IPO registrations (S-1, F-1) · Registrants
Neptune Insurance Holdings Inc.
- SEC CIK
- 2067129 · filings on EDGAR ↗
- Former names
- Neptune Insurance Holdings, Inc. (2025–2025)
- Registration
- Form S-1, first filed 2025-09-03, last 2026-05-11; 2 initial registrations, 2 amendments
- Outcome
- Final prospectus filed 2025-10-01; declared effective 2025-09-30
- Industry (SIC)
- Insurance Agents, Brokers & Service 6411
- Incorporated in
- DE
- Business address
- 400 6TH ST S, St. Petersburg, FL 33701
- EIN
- 33-4189588
- Ticker
- NP (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Neptune Insurance Holdings Inc. on the corporate pages
Offering terms
- Proposed price range
- $18.00–$20.00 per share (S-1/A filed 2025-09-26)
- Final price
- $20.00 per share, within the range (424B4 filed 2025-10-01, an initial public offering)
- Shares sold
- 18,421,053 (all by selling holders)
- Gross proceeds
- $368,421,060 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol NP
- Lead underwriters
- Morgan Stanley; J.P. Morgan; BofA Securities
- Syndicate
- BMO Capital Markets; Goldman Sachs; Evercore; Deutsche Bank; KBW; Stifel; Mizuho; Piper Sandler; Raymond James; TD Securities; Dowling & Partners Securities LLC
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form D issuer: Neptune Insurance Holdings, Inc. EXACT (CIK (EXACT))
- SEC filer: Neptune Insurance Holdings Inc. EXACT (CIK (EXACT))
- Person page: Trevor R Burgess Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer,TenPercentOwner))
Filings 9
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2025-09-03 | S-1 | S-1 (registration) | Neptune Insurance Holdings, Inc. | 0001213900-25-083585 ↗ |
| 2025-09-22 | S-1/A | S-1/A (amendment) | Neptune Insurance Holdings Inc. | 0001213900-25-089781 ↗ |
| 2025-09-26 | S-1/A | S-1/A (amendment) | Neptune Insurance Holdings Inc. | 0001213900-25-091935 ↗ |
| 2025-09-30 | EFFECT | EFFECT (declared effective) | Neptune Insurance Holdings Inc. | 9999999995-25-003221 ↗ |
| 2025-10-01 | 424B4 | 424B4 (final prospectus) | Neptune Insurance Holdings Inc. | 0001213900-25-094759 ↗ |
| 2026-05-11 | S-1 | S-1 (registration) | Neptune Insurance Holdings Inc. | 0001628280-26-033573 ↗ |
| 2026-05-13 | S-1MEF | S-1MEF (added securities) | Neptune Insurance Holdings Inc. | 0001628280-26-034760 ↗ |
| 2026-05-13 | EFFECT | EFFECT (declared effective) | Neptune Insurance Holdings Inc. | 9999999995-26-001628 ↗ |
| 2026-05-14 | 424B4 | 424B4 (final prospectus) | Neptune Insurance Holdings Inc. | 0001628280-26-035207 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2025-09-26 | S-1/A | registration statement | $18.00–$20.00 | 18,421,053 | - | NYSE NP | 14 | primary document; range, shares headline, cover names 14 | document ↗ | |
| 2025-10-01 | 424B4 | final prospectus | $20.00 | 18,421,053 | $368,421,060 | NYSE NP | 14 | primary document; price sentence, shares headline, proceeds table, cover names 14 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Bregal Sagemount IV General Partner Jersey Ltd | TenPercentOwner | 4 | 2025–2026 | ||
| Bregal Sagemount Management LP | TenPercentOwner | 4 | 2025–2026 | ||
| BSIV Hold 101 GP, LLC | TenPercentOwner | 4 | 2025–2026 | ||
| BSIV Hold 101, LP | TenPercentOwner | 4 | 2025–2026 | ||
| Burgess Trevor R | Director,Officer,TenPercentOwner | CEO & Chairman of the Board | 4 | 2025–2026 | person page Fuzzy |
| Carlon Jonathan Winant | Director | 4 | 2025–2026 | ||
| Duffy Matthew Paul | Officer,Other | President & Chief Risk Officer | 2 | 2025 | |
| FTV Management VII, L.P. | TenPercentOwner | 4 | 2025–2026 | ||
| FTV NE-Aggregator, LLC | TenPercentOwner | 4 | 2025–2026 | ||
| FTV VII, L.P. | TenPercentOwner | 4 | 2025–2026 | ||
| Greenberg Blair J. | Director | 1 | 2025 | ||
| Growth VII-Centre, L.P. | TenPercentOwner | 4 | 2025–2026 | ||
| Melej Cristian A | Director | 2 | 2025 | ||
| Steiner James | Director,Officer | CFO and Secretary; Chief Financial Officer | 8 | 2025–2026 | |
| Vostrizansky Michael Warren | Director | 2 | 2025–2026 | ||
| Yoon Gene | TenPercentOwner | 4 | 2025–2026 | ||
| Noble David Stanley Edward | Director | 1 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2025-05-12 | Neptune Insurance Holdings, Inc. | Other Technology | Indefinite | $0 | 11 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | Neptune Insurance Holdings, Inc. | FL | Form D private offerings | CIK (EXACT) |
| SEC filer | Neptune Insurance Holdings Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Trevor R Burgess | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer,TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Insurance Agents, Brokers & Service, FL first:
- SUMMIT HOLDING SOUTHEAST INC FL
- Fortegra Financial Corp FL
- Statewide Life & Health, Inc. FL
- Benefytt Technologies, Inc. FL
- Patriot National, Inc. FL
- Baldwin Insurance Group, Inc. FL
- Health In Tech, Inc. FL
- Orion180 Insurance Group Inc. FL
- PLANVISTA CORP FL
- HUB INTERNATIONAL LTD A6
In other datasets, the same topic (Insurance) in FL:
- Form D issuer: AIH SUB, INC. (Form D private offerings)
- Lobbying client: ABACUS GLOBAL MANAGEMENT, INC. (Federal lobbying (LDA))
Interests: Insurance Agents, Brokers & Service · Insurance