IPO registrations (S-1, F-1) · Registrants
Baxalta Inc
- SEC CIK
- 1620546 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2015-06-23, last 2016-03-15; 3 initial registrations, 6 amendments
- Outcome
- Final prospectus filed 2016-01-28; declared effective 2015-07-09
- Industry (SIC)
- Pharmaceutical Preparations 2834
- Incorporated in
- DE
- Business address
- 1200 LAKESIDE DRIVE, Bannockburn, IL 60015
- EIN
- 47-1869689
- EDGAR entity type
- operating
- Insiders and CEO pay
- Baxalta Inc on the corporate pages
Offering terms
- Final price
- $39.50 per ADS (424B4 filed 2016-01-28)
- Shares sold
- 37,573,040
- Gross proceeds
- $1,484,135,080 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol BXLT
- Lead underwriters
- J.P. Morgan (37,573,040 shares)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: BAXALTA INCORPORATED EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: BAXALTA Incorporated Fuzzy (name and state)
- Form 5500 plan sponsor: BAXALTA INCORPORATED EXACT (EIN (EXACT))
- Lobbying client: BAXALTA Fuzzy (name and state)
- Lobbying client: BAXALTA Fuzzy (name and state)
- SEC filer: Baxalta Inc EXACT (CIK (EXACT))
- Person page: Albert P L Stroucken Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Anne-Marie Law Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 17
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2015-06-23 | S-1 | S-1 (registration) | Baxalta Inc | 0001193125-15-232029 ↗ |
| 2015-07-07 | S-1/A | S-1/A (amendment) | Baxalta Inc | 0001193125-15-246877 ↗ |
| 2015-07-09 | EFFECT | EFFECT (declared effective) | Baxalta Inc | 9999999995-15-001874 ↗ |
| 2015-09-01 | S-1 | S-1 (registration) | Baxalta Inc | 0001193125-15-309472 ↗ |
| 2016-01-15 | S-1/A | S-1/A (amendment) | Baxalta Inc | 0001193125-16-431188 ↗ |
| 2016-01-26 | S-1/A | S-1/A (amendment) | Baxalta Inc | 0001193125-16-437135 ↗ |
| 2016-01-26 | S-1/A | S-1/A (amendment) | Baxalta Inc | 0001193125-16-438507 ↗ |
| 2016-01-27 | EFFECT | EFFECT (declared effective) | Baxalta Inc | 9999999995-16-003601 ↗ |
| 2016-01-28 | 424B4 | 424B4 (final prospectus) | Baxalta Inc | 0001193125-16-442124 ↗ |
| 2016-02-03 | S-1 | S-1 (registration) | Baxalta Inc | 0001193125-16-449415 ↗ |
| 2016-03-10 | EFFECT | EFFECT (declared effective) | Baxalta Inc | 9999999995-16-003921 ↗ |
| 2016-03-11 | S-1/A | S-1/A (amendment) | Baxalta Inc | 0001193125-16-501682 ↗ |
| 2016-03-15 | S-1/A | S-1/A (amendment) | Baxalta Inc | 0001193125-16-505155 ↗ |
| 2016-03-16 | EFFECT | EFFECT (declared effective) | Baxalta Inc | 9999999995-16-003967 ↗ |
| 2016-03-17 | 424B4 | 424B4 (final prospectus) | Baxalta Inc | 0001193125-16-508601 ↗ |
| 2016-04-29 | EFFECT | EFFECT (declared effective) | Baxalta Inc | 9999999995-16-004455 ↗ |
| 2016-05-13 | EFFECT | EFFECT (declared effective) | Baxalta Inc | 9999999995-16-004663 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2016-01-26 | S-1/A | registration statement | $1.00 | 131,902,719 | $131,902,719 | NYSE BXLT | 1 | primary document; price sentence, shares headline, proceeds computed | document ↗ | |
| 2016-01-28 | 424B4 | final prospectus | $39.50 | 37,573,040 | $1,484,135,080 | NYSE BXLT | 1 | primary document; price to public, shares headline, proceeds table, underwriting table 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BAXTER INTERNATIONAL INC | TenPercentOwner | 4 | 2015–2016 | ||
| HANTSON LUDWIG | Director,Officer | Chairman of the Board and CEO; President and CEO | 6 | 2015–2016 | |
| HOCKMEYER WAYNE T | Director | 4 | 2015–2016 | ||
| HOMBACH ROBERT J. | Director,Officer; Officer | CVP and CFO; EVP, CFO and COO; EVP. CFO and COO | 6 | 2015–2016 | |
| Scharf David P. | Director,Officer | See Remarks | 1 | 2015 | |
| Devitt Blake E | Director | 6 | 2015–2016 | ||
| Edwards Peter G | Officer | EVP and General Counsel; SVP and General Counsel; SVP AND GENERAL COUNSEL | 4 | 2015–2016 | |
| FORSYTH JOHN D | Director | 5 | 2015–2016 | ||
| FOSLER GAIL D | Director | 4 | 2015–2016 | ||
| GAVIN JAMES R III | Director | 6 | 2015–2016 | ||
| GLASSPOOL JOHN | Officer | See Remarks | 8 | 2015–2016 | |
| Goff Brian | Officer | EVP and President, Hematology; See Remarks | 7 | 2015–2016 | |
| LAW ANNE-MARIE | Officer | EVP & Head of Human Resources; See Remarks | 5 | 2015–2016 | person page Fuzzy |
| LEONARDI JACOPO | Officer | EVP and President, Immunology | 8 | 2015–2016 | |
| MCCOY JOHN A. | Officer | See Remarks; SVP and Controller | 8 | 2015–2016 | |
| Meek David D. | Officer | EVP and President, Oncology; See Remarks | 5 | 2015–2016 | |
| ORLOFF JOHN J | Officer | EVP and President, R&D; See Remarks | 4 | 2015–2016 | |
| ROSA-BJORKESON DAGMAR | Officer | EVP and President, Biosimilars; See Remarks | 6 | 2015–2016 | |
| STROUCKEN ALBERT P L | Director | 5 | 2015–2016 | person page Fuzzy | |
| ZAGAME PATRICE | Officer | See Remarks | 4 | 2015–2016 | |
| Ferrante Karen Jean | Director | 4 | 2015–2016 | ||
| Nader Francois | Director | 4 | 2015–2016 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | BAXALTA INCORPORATED | IL | State business registries | EIN (EXACT, as the state registration reports it) |
| SEC filer | Baxalta Inc | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | BAXALTA Incorporated | State business registries | name and state | |
| Form 5500 plan sponsor | BAXALTA INCORPORATED | EIN (EXACT) | ||
| Lobbying client | BAXALTA | Federal lobbying (LDA) | name and state | |
| Lobbying client | BAXALTA | Federal lobbying (LDA) | name and state | |
| Person page | Albert P L Stroucken | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Anne-Marie Law | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Pharmaceutical Preparations, IL first:
- APP Pharmaceuticals, Inc. IL
- XERIS PHARMACEUTICALS INC IL
- Sagent Pharmaceuticals, Inc. IL
- Wellness Center USA, Inc. IL
- Durata Therapeutics, Inc. IL
- AbbVie Inc. IL
- PharMEDium Healthcare Holdings, Inc. IL
- Accelerated Pharma, Inc. IL
- Monopar Therapeutics IL
- Aptinyx Inc. IL
In other datasets, the same topic (Health) in IL:
- Nonprofit: 5 LOAVES 2 FISHES FOUNDATION INC (Nonprofits (IRS Form 990))
Interests: Pharmaceutical Preparations · Health