IPO registrations (S-1, F-1) · Registrants

U.S. CONCRETE, INC.

SEC CIK
1073429 · filings on EDGAR ↗
Name on the registration
US CONCRETE INC
Former names
US CONCRETE INC (1999–2019)
Registration
Form S-1, first filed 1999-03-23, last 2011-10-06; 3 initial registrations, 5 amendments
Outcome
Final prospectus filed 1999-05-26; declared effective 2006-12-18
Industry (SIC)
Concrete Products, Except Block & Brick 3272
Incorporated in
DE
Business address
331 N. MAIN STREET, Euless, TX 76039
EIN
76-0586680
EDGAR entity type
operating
Insiders and CEO pay
U.S. CONCRETE, INC. on the corporate pages

Offering terms

Proposed price range
$7.50–$9.50 per share (S-1/A filed 1999-05-24)
Final price
$8.00 per share, within the range (424B4 filed 1999-05-26, an initial public offering)
Shares sold
3,800,000
Gross proceeds
$30,400,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol RMIX
Lead underwriters
Scott & Stringfellow, Inc (1,247,500 shares); Sanders Morris Mundy Inc (1,247,500 shares)
Syndicate
Bear Stearns (100,000); Morgan Stanley (100,000); Wachovia (80,000); J.C. Bradford & Co (80,000); Jefferies (80,000); McDonald Investments Inc., A KeyCorp Company (80,000); Parker/Hunter Incorporated (80,000); Truist Securities (80,000); The Seidler Companies Incorporated (80,000); Sutro & Co. Incorporated (80,000); Tucker Anthony Cleary Gull (80,000); Wedbush Securities (80,000); First Southwest Company (45,000); Harris Webb & Garrison Inc (45,000); Hoak Breedlove Wesneski & Co (45,000); Southwest Securities Inc (45,000); Sterne, Agee & Leach, Inc (45,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 13

FiledFormWhat it isName as filedEDGAR
1999-03-23S-1S-1 (registration)US CONCRETE INC0000890566-99-000342 ↗
1999-05-05S-1/AS-1/A (amendment)US CONCRETE INC0000890566-99-000607 ↗
1999-05-18S-1/AS-1/A (amendment)US CONCRETE INC0000890566-99-000712 ↗
1999-05-24S-1/AS-1/A (amendment)US CONCRETE INC0000890566-99-000723 ↗
1999-05-26424B4424B4 (final prospectus)US CONCRETE INC0000890566-99-000733 ↗
2006-12-18EFFECTEFFECT (declared effective)US CONCRETE INC9999999995-06-002748 ↗
2011-03-18S-1S-1 (registration)US CONCRETE INC0000950123-11-026673 ↗
2011-04-01S-1/AS-1/A (amendment)US CONCRETE INC0000950123-11-031902 ↗
2011-04-08EFFECTEFFECT (declared effective)US CONCRETE INC9999999995-11-000960 ↗
2011-09-01S-1S-1 (registration)US CONCRETE INC0000950123-11-081982 ↗
2011-10-06S-1/AS-1/A (amendment)US CONCRETE INC0000950123-11-088904 ↗
2011-10-26EFFECTEFFECT (declared effective)US CONCRETE INC9999999995-11-003044 ↗
2013-03-18EFFECTEFFECT (declared effective)US CONCRETE INC9999999995-13-000739 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
1999-05-24S-1/Aregistration statement$7.50–$9.50$8.503,800,000$32,300,000Nasdaq RMIX0from the submission text; range, price sentence, shares headline, proceeds computeddocument ↗
1999-05-26424B4final prospectus$8.003,800,000$30,400,000Nasdaq RMIX19from the submission text; price sentence, shares headline, proceeds table, underwriting table 19document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Evans ScottOfficerRegional VP-South Central Reg.202006–2008
Gore SeanOfficerDirector-Business Development; VP - Finance; VP - Strategy & Development; VP - Strategy & Development122006–2010
GREEN MICHAEL TOfficerSenior VP - Operations; Sr VP Operations/Special Proj; Sr VP, Operations/Spec Project402006–2012
HARDY ROBERT DOfficerExecutive VP and CFO; Senior VP and CFO122006–2010
HARLAN MICHAEL WDirector,Officer; OfficerExecutive VP and COO; Exec. Vice President and COO; President and CEO; Senior Vice President and CFO312006–2011person page Fuzzy
Johnson Wallace HOfficerVP - Marketing & Sales542006–2016
Konnie Gary JOfficerVP - Human Resources312006–2012
MARTINEAU EUGENE PDirector,OfficerFormer President and CEO; President and CEO82006–2008
WAYNE DONALDOfficerVP, General Counsel, Secretary62006
ALBANESE THOMAS JOfficerExec VP Sales, Bay Area Region82006–2008
ALBANESE WILLIAM TDirector,Officer; OfficerRegional VP - North CA Region; VP Bus Dvlpmnt-No. California182006–2010
MONROY CESAROfficerTreasurer92006–2008
WALKER ROBERT SDirector102006–2007
FOSTER VINCENT DDirector62006–2009
COLSON JOHN RDirector12006
SIMPSON MURRAY SDirector62006–2008
PORTER T WILLIAMDirector62006–2009
RICCIARDELLO MARY PDirector52006–2009
LINDEMAN CURT MOfficerVP & General Counsel202007–2011
PIECUCH JOHN MDirector72007–2009
DAVIS JEFF LOfficerVP/GM- Central Concrete Sup Co; VP/GM-Central Concrete Sup Co; VP/GM-Central Concrete Sup Co.; VP - U.S. Concrete, Inc.572007–2018
GENTOSO MICHAELOfficerRVP - Atlantic Region; VP-Eastern Concrete Materials432007–2015
SPAHR JEFFERY DOfficerPres/GM of Sup Mat Holdngs LLC; VP/GM of Sup Mat Holdings LLC102007–2010
MCLAUGHLIN DOUGLAS WOfficerVP - Precast Division322007–2013
HIEGEL ROBERT V JROfficerCorporate Controller12008
ROBERTS JEFFREY WOfficerPres & GM-Ingram Concrete, LLC; Regional VP & GM - Central; VP & GM - Ingram Concrete, LLC; VP & GM-Ingram Concrete, LLC732008–2021
CAULEY KENT DOfficerCorporate Controller; VP of Finance132008–2012
DILLON RAY CDirector22009
Cellar Kurt MatthewDirector622010–2021
DAVIS EUGENE IDirector322010–2017
LUNDIN MICHAEL DDirector472010–2021
Rayner Robert MartinDirector472010–2019
Sutherland Colin McGillDirector1192010–2021
Lewis James COfficerSenior VP & CFO82010–2012
Gendal Steven K.Other; TenPercentOwner252011–2015
GREENHAUS SHELLEY FOther; TenPercentOwner252011–2015
WHIPPOORWILL ASSOCIATES INCOther; TenPercentOwner262011–2015
SANDBROOK WILLIAM JDirector; Director,OfficerChairman and CEO; Chairman, President & CEO; President and CEO; President & CEO; Vice Chairman, President & CEO772011–2021
ROSSI THEODORE PDirector452011–2021
POULSEN NIEL LOfficerEVP - Southeast Division; VP & GM - Redi-Mix, LLC232012–2019
HARGIS KATHERINE IOfficerCorp Sec/Deputy Gen. Counsel; VP, General Counsel, Corp Sec142012–2013
Kala LouisOfficerVP, Planning & Development42012–2013
Kohutek KevinOfficerChief Accounting Officer; VP & Chief Accounting Officer; VP & Controller; VP, Finance & Treasurer; VP & GM-Atlantic Region; VP & GM-Atlantic Region & CAO452012–2019
Peabody Mark BakerOfficerVP - Human Resources; VP of Human Resources422012–2021
Brown William MatthewOfficerSVP & Chief Financial Officer162012–2015
JOLAS PAUL MOfficerSVP, General Counsel, Corp Sec; VP, General Counsel, Corp. Sec372013–2021
Pruitt Ronnie ADirector,Officer; OfficerPresident & CEO; President & COO; Sr. VP & COO312015–2021
TUSA JOSEPH COfficerSr. VP & CFO72016–2017
BEHRING DAVID ANDREWOfficerVP & GM - South Central Region172016–2018
BURTON HERBERT A.OfficerRegional VP & GM - West; VP & GM - Northern CA Region272017–2021
Kunz John EOfficerSVP & Chief Financial Officer212017–2021person page Fuzzy
DRYDEN SCOTTOfficerVP & GM - Polaris Materials72018–2020
Ball Susan M.Director92018–2021
Dawson Gibson TOfficerVP, Corporate Controller & CAO182019–2021
Emmert MatthewOfficerRegional VP & GM - East; Regional VP & GM - USC East162019–2021
Penkar RajanDirector52020–2021
Lesley Philip DarenOfficerVP - USC Aggregates112020–2021

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2016-09-06US CONCRETE INCConstruction$7,500,000$7,500,00021
2015-04-13US CONCRETE INCConstruction$15,000,000$15,000,00061

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Plan sponsorUS CONCRETE, INC.TXForm 5500 (employee benefit plans)EIN (EXACT)
Form D issuerUS CONCRETE INCTXForm D private offeringsCIK (EXACT)
Form D issuerUS CONCRETE INCTXForm D private offeringsCIK (EXACT)
SEC filerU.S. CONCRETE, INC.SEC filers (EDGAR)CIK (EXACT)
Trademark ownerU.S. Concrete, Inc.TXTrademarks (USPTO)name and state
Form 5500 plan sponsorUS CONCRETE, INC.EIN (EXACT)
Person pageJohn E KunzPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)
Person pageMichael W HarlanPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Concrete Products, Except Block & Brick, TX first:

More with this interest.

Interests: Concrete Products, Except Block & Brick