IPO registrations (S-1, F-1) · Registrants
Perfect Moment Ltd.
- SEC CIK
- 1849221 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2023-10-10, last 2024-01-26; 1 initial registration, 5 amendments
- Outcome
- Final prospectus filed 2024-02-09; declared effective 2024-02-07
- Industry (SIC)
- Apparel & Other Finishd Prods of Fabrics & Similar Matl 2300
- Incorporated in
- DE
- Business address
- 244 FIFTH AVENUE, SUITE 1219, New York, NY 10001
- EIN
- 86-1437114
- Ticker
- PMNT (OTC)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Perfect Moment Ltd. on the corporate pages
Offering terms
- Proposed price range
- $6.00–$7.00 per share (S-1/A filed 2024-01-26)
- Final price
- $6.00 per share, within the range (424B4 filed 2024-02-09, an initial public offering)
- Shares sold
- 1,334,000
- Gross proceeds
- $8,004,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE American under the symbol PMNT
- Lead underwriters
- ThinkEquity
- Syndicate
- Laidlaw & Company
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form D issuer: Perfect Moment Ltd. EXACT (CIK (EXACT))
- SEC filer: Perfect Moment Ltd. EXACT (CIK (EXACT))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2023-10-10 | S-1 | S-1 (registration) | Perfect Moment Ltd. | 0001213900-23-081326 ↗ |
| 2023-11-06 | S-1/A | S-1/A (amendment) | Perfect Moment Ltd. | 0001213900-23-083790 ↗ |
| 2023-12-01 | S-1/A | S-1/A (amendment) | Perfect Moment Ltd. | 0001213900-23-092062 ↗ |
| 2024-01-18 | S-1/A | S-1/A (amendment) | Perfect Moment Ltd. | 0001213900-24-004597 ↗ |
| 2024-01-22 | S-1/A | S-1/A (amendment) | Perfect Moment Ltd. | 0001213900-24-005122 ↗ |
| 2024-01-26 | S-1/A | S-1/A (amendment) | Perfect Moment Ltd. | 0001213900-24-006750 ↗ |
| 2024-02-07 | EFFECT | EFFECT (declared effective) | Perfect Moment Ltd. | 9999999995-24-000338 ↗ |
| 2024-02-09 | 424B4 | 424B4 (final prospectus) | Perfect Moment Ltd. | 0001213900-24-012180 ↗ |
| 2025-03-12 | EFFECT | EFFECT (declared effective) | Perfect Moment Ltd. | 9999999995-25-000654 ↗ |
| 2025-09-17 | EFFECT | EFFECT (declared effective) | Perfect Moment Ltd. | 9999999995-25-002995 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2024-01-26 | S-1/A | registration statement | $6.00–$7.00 | 1,232,000 | - | NYSE American PMNT | 2 | primary document; range, shares headline, cover names 2 | document ↗ | |
| 2024-02-09 | 424B4 | final prospectus | $6.00 | 1,334,000 | $8,004,000 | NYSE American PMNT | 2 | primary document; price sentence, shares headline, proceeds table, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Barwin Tracy Debra | Director | 3 | 2024 | ||
| Buckley Mark | Director,Officer | Chief Executive Officer | 3 | 2024 | |
| CLAYBORNE JEFF | Officer | Chief Financial Officer | 4 | 2024 | |
| Fermain Ltd | TenPercentOwner | 2 | 2024 | ||
| Gottschalk Jane | Director,Officer; Director,Officer,TenPercentOwner | Chief Creative Officer; President | 8 | 2024–2026 | |
| Gottschalk Max | Director; Director,TenPercentOwner | 18 | 2024–2026 | ||
| Hauptkorn Berndt Dieter | Director | 5 | 2024–2025 | ||
| Keijsers Andre Ruben | Director | 6 | 2024–2025 | ||
| Nixdorff Tim Bernd | Director | 5 | 2024–2025 | ||
| WEERASINGHE CHATH J. | Officer | CFO, COO | 3 | 2025 | |
| Benaron Reeve | TenPercentOwner | 2 | 2025 | ||
| Epstein Adam Zachary | Director | 3 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2023-06-15 | Perfect Moment Ltd. | Other | $3,000,000 | $399,990 | 4 | 1 |
| 2022-11-16 | Perfect Moment Ltd. | Other | $6,000,000 | $5,537,500 | 50 | 1 |
| 2022-04-18 | Perfect Moment Ltd. | Other | $4,000,000 | $1,705,000 | 18 | 1 |
| 2021-03-25 | Perfect Moment Ltd. | Retailing | $28,613,406 | $28,613,406 | 50 | 1 |
| 2021-03-08 | Perfect Moment Ltd. | Other | $6,300,000 | $0 | 0 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | Perfect Moment Ltd. | Form D private offerings | CIK (EXACT) | |
| SEC filer | Perfect Moment Ltd. | SEC filers (EDGAR) | CIK (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
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Interests: Apparel & Other Finishd Prods of Fabrics & Similar Matl