IPO registrations (S-1, F-1) · Registrants
UQM TECHNOLOGIES INC
- SEC CIK
- 315449 · filings on EDGAR ↗
- Former names
- UNIQUE MOBILITY INC (1995–2001)
- Registration
- Form S-1, first filed 2017-11-17, last 2018-06-08; 1 initial registration, 2 amendments
- Outcome
- Withdrawal requested 2019-08-05
- Industry (SIC)
- Electronic Components, NEC 3679
- Incorporated in
- CO
- Business address
- 4120 SPECIALTY PLACE, Longmont, CO 80504
- EIN
- 84-0579156
- EDGAR entity type
- operating
- Insiders and CEO pay
- UQM TECHNOLOGIES INC on the corporate pages
Offering terms
- Shares offered
- 5,347,300
- Listing
- NYSE American under the symbol UQM
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: UNIQUE MOBILITY, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: UQM TECHNOLOGIES, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: UQM TECHNOLOGIES, INC EXACT (EIN (EXACT))
- Federal award recipient: UQM TECHNOLOGIES, INC. Fuzzy (name and state)
- SEC filer: UQM TECHNOLOGIES INC EXACT (CIK (EXACT))
Filings 4
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2017-11-17 | S-1 | S-1 (registration) | UQM TECHNOLOGIES INC | 0001104659-17-069482 ↗ |
| 2017-12-27 | S-1/A | S-1/A (amendment) | UQM TECHNOLOGIES INC | 0001104659-17-075240 ↗ |
| 2018-06-08 | S-1/A | S-1/A (amendment) | UQM TECHNOLOGIES INC | 0001104659-18-039235 ↗ |
| 2019-08-05 | RW | RW (withdrawal request) | UQM TECHNOLOGIES INC | 0001104659-19-043921 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2018-06-08 | S-1/A | registration statement | $1.19 | 5,347,300 | $6,363,287 | NYSE American UQM | 0 | primary document; price line, shares headline, proceeds computed | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| FRENCH DONALD A | Director; Director,Officer; Officer | Secretary and Treasurer; Treasurer; Treasurer and Secretary | 31 | 2006–2013 | |
| RANKIN WILLIAM G | Director; Director,Officer | Chairman and President | 46 | 2006–2014 | |
| BURTON RONALD M | Officer | Semior Vice President; Senior Vice President; Vice President Operations | 12 | 2006–2011 | |
| DREW ERNEST H | Director | 4 | 2006–2007 | ||
| GRANRUD JEROME H | Director | 11 | 2006–2012 | ||
| ROY STEPHEN J | Director | 18 | 2006–2018 | ||
| VANLANDINGHAM DONALD W | Director | 24 | 2006–2018 | ||
| Lutz Jon | Officer | Vice President of Engineering; Vice President of Technology | 44 | 2007–2014 | |
| SELLINGER JOSEPH P | Director | 16 | 2008–2018 | ||
| Ridenour Eric | Director,Officer | President | 11 | 2010–2015 | |
| Schaffer Adrian P | Officer | Sr. Vice President of Sales; Sr. Vice President Sales; Vice President of Sales; Vice President Sales | 21 | 2011–2019 | |
| Mitchell Joseph R | Officer | COO and Interim President; President and CEO; Senior V. P. of Operations; Vice President of Operations | 18 | 2012–2019 | |
| SZTYKIEL JOHN E | Director | 9 | 2012–2018 | ||
| ROSENTHAL DAVID | Officer | Treasurer and Secretary | 21 | 2013–2019 | |
| Ley Joshua Marc | Officer | Vice President Engineering; Vice President of Engineering | 15 | 2015–2019 | |
| Sinotruk (BVI) Ltd | TenPercentOwner | 1 | 2019 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | UNIQUE MOBILITY, INC. | CO | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | UQM TECHNOLOGIES, INC. | CO | State business registries | name and state |
| Plan sponsor | UQM TECHNOLOGIES, INC | CO | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Federal award recipient | UQM TECHNOLOGIES, INC. | CO | Federal spending (USAspending) | name and state |
| Patent assignee | UQM TECHNOLOGIES, INC. | CO | Patents (USPTO) | name and state |
| SEC filer | UQM TECHNOLOGIES INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | UQM Technologies, Inc. | CO | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | UQM TECHNOLOGIES, INC | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Electronic Components, NEC, CO first:
- COORSTEK INC CO
- ASIA ELECTRONICS HOLDING CO INC NY
- POWER ONE INC CA
- MCE COMPANIES INC MI
- SAGE INC/CA CA
- ALTEON WEBSYSTEMS INC CA
- CHEROKEE INTERNATIONAL CORP CA
- LUMENON INNOVATIVE LIGHTWAVE TECHNOLOGY INC A8
- NEN LIFE SCIENCES INC MA
- IMPINJ INC WA
In other datasets, the same topic (Technology) in CO:
- Form D issuer: 30dB, Inc. (Form D private offerings)
- Lobbying client: 360NETWORKS (Federal lobbying (LDA))
Interests: Electronic Components, NEC · Technology