, Marine & Casualty Insurance · Insurance