IPO registrations (S-1, F-1) · Registrants
Patriot National, Inc.
- SEC CIK
- 1619917 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2014-12-16, last 2016-02-03; 3 initial registrations, 4 amendments
- Outcome
- Final prospectus filed 2015-01-20; declared effective 2015-01-15; withdrawal requested 2015-10-20
- Industry (SIC)
- Insurance Agents, Brokers & Service 6411
- Incorporated in
- DE
- Business address
- 401 E. LAS OLAS BLVD., SUITE 1650, Fort Lauderdale, FL 33301
- EIN
- 46-4151376
- EDGAR entity type
- operating
- Insiders and CEO pay
- Patriot National, Inc. on the corporate pages
Offering terms
- Proposed price range
- $16.00–$18.00 per share (S-1/A filed 2015-01-14)
- Final price
- $2.67 per share, below the range (424B4 filed 2015-01-20, an initial public offering)
- Shares sold
- 8,315,700 (7,350,000 by the company, 965,700 by selling holders)
- Gross proceeds
- $22,202,919 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol PN
- Lead underwriters
- UBS; BMO Capital Markets; Truist Securities
- Syndicate
- JMP Securities; William Blair
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: PATRIOT NATIONAL, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Patriot National, Inc. Fuzzy (name and state)
- Business registration: PATRIOT NATIONAL Inc. Fuzzy (name and state)
- Business registration: PATRIOT NATIONAL, INC. Fuzzy (name and state)
- Business registration: PATRIOT NATIONAL, INC. Fuzzy (name and state)
- Business registration: PATRIOT NATIONAL, INC. Fuzzy (name and state)
- Business registration: PATRIOT NATIONAL, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: PATRIOT NATIONAL INC. EXACT (EIN (EXACT))
- SEC filer: Patriot National, Inc. EXACT (CIK (EXACT))
- Person page: Christopher A Pesch Esq Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Gex F Richardson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Mr Jeffrey P Rohr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Quentin P Smith Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other))
Filings 13
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2014-12-16 | S-1 | S-1 (registration) | Patriot National, Inc. | 0001193125-14-442871 ↗ |
| 2015-01-06 | S-1/A | S-1/A (amendment) | Patriot National, Inc. | 0001193125-15-002495 ↗ |
| 2015-01-14 | S-1/A | S-1/A (amendment) | Patriot National, Inc. | 0001193125-15-010512 ↗ |
| 2015-01-15 | EFFECT | EFFECT (declared effective) | Patriot National, Inc. | 9999999995-15-000122 ↗ |
| 2015-01-20 | 424B4 | 424B4 (final prospectus) | Patriot National, Inc. | 0001193125-15-014974 ↗ |
| 2015-10-05 | S-1 | S-1 (registration) | Patriot National, Inc. | 0001193125-15-336933 ↗ |
| 2015-10-15 | S-1/A | S-1/A (amendment) | Patriot National, Inc. | 0001193125-15-344313 ↗ |
| 2015-10-20 | RW | RW (withdrawal request) | Patriot National, Inc. | 0001193125-15-348310 ↗ |
| 2016-01-15 | S-1 | S-1 (registration) | Patriot National, Inc. | 0001193125-16-431065 ↗ |
| 2016-02-03 | S-1/A | S-1/A (amendment) | Patriot National, Inc. | 0001193125-16-449307 ↗ |
| 2016-02-08 | EFFECT | EFFECT (declared effective) | Patriot National, Inc. | 9999999995-16-003708 ↗ |
| 2016-03-24 | EFFECT | EFFECT (declared effective) | Patriot National, Inc. | 9999999995-16-004038 ↗ |
| 2016-04-07 | S-1MEF | S-1MEF (added securities) | Patriot National, Inc. | 0001193125-16-533960 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2015-01-14 | S-1/A | registration statement | $16.00–$18.00 | 8,315,700 | - | NYSE PN | 5 | primary document; range, shares headline, cover names 5 | document ↗ | |
| 2015-01-20 | 424B4 | final prospectus | $2.67 | 8,315,700 | $22,202,919 | NYSE PN | 5 | primary document; price line, shares headline, proceeds computed, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Del Pizzo John R. | Director | 8 | 2015–2017 | ||
| Ermatinger Timothy J. | Officer | See Remarks | 3 | 2015 | |
| Grandstaff Michael W. | Officer | Executive Vice President | 3 | 2015 | |
| Haddad Judith L. | Officer | See Remarks | 5 | 2015–2016 | |
| Halter Paul | Officer | See Remarks | 7 | 2015–2017 | |
| Mariano Steven M. | Director,Officer,TenPercentOwner | See Remarks | 29 | 2015–2017 | |
| McFadden Michael | Officer | See Remarks | 2 | 2015 | |
| Pesch Christopher A. | Officer | See Remarks | 2 | 2015 | person page Fuzzy |
| Peters Robert J. | Officer | EVP and COO; EVP & COO | 2 | 2015 | |
| SHANFELTER AUSTIN J | Director | 5 | 2015–2016 | ||
| SHIELDS THOMAS C | Officer | See Remarks | 3 | 2015–2016 | |
| Smith Quentin P. Jr. | Director; Other | 8 | 2015–2017 | person page Fuzzy | |
| Walsh Charles H. | Director; Other | 9 | 2015–2017 | ||
| Corey Michael J. | Director | 2 | 2016 | ||
| Bidic Sean M. | Director | 2 | 2017 | ||
| O'Brien James E. | Director | 2 | 2017 | ||
| Purcell Michael J. | Director | 2 | 2017 | ||
| Rohr Jeffrey P. | Director | 2 | 2017 | person page Fuzzy | |
| COLEMAN TERRY L | Director | 1 | 2017 | ||
| Csiszar Ernst N | Director | 1 | 2017 | ||
| Hibler Glenn | Director | 1 | 2017 | ||
| Babin Joe | Officer | Executive Vice President | 2 | 2017 | |
| Rearer John J | Officer | CEO - Patriot Underwriters; Chief Executive Officer | 2 | 2017 | |
| RICHARDSON GEX F | Officer | EVP of Administration | 1 | 2017 | person page Fuzzy |
| Wilson Todd E. | Officer | Executive Vice President | 3 | 2017 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Patriot National, Inc. | FL | State business registries | name and state |
| Business registration | PATRIOT NATIONAL Inc. | FL | State business registries | name and state |
| Business registration | PATRIOT NATIONAL, INC. | FL | State business registries | name and state |
| Business registration | PATRIOT NATIONAL, INC. | FL | State business registries | name and state |
| Business registration | PATRIOT NATIONAL, INC. | FL | State business registries | name and state |
| Business registration | PATRIOT NATIONAL, INC. | FL | State business registries | name and state |
| Business registration | PATRIOT NATIONAL, INC. | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| SEC filer | Patriot National, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | PATRIOT NATIONAL, INC. | FL | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | PATRIOT NATIONAL INC. | EIN (EXACT) | ||
| Person page | Christopher A Pesch Esq | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Gex F Richardson | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Mr Jeffrey P Rohr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Quentin P Smith Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Insurance Agents, Brokers & Service, FL first:
- SUMMIT HOLDING SOUTHEAST INC FL
- Fortegra Financial Corp FL
- Statewide Life & Health, Inc. FL
- Benefytt Technologies, Inc. FL
- Baldwin Insurance Group, Inc. FL
- Health In Tech, Inc. FL
- Neptune Insurance Holdings Inc. FL
- Orion180 Insurance Group Inc. FL
- PLANVISTA CORP FL
- HUB INTERNATIONAL LTD A6
In other datasets, the same topic (Insurance) in FL:
- Form D issuer: AIH SUB, INC. (Form D private offerings)
- Lobbying client: ABACUS GLOBAL MANAGEMENT, INC. (Federal lobbying (LDA))
Interests: Insurance Agents, Brokers & Service · Insurance