IPO registrations (S-1, F-1) · Registrants
Forterra, Inc.
- SEC CIK
- 1678463 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2016-07-08, last 2016-10-17; 1 initial registration, 5 amendments
- Outcome
- Final prospectus filed 2016-10-21; declared effective 2016-10-19
- Industry (SIC)
- Concrete Products, Except Block & Brick 3272
- Business address
- 511 E. JOHN CARPENTER FREEWAY, SUITE 600, Irving, TX 75062
- EIN
- 37-1830464
- EDGAR entity type
- operating
- Insiders and CEO pay
- Forterra, Inc. on the corporate pages
Offering terms
- Proposed price range
- $19.00–$21.00 per share (S-1/A filed 2016-10-07)
- Final price
- $18.00 per share, below the range (424B4 filed 2016-10-21, an initial public offering)
- Shares sold
- 18,420,000
- Gross proceeds
- $331,560,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol FRTA
- Lead underwriters
- Goldman Sachs (4,420,800 shares); Citigroup (4,144,500 shares); Credit Suisse (4,144,500 shares)
- Syndicate
- Barclays (1,427,550); Deutsche Bank (1,427,550); RBC Capital Markets (1,427,550); Oppenheimer (475,850); Stephens (475,850); Truist Securities (475,850)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: Forterra, Inc. EXACT (CIK (EXACT))
- Person page: Clinton D McDonnough Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Samuel D Loughlin Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 8
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2016-07-08 | S-1 | S-1 (registration) | Forterra, Inc. | 0001193125-16-644583 ↗ |
| 2016-08-15 | S-1/A | S-1/A (amendment) | Forterra, Inc. | 0001193125-16-681246 ↗ |
| 2016-09-08 | S-1/A | S-1/A (amendment) | Forterra, Inc. | 0001193125-16-705335 ↗ |
| 2016-09-23 | S-1/A | S-1/A (amendment) | Forterra, Inc. | 0001193125-16-717576 ↗ |
| 2016-10-07 | S-1/A | S-1/A (amendment) | Forterra, Inc. | 0001193125-16-733238 ↗ |
| 2016-10-17 | S-1/A | S-1/A (amendment) | Forterra, Inc. | 0001193125-16-739405 ↗ |
| 2016-10-19 | EFFECT | EFFECT (declared effective) | Forterra, Inc. | 9999999995-16-006012 ↗ |
| 2016-10-21 | 424B4 | 424B4 (final prospectus) | Forterra, Inc. | 0001193125-16-743212 ↗ |
Prospectus pages read 3
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2016-10-07 | S-1/A | registration statement | $19.00–$21.00 | 18,420,000 | - | Nasdaq FRTA | 9 | primary document; range, shares headline, cover names 9 | document ↗ | |
| 2016-10-17 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2016-10-21 | 424B4 | final prospectus | $18.00 | 18,420,000 | $331,560,000 | Nasdaq FRTA | 9 | primary document; price sentence, shares headline, proceeds table, underwriting table 9, cover names 9 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Bradley Jeff | Director,Officer | Chief Executive Officer | 7 | 2016–2019 | |
| Browne Lori M | Officer | EVP and General Counsel; Ex. VP and General Counsel; See Remarks | 17 | 2016–2022 | |
| Brown William Matthew | Officer | EVP & Chief Financial Officer; See Remarks | 4 | 2016–2017 | |
| Carpenter Mark D | Officer | See Remarks | 5 | 2016–2018 | |
| Forterra US Holdings, LLC | TenPercentOwner | 4 | 2016–2020 | ||
| GRAYKEN JOHN P | TenPercentOwner | 4 | 2016–2020 | ||
| Kerfin William | Officer | See Remarks | 5 | 2016–2018 | |
| Sexe Edward | Officer | See Remarks | 3 | 2016–2017 | |
| Volluz Kyle S. | Director | 2 | 2016–2017 | ||
| Wayman Matthew | Officer | See Remarks | 3 | 2016–2017 | |
| Barner Kevin | Director | 3 | 2016–2017 | ||
| Corcoran Robert J | Director | 1 | 2016 | ||
| Loughlin Samuel D | Director | 1 | 2016 | person page Fuzzy | |
| McDonnough Clinton D | Director | 10 | 2016–2022 | person page Fuzzy | |
| McPherson John R | Director | 13 | 2016–2022 | ||
| Meyer Chris | Director | 4 | 2016–2022 | ||
| Sarrazin Jacques | Director | 10 | 2016–2022 | ||
| Suss Chadwick S. | Director | 2 | 2016–2017 | ||
| Wilbeck Grant | Director | 4 | 2016–2017 | ||
| Leonard Scott Edward | Officer | See Remarks | 3 | 2017 | |
| BHATIA VIKRANT | Officer | Executive Vice President; Pres, Water Pipe & Products | 22 | 2017–2022 | |
| Brown Charles Rodney | Officer | EVP & Chief Financial Officer | 15 | 2017–2022 | |
| CAMMERER RICHARD JR | Director | 1 | 2018 | ||
| LaValle Dominic | Director | 1 | 2018 | ||
| Lewis Chad | Director | 1 | 2018 | ||
| HUNTER RICHARD J | Officer | Chief Operating Officer; Pres, Drainage Pipe & Products | 7 | 2018–2020 | |
| Colorado Rafael A | Director | 1 | 2019 | ||
| Navitskas Allison | Director | 1 | 2019 | ||
| Watson Karl | Director,Officer | Chief Executive Officer | 27 | 2019–2022 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | Forterra, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Clinton D McDonnough | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Samuel D Loughlin | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Concrete Products, Except Block & Brick, TX first:
- U.S. CONCRETE, INC. TX
- RMX Holdings, Inc. AZ
- PreTam Holdings Inc. F3
- Suncrete, Inc. OK
- AUSCRETE Corp OR
- Hanson Building Products Ltd X0
- Oz Saferooms Technologies, Inc. X1
- HARDIE JAMES N V
Interests: Concrete Products, Except Block & Brick