IPO registrations (S-1, F-1) · Registrants
U.S. CONCRETE, INC.
- SEC CIK
- 1073429 · filings on EDGAR ↗
- Name on the registration
- US CONCRETE INC
- Former names
- US CONCRETE INC (1999–2019)
- Registration
- Form S-1, first filed 1999-03-23, last 2011-10-06; 3 initial registrations, 5 amendments
- Outcome
- Final prospectus filed 1999-05-26; declared effective 2006-12-18
- Industry (SIC)
- Concrete Products, Except Block & Brick 3272
- Incorporated in
- DE
- Business address
- 331 N. MAIN STREET, Euless, TX 76039
- EIN
- 76-0586680
- EDGAR entity type
- operating
- Insiders and CEO pay
- U.S. CONCRETE, INC. on the corporate pages
Offering terms
- Proposed price range
- $7.50–$9.50 per share (S-1/A filed 1999-05-24)
- Final price
- $8.00 per share, within the range (424B4 filed 1999-05-26, an initial public offering)
- Shares sold
- 3,800,000
- Gross proceeds
- $30,400,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol RMIX
- Lead underwriters
- Scott & Stringfellow, Inc (1,247,500 shares); Sanders Morris Mundy Inc (1,247,500 shares)
- Syndicate
- Bear Stearns (100,000); Morgan Stanley (100,000); Wachovia (80,000); J.C. Bradford & Co (80,000); Jefferies (80,000); McDonald Investments Inc., A KeyCorp Company (80,000); Parker/Hunter Incorporated (80,000); Truist Securities (80,000); The Seidler Companies Incorporated (80,000); Sutro & Co. Incorporated (80,000); Tucker Anthony Cleary Gull (80,000); Wedbush Securities (80,000); First Southwest Company (45,000); Harris Webb & Garrison Inc (45,000); Hoak Breedlove Wesneski & Co (45,000); Southwest Securities Inc (45,000); Sterne, Agee & Leach, Inc (45,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: US CONCRETE, INC. EXACT (EIN (EXACT))
- Form D issuer: US CONCRETE INC EXACT (CIK (EXACT))
- SEC filer: U.S. CONCRETE, INC. EXACT (CIK (EXACT))
- Person page: John E Kunz Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Michael W Harlan Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Filings 13
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-03-23 | S-1 | S-1 (registration) | US CONCRETE INC | 0000890566-99-000342 ↗ |
| 1999-05-05 | S-1/A | S-1/A (amendment) | US CONCRETE INC | 0000890566-99-000607 ↗ |
| 1999-05-18 | S-1/A | S-1/A (amendment) | US CONCRETE INC | 0000890566-99-000712 ↗ |
| 1999-05-24 | S-1/A | S-1/A (amendment) | US CONCRETE INC | 0000890566-99-000723 ↗ |
| 1999-05-26 | 424B4 | 424B4 (final prospectus) | US CONCRETE INC | 0000890566-99-000733 ↗ |
| 2006-12-18 | EFFECT | EFFECT (declared effective) | US CONCRETE INC | 9999999995-06-002748 ↗ |
| 2011-03-18 | S-1 | S-1 (registration) | US CONCRETE INC | 0000950123-11-026673 ↗ |
| 2011-04-01 | S-1/A | S-1/A (amendment) | US CONCRETE INC | 0000950123-11-031902 ↗ |
| 2011-04-08 | EFFECT | EFFECT (declared effective) | US CONCRETE INC | 9999999995-11-000960 ↗ |
| 2011-09-01 | S-1 | S-1 (registration) | US CONCRETE INC | 0000950123-11-081982 ↗ |
| 2011-10-06 | S-1/A | S-1/A (amendment) | US CONCRETE INC | 0000950123-11-088904 ↗ |
| 2011-10-26 | EFFECT | EFFECT (declared effective) | US CONCRETE INC | 9999999995-11-003044 ↗ |
| 2013-03-18 | EFFECT | EFFECT (declared effective) | US CONCRETE INC | 9999999995-13-000739 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-05-24 | S-1/A | registration statement | $7.50–$9.50 | $8.50 | 3,800,000 | $32,300,000 | Nasdaq RMIX | 0 | from the submission text; range, price sentence, shares headline, proceeds computed | document ↗ |
| 1999-05-26 | 424B4 | final prospectus | $8.00 | 3,800,000 | $30,400,000 | Nasdaq RMIX | 19 | from the submission text; price sentence, shares headline, proceeds table, underwriting table 19 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Evans Scott | Officer | Regional VP-South Central Reg. | 20 | 2006–2008 | |
| Gore Sean | Officer | Director-Business Development; VP - Finance; VP - Strategy & Development; VP - Strategy & Development | 12 | 2006–2010 | |
| GREEN MICHAEL T | Officer | Senior VP - Operations; Sr VP Operations/Special Proj; Sr VP, Operations/Spec Project | 40 | 2006–2012 | |
| HARDY ROBERT D | Officer | Executive VP and CFO; Senior VP and CFO | 12 | 2006–2010 | |
| HARLAN MICHAEL W | Director,Officer; Officer | Executive VP and COO; Exec. Vice President and COO; President and CEO; Senior Vice President and CFO | 31 | 2006–2011 | person page Fuzzy |
| Johnson Wallace H | Officer | VP - Marketing & Sales | 54 | 2006–2016 | |
| Konnie Gary J | Officer | VP - Human Resources | 31 | 2006–2012 | |
| MARTINEAU EUGENE P | Director,Officer | Former President and CEO; President and CEO | 8 | 2006–2008 | |
| WAYNE DONALD | Officer | VP, General Counsel, Secretary | 6 | 2006 | |
| ALBANESE THOMAS J | Officer | Exec VP Sales, Bay Area Region | 8 | 2006–2008 | |
| ALBANESE WILLIAM T | Director,Officer; Officer | Regional VP - North CA Region; VP Bus Dvlpmnt-No. California | 18 | 2006–2010 | |
| MONROY CESAR | Officer | Treasurer | 9 | 2006–2008 | |
| WALKER ROBERT S | Director | 10 | 2006–2007 | ||
| FOSTER VINCENT D | Director | 6 | 2006–2009 | ||
| COLSON JOHN R | Director | 1 | 2006 | ||
| SIMPSON MURRAY S | Director | 6 | 2006–2008 | ||
| PORTER T WILLIAM | Director | 6 | 2006–2009 | ||
| RICCIARDELLO MARY P | Director | 5 | 2006–2009 | ||
| LINDEMAN CURT M | Officer | VP & General Counsel | 20 | 2007–2011 | |
| PIECUCH JOHN M | Director | 7 | 2007–2009 | ||
| DAVIS JEFF L | Officer | VP/GM- Central Concrete Sup Co; VP/GM-Central Concrete Sup Co; VP/GM-Central Concrete Sup Co.; VP - U.S. Concrete, Inc. | 57 | 2007–2018 | |
| GENTOSO MICHAEL | Officer | RVP - Atlantic Region; VP-Eastern Concrete Materials | 43 | 2007–2015 | |
| SPAHR JEFFERY D | Officer | Pres/GM of Sup Mat Holdngs LLC; VP/GM of Sup Mat Holdings LLC | 10 | 2007–2010 | |
| MCLAUGHLIN DOUGLAS W | Officer | VP - Precast Division | 32 | 2007–2013 | |
| HIEGEL ROBERT V JR | Officer | Corporate Controller | 1 | 2008 | |
| ROBERTS JEFFREY W | Officer | Pres & GM-Ingram Concrete, LLC; Regional VP & GM - Central; VP & GM - Ingram Concrete, LLC; VP & GM-Ingram Concrete, LLC | 73 | 2008–2021 | |
| CAULEY KENT D | Officer | Corporate Controller; VP of Finance | 13 | 2008–2012 | |
| DILLON RAY C | Director | 2 | 2009 | ||
| Cellar Kurt Matthew | Director | 62 | 2010–2021 | ||
| DAVIS EUGENE I | Director | 32 | 2010–2017 | ||
| LUNDIN MICHAEL D | Director | 47 | 2010–2021 | ||
| Rayner Robert Martin | Director | 47 | 2010–2019 | ||
| Sutherland Colin McGill | Director | 119 | 2010–2021 | ||
| Lewis James C | Officer | Senior VP & CFO | 8 | 2010–2012 | |
| Gendal Steven K. | Other; TenPercentOwner | 25 | 2011–2015 | ||
| GREENHAUS SHELLEY F | Other; TenPercentOwner | 25 | 2011–2015 | ||
| WHIPPOORWILL ASSOCIATES INC | Other; TenPercentOwner | 26 | 2011–2015 | ||
| SANDBROOK WILLIAM J | Director; Director,Officer | Chairman and CEO; Chairman, President & CEO; President and CEO; President & CEO; Vice Chairman, President & CEO | 77 | 2011–2021 | |
| ROSSI THEODORE P | Director | 45 | 2011–2021 | ||
| POULSEN NIEL L | Officer | EVP - Southeast Division; VP & GM - Redi-Mix, LLC | 23 | 2012–2019 | |
| HARGIS KATHERINE I | Officer | Corp Sec/Deputy Gen. Counsel; VP, General Counsel, Corp Sec | 14 | 2012–2013 | |
| Kala Louis | Officer | VP, Planning & Development | 4 | 2012–2013 | |
| Kohutek Kevin | Officer | Chief Accounting Officer; VP & Chief Accounting Officer; VP & Controller; VP, Finance & Treasurer; VP & GM-Atlantic Region; VP & GM-Atlantic Region & CAO | 45 | 2012–2019 | |
| Peabody Mark Baker | Officer | VP - Human Resources; VP of Human Resources | 42 | 2012–2021 | |
| Brown William Matthew | Officer | SVP & Chief Financial Officer | 16 | 2012–2015 | |
| JOLAS PAUL M | Officer | SVP, General Counsel, Corp Sec; VP, General Counsel, Corp. Sec | 37 | 2013–2021 | |
| Pruitt Ronnie A | Director,Officer; Officer | President & CEO; President & COO; Sr. VP & COO | 31 | 2015–2021 | |
| TUSA JOSEPH C | Officer | Sr. VP & CFO | 7 | 2016–2017 | |
| BEHRING DAVID ANDREW | Officer | VP & GM - South Central Region | 17 | 2016–2018 | |
| BURTON HERBERT A. | Officer | Regional VP & GM - West; VP & GM - Northern CA Region | 27 | 2017–2021 | |
| Kunz John E | Officer | SVP & Chief Financial Officer | 21 | 2017–2021 | person page Fuzzy |
| DRYDEN SCOTT | Officer | VP & GM - Polaris Materials | 7 | 2018–2020 | |
| Ball Susan M. | Director | 9 | 2018–2021 | ||
| Dawson Gibson T | Officer | VP, Corporate Controller & CAO | 18 | 2019–2021 | |
| Emmert Matthew | Officer | Regional VP & GM - East; Regional VP & GM - USC East | 16 | 2019–2021 | |
| Penkar Rajan | Director | 5 | 2020–2021 | ||
| Lesley Philip Daren | Officer | VP - USC Aggregates | 11 | 2020–2021 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2016-09-06 | US CONCRETE INC | Construction | $7,500,000 | $7,500,000 | 2 | 1 |
| 2015-04-13 | US CONCRETE INC | Construction | $15,000,000 | $15,000,000 | 6 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | US CONCRETE, INC. | TX | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Form D issuer | US CONCRETE INC | TX | Form D private offerings | CIK (EXACT) |
| Form D issuer | US CONCRETE INC | TX | Form D private offerings | CIK (EXACT) |
| SEC filer | U.S. CONCRETE, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | U.S. Concrete, Inc. | TX | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | US CONCRETE, INC. | EIN (EXACT) | ||
| Person page | John E Kunz | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Michael W Harlan | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Concrete Products, Except Block & Brick, TX first:
- Forterra, Inc. TX
- RMX Holdings, Inc. AZ
- PreTam Holdings Inc. F3
- Suncrete, Inc. OK
- AUSCRETE Corp OR
- Hanson Building Products Ltd X0
- Oz Saferooms Technologies, Inc. X1
- HARDIE JAMES N V
Interests: Concrete Products, Except Block & Brick