IPO registrations (S-1, F-1) · Registrants
SHF Holdings, Inc.
- SEC CIK
- 1854963 · filings on EDGAR ↗
- Former names
- Northern Lights Acquisition Corp. (2021–2022)
- Registration
- Form S-1, first filed 2021-06-02, last 2026-07-31; 6 initial registrations, 5 amendments
- Outcome
- Final prospectus filed 2021-06-25; declared effective 2021-06-23
- Industry (SIC)
- Finance Services 6199
- Incorporated in
- DE
- Business address
- 1526 COLE BLVD., SUITE 250, Golden, CO 80401
- EIN
- 86-2409612
- Ticker
- SHFS, SHFSW (Nasdaq, Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- SHF Holdings, Inc. on the corporate pages
Offering terms
- Final price
- $10.00 per share (424B4 filed 2021-06-25, an initial public offering)
- Shares sold
- 10,000,000
- Gross proceeds
- $100,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol NLIT
- Lead underwriters
- EF Hutton; The Benchmark Company
- Syndicate
- B. Riley Securities (50,000); Joseph Gunnar (5,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: SHF Holdings Inc Fuzzy (name and state)
- Form D issuer: SHF Holdings, Inc. EXACT (CIK (EXACT))
- SEC filer: Northern Lights Acquisition Corp. EXACT (CIK (EXACT))
Filings 16
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2021-06-02 | S-1 | S-1 (registration) | Northern Lights Acquisition Corp. | 0001104659-21-075303 ↗ |
| 2021-06-23 | EFFECT | EFFECT (declared effective) | Northern Lights Acquisition Corp. | 9999999995-21-002469 ↗ |
| 2021-06-25 | 424B4 | 424B4 (final prospectus) | Northern Lights Acquisition Corp. | 0001104659-21-085820 ↗ |
| 2022-10-07 | S-1 | S-1 (registration) | SHF Holdings, Inc. | 0001493152-22-027985 ↗ |
| 2022-11-23 | S-1/A | S-1/A (amendment) | SHF Holdings, Inc. | 0001493152-22-033414 ↗ |
| 2022-12-09 | 424B4 | 424B4 (final prospectus) | SHF Holdings, Inc. | 0001493152-22-035061 ↗ |
| 2022-12-09 | EFFECT | EFFECT (declared effective) | SHF Holdings, Inc. | 9999999995-22-003501 ↗ |
| 2025-09-26 | S-1 | S-1 (registration) | SHF Holdings, Inc. | 0001493152-25-015020 ↗ |
| 2025-10-17 | S-1/A | S-1/A (amendment) | SHF Holdings, Inc. | 0001493152-25-018495 ↗ |
| 2025-10-21 | S-1 | S-1 (registration) | SHF Holdings, Inc. | 0001493152-25-018701 ↗ |
| 2026-05-06 | S-1 | S-1 (registration) | SHF Holdings, Inc. | 0001493152-26-021554 ↗ |
| 2026-06-04 | S-1/A | S-1/A (amendment) | SHF Holdings, Inc. | 0001493152-26-027258 ↗ |
| 2026-07-16 | S-1/A | S-1/A (amendment) | SHF Holdings, Inc. | 0001493152-26-033547 ↗ |
| 2026-07-31 | S-1/A | S-1/A (amendment) | SHF Holdings, Inc. | 0001493152-26-035522 ↗ |
| 2026-07-31 | S-1 | S-1 (registration) | SHF Holdings, Inc. | 0001493152-26-035525 ↗ |
| 2026-08-10 | EFFECT | EFFECT (declared effective) | SHF Holdings, Inc. | 9999999995-26-002593 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2021-06-02 | S-1 | registration statement | $10.00 | 10,000,000 | $100,000,000 | Nasdaq NLIT | 2 | primary document; price sentence, shares headline, proceeds table, cover names 2 | document ↗ | |
| 2021-06-25 | 424B4 | final prospectus | $10.00 | 10,000,000 | $100,000,000 | Nasdaq NLIT | 4 | primary document; price sentence, shares headline, proceeds table, underwriting table 2, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| 5AK, LLC | TenPercentOwner | 2 | 2021–2022 | ||
| Burdiga John | Director | 1 | 2021 | ||
| Darwin John | Director; Director,Officer | Co-Chief Executive Officer | 8 | 2021–2023 | |
| Mann Joshua | Director; Director,Officer | Co-Chief Executive Officer | 2 | 2021–2022 | |
| Summers Jonathan | Director | 6 | 2021–2025 | ||
| Fameree Chris | Director; Officer | Chief Financial Officer | 2 | 2021–2022 | |
| Torres Peter Lansing | Director | 2 | 2021–2022 | ||
| BOOTHBAY FUND MANAGEMENT, LLC | TenPercentOwner | 2 | 2022 | ||
| Atalaya Capital Management LP | TenPercentOwner | 1 | 2022 | ||
| Atalaya Special Purpose Investment Fund II LP | TenPercentOwner | 1 | 2022 | ||
| Midtown East Management NL LLC | TenPercentOwner | 1 | 2022 | ||
| Beuerlein Tyler | Officer | Chief Business Develop Officer | 3 | 2022–2024 | |
| Carleton Richard | Director | 5 | 2022–2026 | ||
| Emmi Donald | Officer | Chief Legal Officer | 7 | 2022–2025 | |
| Meyers Jennifer | Director | 4 | 2022–2025 | ||
| Niehaus Jonathon | Director | 4 | 2022–2025 | ||
| Partner Colorado Credit Union | TenPercentOwner | 1 | 2022 | ||
| Racine Karl | Director | 3 | 2022–2025 | ||
| Seefried Sundie | Director; Officer | Chief Executive Officer | 9 | 2022–2025 | |
| Dennedy James H | Officer | Chief Financial Officer | 3 | 2022–2023 | |
| Fagan Doug | Director | 4 | 2023–2025 | ||
| Roda Dan | Officer | EVP & Chief Operating Officer; EVP / Chief Operating Officer | 2 | 2023 | |
| Mendez Terrance Elliot | Director,Officer; Officer | CEO and Interim CFO; Co-Chief Executive Officer; Director, CEO and CFO | 3 | 2025–2026 | |
| Braun III Francis A | Director | 1 | 2025 | ||
| BECK DOUGLAS | Officer | PAO SVP of Finance Controller | 2 | 2026 | |
| Kay Jeffrey R. | Officer | Chief Marketing Officer | 2 | 2026 | |
| Regan Michael | Officer | Chief Inv. & Strat. Officer | 2 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2022-11-23 | SHF Holdings, Inc. | Other Banking and Financial Services | $21,000,000 | $8,400,000 | 40 | 1 |
| 2022-10-13 | SHF Holdings, Inc. | Other Banking and Financial Services | $20,450,000 | $20,450,000 | 19 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | SHF Holdings Inc | CO | State business registries | name and state |
| Form D issuer | SHF Holdings, Inc. | CO | Form D private offerings | CIK (EXACT) |
| SEC filer | SHF Holdings, Inc. | SEC filers (EDGAR) | CIK (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Finance Services, CO first:
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- Petrie Parkman & Co., Inc. CO
- BNB Standard Corp CO
- BLACKSTAR ENTERPRISE GROUP, INC. CO
- Sono Group N.V. 2M
- Digi Power X Inc. A6
- THC Farmaceuticals, Inc. AZ
- Social Leverage Acquisition Corp I AZ
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In other datasets, the same topic (Finance) in CO:
- Form D issuer: 361 CAPITAL LLC (Form D private offerings)
- Lobbying client: ADELPHIA COMMUNICATIONS CORP (Federal lobbying (LDA))
Interests: Finance Services · Finance