IPO registrations (S-1, F-1) · Registrants
Fortegra Financial Corp
- SEC CIK
- 1495925 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2010-09-23, last 2010-12-16; 1 initial registration, 6 amendments
- Outcome
- Final prospectus filed 2010-12-17; declared effective 2010-12-16
- Industry (SIC)
- Insurance Agents, Brokers & Service 6411
- Incorporated in
- DE
- Business address
- 10151 DEERWOOD PARK BLVD, BLDG. 100, STE. 330, Jacksonville, FL 32256
- EIN
- 58-1461399
- EDGAR entity type
- operating
- Insiders and CEO pay
- Fortegra Financial Corp on the corporate pages
Offering terms
- Final price
- $11.00 per share (424B4 filed 2010-12-17, an initial public offering)
- Shares sold
- 6,000,000 (4,265,637 by the company, 1,734,363 by selling holders)
- Gross proceeds
- $66,000,000 before underwriting discounts and any over-allotment option
- Lead underwriters
- Piper Sandler; Truist Securities (1,195,000 shares)
- Syndicate
- William Blair (597,500); FBR (597,500); KBW (597,500); Macquarie (597,500); Liquidnet, Inc (25,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: FORTEGRA FINANCIAL CORPORATION EXACT (EIN (EXACT, as the state registration reports it))
- Form 5500 plan sponsor: FORTEGRA FINANCIAL CORPORATION EXACT (EIN (EXACT))
- Lobbying client: FORTEGRA FINANCIAL Fuzzy (name and state)
- SEC filer: Fortegra Financial Corp EXACT (CIK (EXACT))
Filings 9
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2010-09-23 | S-1 | S-1 (registration) | Fortegra Financial Corp | 0000950123-10-088462 ↗ |
| 2010-10-29 | S-1/A | S-1/A (amendment) | Fortegra Financial Corp | 0000950123-10-098212 ↗ |
| 2010-11-16 | S-1/A | S-1/A (amendment) | Fortegra Financial Corp | 0000950123-10-106267 ↗ |
| 2010-11-29 | S-1/A | S-1/A (amendment) | Fortegra Financial Corp | 0000950123-10-108998 ↗ |
| 2010-12-03 | S-1/A | S-1/A (amendment) | Fortegra Financial Corp | 0000950123-10-110561 ↗ |
| 2010-12-13 | S-1/A | S-1/A (amendment) | Fortegra Financial Corp | 0000950123-10-112952 ↗ |
| 2010-12-16 | S-1/A | S-1/A (amendment) | Fortegra Financial Corp | 0000950123-10-114091 ↗ |
| 2010-12-16 | EFFECT | EFFECT (declared effective) | Fortegra Financial Corp | 9999999995-10-003608 ↗ |
| 2010-12-17 | 424B4 | 424B4 (final prospectus) | Fortegra Financial Corp | 0000950123-10-114473 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2010-12-16 | S-1/A | registration statement | $11.00 | 6,000,000 | $66,000,000 | 3 | primary document; price sentence, shares headline, proceeds computed, underwriting table 1 | document ↗ | ||
| 2010-12-17 | 424B4 | final prospectus | $11.00 | 6,000,000 | $66,000,000 | 7 | primary document; price sentence, shares headline, proceeds table, underwriting table 6 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BERKELEY ALFRED R III | Director | 2 | 2010 | ||
| Bullard W. Dale | Officer | EVP and Chief Mrktg Officer; EVP & Chief Marketing Officer; EVP, Chief Mrktg Officer; EVP, Motor Clubs; EVP, President of Motor Clubs | 14 | 2010–2014 | |
| Carroll John R | Director | 3 | 2010–2014 | ||
| Colalucci Francis M | Director | 8 | 2010–2014 | ||
| EVANS BRUCE R | Other; TenPercentOwner | 2 | 2010 | ||
| FILIPPS FRANK P | Director | 6 | 2010–2014 | ||
| Fullington Robert S. | Officer | EVP & Pres., Consecta; EVP, Strategic Initiatives | 11 | 2010–2013 | |
| Kahlbaugh Richard S | Director,Officer; Officer | Chairman, Pres. & CEO | 9 | 2010–2014 | |
| Kaliski Alan E. | Officer | SVP & Chief Risk Officer | 1 | 2010 | |
| Kardwell Joseph J. | Director | 4 | 2010–2014 | ||
| MANNION MARTIN J | Other; TenPercentOwner | 3 | 2010–2014 | ||
| Mascherin Walter P. | Officer | EVP, Chief Financial Officer; Senior EVP & CFO | 7 | 2010–2014 | |
| McCaw Joseph R. | Officer | EVP, Pres Life of South; EVP & Pres., Life of the South; EVP, Pres. Life of the South; EVP, Pres. Payment Protection | 10 | 2010–2014 | |
| Reppert Daniel A | Officer | EVP & Pres., Bliss & Glennon; EVP, President of B&G | 3 | 2010–2011 | |
| Rollins Ted W | Director | 6 | 2010–2014 | ||
| Romano Paul S. | Officer | EVP & Chief Admin. Officer | 3 | 2010 | |
| Short John G. | Officer | EVP, President of Car Clubs; EVP, Pres. Motor Clubs; SVP, Gen Counsel & Sec; SVP, Gen. Counsel & Sec | 6 | 2010–2013 | |
| SUMMIT INVESTORS VI LP | TenPercentOwner | 3 | 2010–2014 | ||
| SUMMIT PARTNERS L P | Other | 3 | 2010–2014 | ||
| Summit Partners PE VII, LLC | Other; TenPercentOwner | 3 | 2010–2014 | ||
| Summit Partners PE VII, L.P. | Other; TenPercentOwner | 3 | 2010–2014 | ||
| Summit Partners Private Equity Fund VII-A, L.P. | TenPercentOwner | 3 | 2010–2014 | ||
| Summit Partners Private Equity Fund VII B L P | TenPercentOwner | 3 | 2010–2014 | ||
| Summit Partners SD III, LLC | Other; TenPercentOwner | 3 | 2010–2014 | ||
| Summit Partners SD III, L.P. | Other; TenPercentOwner | 3 | 2010–2014 | ||
| SUMMIT PARTNERS VI GP LLC | Other; TenPercentOwner | 3 | 2010–2014 | ||
| SUMMIT PARTNERS VI GP LP | Other; TenPercentOwner | 3 | 2010–2014 | ||
| Summit Subordinated Debt Fund III-A, L.P. | TenPercentOwner | 3 | 2010–2014 | ||
| SUMMIT SUBORDINATED DEBT FUND III-B L P | TenPercentOwner | 3 | 2010–2014 | ||
| Vrban Michael | Officer | EVP, CAO & Treas | 2 | 2010 | |
| Halikias Alex | Officer | EVP and Pres of Consecta; EVP, President of Consecta | 6 | 2011–2013 | |
| Phillips Jeremy C | Officer | Sr. VP and Controller | 1 | 2011 | |
| Romaine Christopher D | Officer | SVP, Gen. Counsel, Secretary; SVP, Gen. Counsel, Secretary, | 7 | 2011–2014 | |
| Best-Devereux Igor | Officer | Assistant Treasurer; Exec. VP, President eReinsure | 4 | 2011–2013 | |
| Abramson Robert | Officer | EVP, President Bliss & Glennon | 6 | 2011–2013 | |
| Maheshwari Arun K | Director | 5 | 2012–2014 | ||
| SWEENEY SEAN S | Director | 4 | 2013–2014 | ||
| Emery Robert P. | Officer | EVP - President of ProtectCell; EVP - ProtectCELL | 3 | 2013–2014 | |
| Wood Steven R | Officer | SVP, Chief Administration Off; SVP & Chief Administrative Off | 2 | 2013 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | FORTEGRA FINANCIAL CORPORATION | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Lobbying client | FORTEGRA FINANCIAL | FL | Federal lobbying (LDA) | name and state |
| SEC filer | Fortegra Financial Corp | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Fortegra Financial Corporation | FL | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | FORTEGRA FINANCIAL CORPORATION | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Insurance Agents, Brokers & Service, FL first:
- SUMMIT HOLDING SOUTHEAST INC FL
- Statewide Life & Health, Inc. FL
- Benefytt Technologies, Inc. FL
- Patriot National, Inc. FL
- Baldwin Insurance Group, Inc. FL
- Health In Tech, Inc. FL
- Neptune Insurance Holdings Inc. FL
- Orion180 Insurance Group Inc. FL
- PLANVISTA CORP FL
- HUB INTERNATIONAL LTD A6
In other datasets, the same topic (Insurance) in FL:
- Form D issuer: AIH SUB, INC. (Form D private offerings)
- Lobbying client: ABACUS GLOBAL MANAGEMENT, INC. (Federal lobbying (LDA))
Interests: Insurance Agents, Brokers & Service · Insurance