IPO registrations (S-1, F-1) · Registrants
Beneficient
- SEC CIK
- 1775734 · filings on EDGAR ↗
- Former names
- Beneficient Co Group, L.P. (2021–2023)
- Registration
- Form S-1, first filed 2023-07-19, last 2026-07-29; 7 initial registrations, 10 amendments
- Outcome
- Declared effective 2023-09-29; withdrawal requested 2024-10-24
- Industry (SIC)
- Finance Services 6199
- Incorporated in
- NV
- Business address
- 325 N. SAINT PAUL STREET, SUITE 4850, Dallas, TX 75201
- EIN
- 72-1573705
- Ticker
- BENF, BENFW (Nasdaq, Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Beneficient on the corporate pages
Offering terms
- Shares offered
- 55,671,296
- Listing
- Nasdaq under the symbol BENF
- Lead underwriters
- of Contents
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: BENEFICIENT Fuzzy (name and state)
- Business registration: BENEFICIENT INC Fuzzy (name and state)
- Form D issuer: Beneficient EXACT (CIK (EXACT))
- SEC filer: Beneficient EXACT (CIK (EXACT))
- Person page: Mack H Hicks Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,TenPercentOwner))
Filings 27
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2023-07-19 | S-1 | S-1 (registration) | Beneficient | 0001193125-23-189682 ↗ |
| 2023-07-19 | S-1 | S-1 (registration) | Beneficient | 0001193125-23-189686 ↗ |
| 2023-07-19 | S-1 | S-1 (registration) | Beneficient | 0001193125-23-189688 ↗ |
| 2023-08-31 | S-1/A | S-1/A (amendment) | Beneficient | 0001193125-23-225079 ↗ |
| 2023-08-31 | S-1/A | S-1/A (amendment) | Beneficient | 0001193125-23-225082 ↗ |
| 2023-08-31 | S-1/A | S-1/A (amendment) | Beneficient | 0001193125-23-225083 ↗ |
| 2023-09-25 | S-1/A | S-1/A (amendment) | Beneficient | 0001193125-23-241117 ↗ |
| 2023-09-25 | S-1/A | S-1/A (amendment) | Beneficient | 0001193125-23-241123 ↗ |
| 2023-09-25 | S-1/A | S-1/A (amendment) | Beneficient | 0001193125-23-241152 ↗ |
| 2023-09-29 | EFFECT | EFFECT (declared effective) | Beneficient | 9999999995-23-002847 ↗ |
| 2023-09-29 | EFFECT | EFFECT (declared effective) | Beneficient | 9999999995-23-002869 ↗ |
| 2023-09-29 | EFFECT | EFFECT (declared effective) | Beneficient | 9999999995-23-002870 ↗ |
| 2023-09-29 | EFFECT | EFFECT (declared effective) | Beneficient | 9999999995-23-002871 ↗ |
| 2023-10-26 | S-1 | S-1 (registration) | Beneficient | 0001193125-23-263634 ↗ |
| 2023-12-05 | S-1/A | S-1/A (amendment) | Beneficient | 0001193125-23-288654 ↗ |
| 2023-12-21 | S-1/A | S-1/A (amendment) | Beneficient | 0001193125-23-300162 ↗ |
| 2023-12-26 | EFFECT | EFFECT (declared effective) | Beneficient | 9999999995-23-003742 ↗ |
| 2024-09-27 | EFFECT | EFFECT (declared effective) | Beneficient | 9999999995-24-002981 ↗ |
| 2024-10-22 | S-1 | S-1 (registration) | Beneficient | 0001493152-24-041845 ↗ |
| 2024-10-24 | RW | RW (withdrawal request) | Beneficient | 0001493152-24-042388 ↗ |
| 2024-10-24 | S-1/A | S-1/A (amendment) | Beneficient | 0001493152-24-042391 ↗ |
| 2024-11-08 | S-1/A | S-1/A (amendment) | Beneficient | 0001493152-24-044272 ↗ |
| 2024-11-12 | EFFECT | EFFECT (declared effective) | Beneficient | 9999999995-24-003449 ↗ |
| 2025-12-23 | S-1 | S-1 (registration) | Beneficient | 0001493152-25-028891 ↗ |
| 2026-01-02 | EFFECT | EFFECT (declared effective) | Beneficient | 9999999995-26-000034 ↗ |
| 2026-07-29 | S-1 | S-1 (registration) | Beneficient | 0001493152-26-035225 ↗ |
| 2026-08-05 | EFFECT | EFFECT (declared effective) | Beneficient | 9999999995-26-002553 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2026-07-29 | S-1 | registration statement | $7.13 | 55,671,296 | $397,114,488 | Nasdaq BENF | 1 | primary document; price line, shares headline, proceeds computed, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| CANGANY PETER T JR | Director | 12 | 2023–2026 | ||
| Ezell Gregory W. | Officer | Chief Financial Officer | 3 | 2023–2024 | |
| FISHER RICHARD W | Director | 1 | 2023 | ||
| Fletcher Derek L. | Director,Officer | See Remarks | 4 | 2023–2026 | |
| GWG Holdings, Inc. | TenPercentOwner | 3 | 2023 | ||
| GWG Life USA, LLC | TenPercentOwner | 2 | 2023 | ||
| Heppner Brad K | Director,Officer | See Remarks | 3 | 2023–2024 | |
| HICKS THOMAS O | Director | 4 | 2023–2024 | ||
| Hikspoors Samuel | Officer | Chief Risk Officer | 1 | 2023 | |
| Hill Emily B. | Director | 3 | 2023–2024 | ||
| LOCKHART DENNIS P | Director | 3 | 2023–2024 | ||
| Rutledge Maria S. | Officer | Chief Technology Officer | 4 | 2023–2024 | |
| Schnitzer Bruce William | Director | 5 | 2023–2026 | ||
| Silk James G. | Director,Officer; Officer | Chief Executive Officer; Interim CEO; See Remarks | 5 | 2023–2026 | |
| Welday Jeff | Officer | See Remarks | 27 | 2023–2025 | |
| Wilson Scott W. | Officer | Chief Underwriting Officer | 3 | 2023–2024 | |
| Freeman Elizabeth C. | TenPercentOwner | 1 | 2023 | ||
| GWG Wind Down Trust | TenPercentOwner | 10 | 2023–2024 | ||
| Donegan Patrick J. | Director | 2 | 2024 | ||
| Wendel Karen | Director | 3 | 2024–2026 | ||
| Hicks Holdings Operating LLC | Other; TenPercentOwner | 2 | 2026 | ||
| Hicks Mack H. | Director,TenPercentOwner | 2 | 2026 | person page Fuzzy |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2026-07-24 | Beneficient | Other Banking and Financial Services | $7,444,545 | $7,444,545 | 1 | 1 |
| 2026-04-17 | Beneficient | Other Banking and Financial Services | $8,752,140 | $8,752,140 | 1 | 1 |
| 2026-01-20 | Beneficient | Other Banking and Financial Services | $3,022,728 | $3,022,728 | 1 | 1 |
| 2025-07-02 | Beneficient | Other Banking and Financial Services | $1,910,370 | $1,910,370 | 1 | 1 |
| 2025-05-06 | Beneficient | Other Banking and Financial Services | $233,333 | $233,333 | 1 | 1 |
| 2025-04-18 | Beneficient | Other Banking and Financial Services | $9,655,758 | $9,655,758 | 1 | 1 |
| 2025-01-16 | Beneficient | Other Banking and Financial Services | $1,361,926 | $1,361,926 | 1 | 1 |
| 2024-08-20 | Beneficient | Other Banking and Financial Services | $7,085,755 | $3,600,000 | 1 | 2 |
| 2024-03-13 | Beneficient | Other Banking and Financial Services | $62,096,231 | $62,096,231 | 3 | 1 |
| 2024-02-21 | Beneficient | Other Banking and Financial Services | $2,000,000 | $2,000,000 | 1 | 1 |
| 2024-02-21 | Beneficient | Other Banking and Financial Services | $200,000 | $200,000 | 1 | 1 |
| 2023-08-14 | Beneficient | Other Banking and Financial Services | $48,525,810 | $37,689,946 | 1 | 1 |
| 2022-12-16 | Beneficient Co Group, L.P. | Other Banking and Financial Services | $901,250,000 | $5,300,000 | 1 | 1 |
| 2021-12-22 | Beneficient Co Group, L.P. | Other Banking and Financial Services | $383,686,422 | $383,686,422 | 7 | 2 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | BENEFICIENT | TX | State business registries | name and state |
| Business registration | BENEFICIENT INC | TX | State business registries | name and state |
| Form D issuer | Beneficient | TX | Form D private offerings | CIK (EXACT) |
| IPO registrant | Beneficient Merger Sub II, LLC | TX | IPO registrations (S-1, F-1) | same street address and ZIP code, 325 N SAINT PAUL ST STE 4850 75201 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | Beneficient | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Mack H Hicks | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Finance Services, TX first:
- AVANTAX, INC. TX
- TRIAD FINANCIAL SM LLC TX
- Highland Financial Partners, L.P. TX
- Financial Gravity Companies, Inc. TX
- HeartSciences Inc. TX
- NetSpend Holdings, Inc. TX
- Elevate Credit, Inc. TX
- HYPERION DEFI, INC. TX
- Cango Inc. TX
- ZeroStack Corp. TX
In other datasets, the same topic (Finance) in TX:
- Lobbying client: 7 ELEVEN, INC. (Federal lobbying (LDA))
Interests: Finance Services · Finance