IPO registrations (S-1, F-1) · Registrants
SQBG, Inc.
- SEC CIK
- 791770 · filings on EDGAR ↗
- Name on the registration
- SEQUENTIAL BRANDS GROUP, INC.
- Former names
- SEQUENTIAL BRANDS GROUP, INC. (2012–2015); PEOPLES LIBERATION INC (2005–2012); CENTURY PACIFIC FINANCIAL CORP (2000–2006)
- Registration
- Form S-1, first filed 2013-05-09, last 2013-11-15; 2 initial registrations, 1 amendment
- Outcome
- Declared effective 2013-12-03; withdrawal requested 2013-05-15
- Industry (SIC)
- Apparel & Other Finishd Prods of Fabrics & Similar Matl 2300
- Incorporated in
- DE
- Business address
- 1065 AVENUE OF AMERICAS, 30TH FLOOR, New York, NY 10018
- EIN
- 86-0449546
- EDGAR entity type
- operating
- Insiders and CEO pay
- SQBG, Inc. on the corporate pages
Offering terms
- Shares offered
- 10,402,322
- Listing
- Nasdaq under the symbol SQBG
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form D issuer: PEOPLES LIBERATION INC EXACT (CIK (EXACT))
- SEC filer: CENTURY PACIFIC FINANCIAL CORP EXACT (CIK (EXACT))
- Person page: Kenneth L Wengrod Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2013-05-09 | S-1 | S-1 (registration) | SEQUENTIAL BRANDS GROUP, INC. | 0001144204-13-027516 ↗ |
| 2013-05-15 | RW | RW (withdrawal request) | SEQUENTIAL BRANDS GROUP, INC. | 0001144204-13-029621 ↗ |
| 2013-09-27 | S-1 | S-1 (registration) | SEQUENTIAL BRANDS GROUP, INC. | 0001144204-13-052836 ↗ |
| 2013-11-15 | S-1/A | S-1/A (amendment) | SEQUENTIAL BRANDS GROUP, INC. | 0001144204-13-062483 ↗ |
| 2013-12-03 | EFFECT | EFFECT (declared effective) | SEQUENTIAL BRANDS GROUP, INC. | 9999999995-13-003424 ↗ |
| 2014-09-16 | EFFECT | EFFECT (declared effective) | SEQUENTIAL BRANDS GROUP, INC. | 9999999995-14-002787 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-11-15 | S-1/A | registration statement | $5.50 | 10,402,322 | $57,212,771 | Nasdaq SQBG | 0 | primary document; price line, shares headline, proceeds computed | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Guez Daniel S | Director,Officer,TenPercentOwner; Director,TenPercentOwner; TenPercentOwner | CEO and Secretary; CEO, President and Secretary; CEO, President & Secretary | 7 | 2006–2008 | |
| DYNE COLIN | Director,Officer,TenPercentOwner; TenPercentOwner | Chief Executive Officer | 7 | 2006–2011 | |
| Barber Darryn C | Officer | CFO; CFO, COO | 5 | 2006–2007 | |
| KEATING KEVIN R | Director | 1 | 2006 | ||
| Oakey Dean Scott | Director | 9 | 2006–2010 | ||
| Houston Edward Charles JR | Officer | President | 2 | 2006 | |
| Nields Thomas B | Officer | Chief Operating Officer; COO | 5 | 2006–2008 | |
| White Susan A | Director | 4 | 2007–2009 | ||
| Carter Troy L | Director | 2 | 2007 | ||
| Wengrod Kenneth L. | Director | 4 | 2007–2009 | person page Fuzzy | |
| Sobel Andrea | Officer | Exec VP Branding & Licensing; Exec. VP, Branding & Licensing; Ex. VP of Branding & Licensing; President of Licensing | 5 | 2008–2012 | |
| CHOW PATRICK | Officer | Chief Financial Officer | 2 | 2011 | |
| Gossett Al | Director | 9 | 2011–2015 | ||
| TCP WR Acquisition LLC | TenPercentOwner | 6 | 2012–2015 | ||
| Eby Matthew | Director,TenPercentOwner; TenPercentOwner | 6 | 2012–2015 | ||
| Gersten Richard D. | Director,TenPercentOwner | 3 | 2012–2013 | ||
| SWEEDLER WILLIAM | Director,TenPercentOwner; TenPercentOwner | 9 | 2012–2015 | ||
| Monto Holdings (Pty) Ltd. | TenPercentOwner | 1 | 2012 | ||
| SHMIDMAN YEHUDA | Director,Officer | Chief Executive Officer | 9 | 2012–2015 | |
| Klein Gary | Officer | Chief Financial Officer | 12 | 2012–2015 | |
| Tengram Capital Associates, LLC | TenPercentOwner | 4 | 2013–2015 | ||
| JOHNSON GARY A | Director | 5 | 2013–2015 | ||
| Stewart Leonard JR | Director | 9 | 2013–2015 | ||
| HOLLANDER AARON P | Director | 6 | 2013–2015 | ||
| Carlyle Equity Opportunity GP, L.L.C. | TenPercentOwner | 2 | 2014–2015 | ||
| Carlyle Equity Opportunity GP, L.P. | TenPercentOwner | 2 | 2014–2015 | ||
| Carlyle Galaxy Holdings, L.P. | TenPercentOwner | 2 | 2014–2015 | ||
| Carlyle Group L.P. | TenPercentOwner | 2 | 2014–2015 | ||
| Carlyle Group Management L.L.C. | TenPercentOwner | 2 | 2014–2015 | ||
| Carlyle Holdings II GP L.L.C. | TenPercentOwner | 2 | 2014–2015 | ||
| Carlyle Holdings II L.P. | TenPercentOwner | 2 | 2014–2015 | ||
| TC Group Cayman Investment Holdings, L.P. | TenPercentOwner | 2 | 2014–2015 | ||
| TC Group Cayman Investment Holdings Sub L.P. | TenPercentOwner | 2 | 2014–2015 | ||
| Cohen Rodney Scott | Director | 1 | 2014 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2012-03-12 | PEOPLES LIBERATION INC | Other | $14,500,000 | $14,500,000 | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | PEOPLES LIBERATION INC | CA | Form D private offerings | CIK (EXACT) |
| SEC filer | SQBG, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Kenneth L Wengrod | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
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