IPO registrations (S-1, F-1) · Registrants
Financial Gravity Companies, Inc.
- SEC CIK
- 1377167 · filings on EDGAR ↗
- Former names
- PACIFIC OIL Co (2013–2016); PRAIRIE WEST OIL & GAS, LTD. (2013–2013); KAT Racing, Inc. (2007–2013)
- Registration
- Form S-1, first filed 2008-04-25, last 2018-11-07; 1 initial registration, 10 amendments
- Outcome
- Declared effective 2008-08-07
- Industry (SIC)
- Finance Services 6199
- Incorporated in
- NV
- Business address
- 2501 RANCH ROAD 620 SOUTH, SUITE 110, Lakeway, TX 78734
- EIN
- 20-4057712
- Ticker
- FGCO (OTC)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Financial Gravity Companies, Inc. on the corporate pages
Offering terms
- Shares offered
- 6,000,000
- Listing
- OTCQB under the symbol FGCO
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: FINANCIAL GRAVITY COMPANIES, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: FINANCIAL GRAVITY COMPANIES, INC. EXACT (EIN (EXACT))
- Form D issuer: Financial Gravity Companies, Inc. EXACT (CIK (EXACT))
- SEC filer: Financial Gravity Companies, Inc. EXACT (CIK (EXACT))
- Person page: Paul O Williams Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Filings 13
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2008-04-25 | S-1/A | S-1/A (amendment) | KAT Racing, Inc. | 0001393905-08-000110 ↗ |
| 2008-06-05 | S-1/A | S-1/A (amendment) | KAT Racing, Inc. | 0001393905-08-000150 ↗ |
| 2008-06-27 | S-1/A | S-1/A (amendment) | KAT Racing, Inc. | 0001393905-08-000156 ↗ |
| 2008-07-21 | S-1/A | S-1/A (amendment) | KAT Racing, Inc. | 0001393905-08-000171 ↗ |
| 2008-07-25 | S-1/A | S-1/A (amendment) | KAT Racing, Inc. | 0001393905-08-000174 ↗ |
| 2008-08-07 | EFFECT | EFFECT (declared effective) | KAT Racing, Inc. | 9999999995-08-002460 ↗ |
| 2017-09-18 | S-1 | S-1 (registration) | Financial Gravity Companies, Inc. | 0001683168-17-002404 ↗ |
| 2018-04-30 | S-1/A | S-1/A (amendment) | Financial Gravity Companies, Inc. | 0001683168-18-001114 ↗ |
| 2018-07-11 | S-1/A | S-1/A (amendment) | Financial Gravity Companies, Inc. | 0001683168-18-001921 ↗ |
| 2018-09-24 | S-1/A | S-1/A (amendment) | Financial Gravity Companies, Inc. | 0001683168-18-002827 ↗ |
| 2018-10-18 | S-1/A | S-1/A (amendment) | Financial Gravity Companies, Inc. | 0001683168-18-003090 ↗ |
| 2018-11-07 | S-1/A | S-1/A (amendment) | Financial Gravity Companies, Inc. | 0001683168-18-003254 ↗ |
| 2018-11-13 | EFFECT | EFFECT (declared effective) | Financial Gravity Companies, Inc. | 9999999995-18-002869 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2018-11-07 | S-1/A | registration statement | 6,000,000 | - | OTCQB FGCO | 0 | primary document; shares headline | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Crowley Arthur David | Director,Officer | Pres. and Ch. Strategy Officer | 1 | 2016 | |
| Crumley George E | Director | 1 | 2016 | ||
| JOHNSON RICKY J | Officer | Chief Operating Officer | 1 | 2016 | |
| Lyon Edward A | Director,Officer | Chief Tax Strategist | 1 | 2016 | |
| Pollock John David | Director,Officer,TenPercentOwner | CEO; Co-Chair Board, EVP of Sales | 2 | 2016–2019 | |
| Reggio James F. | Officer | CTO and Chief Mktg Officer | 1 | 2016 | |
| Williams Paul O | Director,Officer | CFO; Chief Financial Officer | 2 | 2016–2019 | person page Fuzzy |
| Buckner Debra Lynn | Officer | Chief Operating Officer | 2 | 2019 | |
| Nemer Gary Joel | Director | 2 | 2019–2022 | ||
| Winters Jennifer | Director; Officer | EVP, Corporate Secretary | 3 | 2019–2023 | |
| Winters Scott Christopher | Director,Officer | CEO, Co-Chairman of the Board; CEO, Co-Chairman of the Board* | 3 | 2019–2023 | |
| Bourgeois Todd | Director | 1 | 2019 | ||
| Myers David W. | Director | 1 | 2019 | ||
| Ashby Michael Lin | Director | 1 | 2020 | ||
| Nelson William Robert | Director | 2 | 2020–2022 | ||
| Williams Mark John | Director | 1 | 2023 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2026-01-13 | Financial Gravity Companies, Inc. | Investing | $9,420 | $9,420 | 1 | 1 |
| 2025-11-07 | Financial Gravity Companies, Inc. | Investing | $4,335 | $4,335 | 1 | 1 |
| 2025-10-07 | Financial Gravity Companies, Inc. | Investing | $145,500 | $145,500 | 1 | 1 |
| 2025-09-23 | Financial Gravity Companies, Inc. | Investing | $60,000 | $40,000 | 1 | 1 |
| 2025-06-12 | Financial Gravity Companies, Inc. | Investing | $24,465 | $24,465 | 1 | 1 |
| 2025-05-01 | Financial Gravity Companies, Inc. | Investing | $120,000 | $120,000 | 1 | 1 |
| 2023-12-12 | Financial Gravity Companies, Inc. | Investing | Indefinite | $0 | 1 | 1 |
| 2023-06-20 | Financial Gravity Companies, Inc. | Investing | $100,000 | $0 | 1 | 1 |
| 2023-06-06 | Financial Gravity Companies, Inc. | Investing | $80,000 | $80,000 | 1 | 1 |
| 2017-05-10 | Financial Gravity Companies, Inc. | Business Services | Indefinite | $625,000 | 8 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | FINANCIAL GRAVITY COMPANIES, INC. | TX | State business registries | name and state |
| Plan sponsor | FINANCIAL GRAVITY COMPANIES, INC. | TX | Form 5500 (employee benefit plans) | name and state |
| Form D issuer | Financial Gravity Companies, Inc. | TX | Form D private offerings | CIK (EXACT) |
| SEC filer | Financial Gravity Companies, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Financial Gravity Companies, Inc. | TX | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | FINANCIAL GRAVITY COMPANIES, INC. | EIN (EXACT) | ||
| Person page | Paul O Williams | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
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In other datasets, the same topic (Finance) in TX:
- Lobbying client: 7 ELEVEN, INC. (Federal lobbying (LDA))
Interests: Finance Services · Finance