IPO registrations (S-1, F-1) · Registrants
Monopar Therapeutics
- SEC CIK
- 1645469 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2019-08-15, last 2019-12-13; 1 initial registration, 6 amendments
- Outcome
- Final prospectus filed 2019-12-19; declared effective 2019-12-18
- Industry (SIC)
- Pharmaceutical Preparations 2834
- Incorporated in
- DE
- Business address
- 1000 SKOKIE BLVD SUITE 350, Wilmette, IL 60091
- EIN
- 32-0463781
- Ticker
- MNPR (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Monopar Therapeutics on the corporate pages
Offering terms
- Proposed price range
- $8.00–$10.00 per share (S-1/A filed 2019-12-13)
- Final price
- $8.00 per share, within the range (424B4 filed 2019-12-19, an initial public offering)
- Shares sold
- 1,111,112
- Gross proceeds
- $8,888,896 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol MNPR
- Lead underwriters
- JonesTrading (833,334 shares)
- Syndicate
- Arcadia Securities, LLC (277,778)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: MONOPAR THERAPEUTICS INC. Fuzzy (name and state)
- Business registration: MONOPAR THERAPEUTICS, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: MONOPAR THERAPEUTICS, INC. EXACT (EIN (EXACT))
- Form D issuer: Monopar Therapeutics EXACT (CIK (EXACT))
- SEC filer: Monopar Therapeutics EXACT (CIK (EXACT))
- Person page: Kim R Tsuchimoto Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2019-08-15 | S-1 | S-1 (registration) | Monopar Therapeutics | 0001654954-19-009689 ↗ |
| 2019-09-10 | S-1/A | S-1/A (amendment) | Monopar Therapeutics | 0001654954-19-010532 ↗ |
| 2019-09-13 | S-1/A | S-1/A (amendment) | Monopar Therapeutics | 0001654954-19-010692 ↗ |
| 2019-10-01 | S-1/A | S-1/A (amendment) | Monopar Therapeutics | 0001654954-19-011320 ↗ |
| 2019-11-04 | S-1/A | S-1/A (amendment) | Monopar Therapeutics | 0001654954-19-012323 ↗ |
| 2019-11-04 | S-1/A | S-1/A (amendment) | Monopar Therapeutics | 0001654954-19-012348 ↗ |
| 2019-12-13 | S-1/A | S-1/A (amendment) | Monopar Therapeutics | 0001654954-19-013910 ↗ |
| 2019-12-18 | EFFECT | EFFECT (declared effective) | Monopar Therapeutics | 9999999995-19-002848 ↗ |
| 2019-12-19 | 424B4 | 424B4 (final prospectus) | Monopar Therapeutics | 0001654954-19-014106 ↗ |
| 2020-01-13 | EFFECT | EFFECT (declared effective) | Monopar Therapeutics | 9999999995-20-000083 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2019-12-13 | S-1/A | registration statement | $8.00–$10.00 | 1,111,112 | - | Nasdaq MNPR | 1 | primary document; range, shares headline | document ↗ | |
| 2019-12-19 | 424B4 | final prospectus | $8.00 | 1,111,112 | $8,888,896 | Nasdaq MNPR | 2 | primary document; price sentence, shares headline, proceeds table, underwriting table 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Anderson Kirsten | Officer | SVP, Clinical Development | 1 | 2018 | |
| Anderson Raymond | Director | 25 | 2018–2026 | ||
| Brown Michael J | Director; Director,TenPercentOwner; Other | 26 | 2018–2025 | ||
| Gem Pharmaceuticals LLC | TenPercentOwner | 1 | 2018 | ||
| Hendricks Diane | TenPercentOwner | 3 | 2018–2025 | ||
| KLAUSNER ARTHUR J | Director | 26 | 2018–2025 | ||
| Leo Karl | TenPercentOwner | 2 | 2018–2019 | ||
| Mazar Andrew Paul | Director,Officer; Director,Officer,TenPercentOwner | Chief Executive Officer; Chief Scientific Officer | 16 | 2018–2025 | |
| O'Halloran Thomas V. | TenPercentOwner | 5 | 2018–2025 | ||
| Pharma Investments LLC | TenPercentOwner | 1 | 2018 | ||
| RIOUX PATRICE | Other | 11 | 2018–2026 | ||
| Robinson Chandler | Director,Officer; Director,Officer,TenPercentOwner; Other | Chief Executive Officer | 40 | 2018–2026 | |
| STARR CHRISTOPHER M | Director | 24 | 2018–2025 | ||
| TacticGem LLC | TenPercentOwner | 2 | 2018–2024 | ||
| Tactic Pharma LLC | Director,Officer,TenPercentOwner,Other; TenPercentOwner | Chief Executive Officer; Chief Scientific Officer | 5 | 2018–2025 | |
| Tsuchimoto Kim R | Director; Director,Officer; Officer | Chief Financial Officer | 28 | 2018–2026 | person page Fuzzy |
| Cittadine Andrew | Officer | Chief Operating Officer | 31 | 2021–2026 | |
| Filho Jose Octavio Pinto Costa | Officer | Chief Medical Officer | 2 | 2021 | |
| Radhakrishnan Karthik | Officer | Chief Financial Officer | 3 | 2024 | |
| Vu Quan Anh | Officer | Chief Financial Officer | 5 | 2025–2026 | |
| Talukdar Lavina | Director | 3 | 2025 | ||
| Rodriguez Susan | Officer | CCSO | 2 | 2026 | |
| Sweeny Nicole | Director | 2 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2017-08-23 | Monopar Therapeutics | Biotechnology | $4,500,000 | $0 | 0 | 1 |
| 2017-03-28 | Monopar Therapeutics | Biotechnology | $10,000,000 | $0 | 0 | 1 |
| 2016-03-15 | Monopar Therapeutics | Biotechnology | $3,000,000 | $0 | 0 | 1 |
| 2015-06-18 | Monopar Therapeutics | Biotechnology | $6,000,000 | $2,105,100 | 8 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | MONOPAR THERAPEUTICS INC. | IL | State business registries | name and state |
| Business registration | MONOPAR THERAPEUTICS, INC. | IL | State business registries | name and state |
| Form D issuer | Monopar Therapeutics | IL | Form D private offerings | CIK (EXACT) |
| Patent assignee | Monopar Therapeutics Inc. | IL | Patents (USPTO) | name and state |
| SEC filer | Monopar Therapeutics | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Monopar Therapeutics Inc. | IL | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | MONOPAR THERAPEUTICS, INC. | EIN (EXACT) | ||
| Person page | Kim R Tsuchimoto | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Pharmaceutical Preparations, IL first:
- APP Pharmaceuticals, Inc. IL
- XERIS PHARMACEUTICALS INC IL
- Sagent Pharmaceuticals, Inc. IL
- Wellness Center USA, Inc. IL
- Durata Therapeutics, Inc. IL
- AbbVie Inc. IL
- PharMEDium Healthcare Holdings, Inc. IL
- Baxalta Inc IL
- Accelerated Pharma, Inc. IL
- Aptinyx Inc. IL
In other datasets, the same topic (Health) in IL:
- Nonprofit: 5 LOAVES 2 FISHES FOUNDATION INC (Nonprofits (IRS Form 990))
Interests: Pharmaceutical Preparations · Health