IPO registrations (S-1, F-1) · Registrants
XERIS PHARMACEUTICALS INC
- SEC CIK
- 1346302 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2018-05-24, last 2019-02-11; 2 initial registrations, 2 amendments
- Outcome
- Final prospectus filed 2018-06-21; declared effective 2018-06-20
- Industry (SIC)
- Pharmaceutical Preparations 2834
- Incorporated in
- DE
- Business address
- 180 NORTH LASALLE STREET, SUITE 1600, Chicago, IL 60601
- EIN
- 20-3352427
- EDGAR entity type
- operating
- Insiders and CEO pay
- XERIS PHARMACEUTICALS INC on the corporate pages
Offering terms
- Proposed price range
- $14.00–$16.00 per share (S-1/A filed 2018-06-14)
- Final price
- $15.00 per share, within the range (424B4 filed 2018-06-21, an initial public offering)
- Shares sold
- 5,700,000
- Gross proceeds
- $85,500,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol XERS
- Lead underwriters
- Jefferies (2,166,000 shares); Leerink Partners (1,938,000 shares); RBC Capital Markets (1,140,000 shares); Mizuho (456,000 shares)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: XERIS PHARMACEUTICALS, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Xeris Pharmaceuticals, Inc. Fuzzy (name and state)
- Business registration: XERIS PHARMACEUTICALS, INC. Fuzzy (name and state)
- Business registration: XERIS PHARMACEUTICALS, INC. Fuzzy (name and state)
- Business registration: XERIS PHARMACEUTICALS, INC. Fuzzy (name and state)
- Business registration: XERIS PHARMACEUTICALS, INC. Fuzzy (name and state)
- Business registration: XERIS PHARMACEUTICALS, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: XERIS PHARMACEUTICALS, INC. EXACT (EIN (EXACT))
- Form D issuer: XERIS PHARMACEUTICALS INC EXACT (CIK (EXACT))
- Lobbying client: XERIS PHARMACEUTICALS, INC. Fuzzy (name and state)
- SEC filer: XERIS PHARMACEUTICALS INC EXACT (CIK (EXACT))
- Person page: James E Flynn Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwnerOther))
- Person page: Jeffrey W Sherman Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 11
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2018-05-24 | S-1 | S-1 (registration) | XERIS PHARMACEUTICALS INC | 0001193125-18-173711 ↗ |
| 2018-06-11 | S-1/A | S-1/A (amendment) | XERIS PHARMACEUTICALS INC | 0001193125-18-188635 ↗ |
| 2018-06-14 | S-1/A | S-1/A (amendment) | XERIS PHARMACEUTICALS INC | 0001193125-18-193093 ↗ |
| 2018-06-20 | S-1MEF | S-1MEF (added securities) | XERIS PHARMACEUTICALS INC | 0001193125-18-198199 ↗ |
| 2018-06-20 | EFFECT | EFFECT (declared effective) | XERIS PHARMACEUTICALS INC | 9999999995-18-001558 ↗ |
| 2018-06-21 | 424B4 | 424B4 (final prospectus) | XERIS PHARMACEUTICALS INC | 0001193125-18-199679 ↗ |
| 2019-02-11 | S-1 | S-1 (registration) | XERIS PHARMACEUTICALS INC | 0001193125-19-033935 ↗ |
| 2019-02-13 | S-1MEF | S-1MEF (added securities) | XERIS PHARMACEUTICALS INC | 0001193125-19-038611 ↗ |
| 2019-02-13 | EFFECT | EFFECT (declared effective) | XERIS PHARMACEUTICALS INC | 9999999995-19-000241 ↗ |
| 2019-02-14 | 424B4 | 424B4 (final prospectus) | XERIS PHARMACEUTICALS INC | 0001193125-19-041206 ↗ |
| 2019-08-21 | EFFECT | EFFECT (declared effective) | XERIS PHARMACEUTICALS INC | 9999999995-19-001941 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2018-06-14 | S-1/A | registration statement | $14.00–$16.00 | 5,000,000 | - | Nasdaq XERS | 4 | primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 4 | document ↗ | |
| 2018-06-21 | 424B4 | final prospectus | $15.00 | 5,700,000 | $85,500,000 | Nasdaq XERS | 4 | primary document; price sentence, shares headline, proceeds table, underwriting table 4, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BORMANN-KENNEDY BARBARA-JEAN ANNE | Director | 5 | 2018–2021 | ||
| DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) | TenPercentOwnerOther | 6 | 2018–2019 | ||
| Deerfield Mgmt III, L.P. | TenPercentOwnerOther | 6 | 2018–2019 | ||
| Deerfield Mgmt L.P. | TenPercentOwnerOther | 6 | 2018–2019 | ||
| Deerfield Private Design Fund III, L.P. | TenPercentOwnerOther | 6 | 2018–2019 | ||
| Deerfield Special Situations Fund, L.P. | TenPercentOwnerOther | 6 | 2018–2019 | ||
| Deutsch Barry M. | Officer | Chief Financial Officer; See Remarks | 10 | 2018–2021 | |
| Edick Paul R | Director,Officer | Chief Executive Officer; See Remarks | 12 | 2018–2021 | |
| Flynn James E | TenPercentOwnerOther | 6 | 2018–2019 | person page Fuzzy | |
| Green Jeremy | TenPercentOwner | 3 | 2018–2019 | ||
| HALKUFF DAWN | Director | 5 | 2018–2021 | ||
| JOHNSON KENNETH ERLAND | Officer | See Remarks | 12 | 2018–2021 | |
| Palmetto Partners 2014, LP | TenPercentOwner | 4 | 2018 | ||
| Palmetto Partners 2015, LP | TenPercentOwner | 4 | 2018 | ||
| Palmetto Partners, Ltd. | TenPercentOwner | 4 | 2018 | ||
| PERSKY MARLA | Director | 5 | 2018–2021 | ||
| PRESTRELSKI STEVEN | Officer | Chief Scientific Officer; See Remarks | 17 | 2018–2021 | |
| Redmile Group, LLC | TenPercentOwner | 3 | 2018–2019 | ||
| RIGBY JONATHAN | Director | 2 | 2018–2019 | ||
| Schmid John P. | Director | 5 | 2018–2021 | ||
| Shannon John Patrick Jr | Officer | See Remarks | 13 | 2018–2021 | |
| SHERMAN JEFFREY W | Director | 5 | 2018–2021 | person page Fuzzy | |
| Hecht Beth | Officer | See Remarks | 13 | 2019–2021 | |
| Thierer Mark | Director | 3 | 2019–2020 | ||
| Pieper Steven | Officer | Chief Financial Officer; See Remarks | 3 | 2021 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2017-05-22 | XERIS PHARMACEUTICALS INC | Pharmaceuticals | $44,999,999 | $30,050,443 | 22 | 1 |
| 2016-01-11 | XERIS PHARMACEUTICALS INC | Pharmaceuticals | $49,999,995 | $45,005,982 | 48 | 2 |
| 2014-09-29 | XERIS PHARMACEUTICALS INC | Other Technology | $14,874,990 | $7,274,592 | 56 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Xeris Pharmaceuticals, Inc. | IL | State business registries | name and state |
| Business registration | XERIS PHARMACEUTICALS, INC. | IL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | XERIS PHARMACEUTICALS, INC. | IL | State business registries | name and state |
| Business registration | XERIS PHARMACEUTICALS, INC. | IL | State business registries | name and state |
| Business registration | XERIS PHARMACEUTICALS, INC. | IL | State business registries | name and state |
| Business registration | XERIS PHARMACEUTICALS, INC. | IL | State business registries | name and state |
| Business registration | XERIS PHARMACEUTICALS, INC. | IL | State business registries | name and state |
| Form D issuer | XERIS PHARMACEUTICALS INC | IL | Form D private offerings | CIK (EXACT) |
| Lobbying client | XERIS PHARMACEUTICALS, INC. | IL | Federal lobbying (LDA) | name and state |
| Paying company | Xeris Pharmaceuticals, Inc. | IL | Open Payments (drug and device company payments) | name and state |
| Patent assignee | XERIS PHARMACEUTICALS, INC. | IL | Patents (USPTO) | name and state |
| SEC filer | XERIS PHARMACEUTICALS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Xeris Pharmaceuticals, Inc. | IL | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | XERIS PHARMACEUTICALS, INC. | EIN (EXACT) | ||
| Person page | James E Flynn | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwnerOther) | |
| Person page | Jeffrey W Sherman | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Pharmaceutical Preparations, IL first:
- APP Pharmaceuticals, Inc. IL
- Sagent Pharmaceuticals, Inc. IL
- Wellness Center USA, Inc. IL
- Durata Therapeutics, Inc. IL
- AbbVie Inc. IL
- PharMEDium Healthcare Holdings, Inc. IL
- Baxalta Inc IL
- Accelerated Pharma, Inc. IL
- Monopar Therapeutics IL
- Aptinyx Inc. IL
In other datasets, the same topic (Health) in IL:
- Nonprofit: 5 LOAVES 2 FISHES FOUNDATION INC (Nonprofits (IRS Form 990))
Interests: Pharmaceutical Preparations · Health