IPO registrations (S-1, F-1) · Registrants
NetSpend Holdings, Inc.
- SEC CIK
- 1496623 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2010-07-15, last 2010-10-14; 1 initial registration, 7 amendments
- Outcome
- Final prospectus filed 2010-10-19; declared effective 2010-10-18
- Industry (SIC)
- Finance Services 6199
- Incorporated in
- DE
- Business address
- 701 BRAZOS STREET, SUITE 1300, Austin, TX 78701-2582
- EIN
- 20-2306550
- EDGAR entity type
- operating
- Insiders and CEO pay
- NetSpend Holdings, Inc. on the corporate pages
Offering terms
- Proposed price range
- $10.00–$12.00 per share (S-1/A filed 2010-10-14)
- Final price
- $3.38 per share, below the range (424B4 filed 2010-10-19, an initial public offering)
- Shares sold
- 18,536,043 (2,272,727 by the company, 16,263,316 by selling holders)
- Gross proceeds
- $62,651,825 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol NTSP
- Lead underwriters
- Goldman Sachs
- Syndicate
- BofA Securities; William Blair; Truist Securities; Wells Fargo; Houlihan Lokey
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: NetSpend Holdings, Inc. EXACT (CIK (EXACT))
- Person page: Stephen A Vogel Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2010-07-15 | S-1 | S-1 (registration) | NetSpend Holdings, Inc. | 0001047469-10-006467 ↗ |
| 2010-08-31 | S-1/A | S-1/A (amendment) | NetSpend Holdings, Inc. | 0001047469-10-007806 ↗ |
| 2010-09-17 | S-1/A | S-1/A (amendment) | NetSpend Holdings, Inc. | 0001047469-10-008142 ↗ |
| 2010-09-21 | S-1/A | S-1/A (amendment) | NetSpend Holdings, Inc. | 0001047469-10-008167 ↗ |
| 2010-09-28 | S-1/A | S-1/A (amendment) | NetSpend Holdings, Inc. | 0001047469-10-008320 ↗ |
| 2010-09-30 | S-1/A | S-1/A (amendment) | NetSpend Holdings, Inc. | 0001047469-10-008356 ↗ |
| 2010-10-04 | S-1/A | S-1/A (amendment) | NetSpend Holdings, Inc. | 0001047469-10-008409 ↗ |
| 2010-10-14 | S-1/A | S-1/A (amendment) | NetSpend Holdings, Inc. | 0001047469-10-008618 ↗ |
| 2010-10-18 | EFFECT | EFFECT (declared effective) | NetSpend Holdings, Inc. | 9999999995-10-002966 ↗ |
| 2010-10-19 | 424B4 | 424B4 (final prospectus) | NetSpend Holdings, Inc. | 0001047469-10-008704 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2010-10-14 | S-1/A | registration statement | $10.00–$12.00 | $11.00 | 18,527,745 | $203,805,195 | Nasdaq NTSP | 6 | primary document; range, price sentence, shares headline, proceeds computed, cover names 6 | document ↗ |
| 2010-10-19 | 424B4 | final prospectus | $3.38 | 18,536,043 | $62,651,825 | Nasdaq NTSP | 6 | primary document; price line, shares headline, proceeds computed, cover names 6 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Adams Andrew William | Director | 1 | 2010 | ||
| Brown Christopher T | Officer; Other | General Counsel and Secretary | 4 | 2010–2011 | |
| CASTALDI ALEXANDER R | Director,TenPercentOwner | 3 | 2010–2011 | ||
| Cregan Thomas A | Officer | EVP Sales and Distribution; EVP, Sales and Distribution | 5 | 2010–2011 | |
| DeVoglaer James H | Officer | EVP Information Technology; EVP, Information Technology | 11 | 2010–2013 | |
| Gresham George W | Officer | Chief Financial Officer | 10 | 2010–2013 | |
| HENRY DANIEL R | Director,Officer; Officer | Chief Executive Officer | 13 | 2010–2013 | |
| JEROME JAMES P | Officer | EVP Card Operations; EVP, Card Operations | 13 | 2010–2013 | |
| JLL Associates G.P. IV, L.L.C. | TenPercentOwner | 3 | 2010–2011 | ||
| JLL Associates G.P. V, L.L.C. | TenPercentOwner | 3 | 2010–2011 | ||
| JLL Associates IV, L.P. | TenPercentOwner | 3 | 2010–2011 | ||
| JLL Associates V, L.P. | TenPercentOwner | 3 | 2010–2011 | ||
| JLL Partners Fund IV, L.P. | TenPercentOwner | 3 | 2010–2011 | ||
| JLL PARTNERS FUND V LP | TenPercentOwner | 3 | 2010–2011 | ||
| LAMONT ANN H | Director,TenPercentOwner | 4 | 2010–2012 | ||
| LEVY PAUL S | TenPercentOwner | 3 | 2010–2011 | ||
| MCCULLOUGH THOMAS A | Director | 10 | 2010–2013 | ||
| OAK INVESTMENT PARTNERS X LTD PARTNERSHIP | TenPercentOwner | 5 | 2010–2012 | ||
| Rodriguez Frank J | Director,TenPercentOwner | 3 | 2010–2011 | ||
| Schley Daniel M | Director | 12 | 2010–2013 | ||
| Skylight Holdings I, LLC | TenPercentOwner | 2 | 2010 | ||
| Harris Charles J | Officer | President | 9 | 2010–2013 | |
| Hatzopoulos Anh | Officer | EVP Online Business Dev.; EVP, Online Business Dev. | 20 | 2010–2013 | |
| OAK X AFFILIATES FUND LP | TenPercentOwner | 4 | 2010–2012 | ||
| Vogel Stephen A | Director | 11 | 2011–2013 | person page Fuzzy | |
| COLEMAN STEVEN F | Officer | General Counsel | 10 | 2011–2013 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | NetSpend Holdings, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Stephen A Vogel | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Finance Services, TX first:
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In other datasets, the same topic (Finance) in TX:
- Lobbying client: 7 ELEVEN, INC. (Federal lobbying (LDA))
Interests: Finance Services · Finance