IPO registrations (S-1, F-1) · Registrants
Northern Power Systems Corp.
- SEC CIK
- 1605997 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2015-01-05, last 2015-01-14; 1 initial registration, 1 amendment
- Outcome
- No final prospectus, effectiveness notice or withdrawal within two years of the registration
- Industry (SIC)
- Engines & Turbines 3510
- Incorporated in
- A1
- Business address
- 29 PITMAN ROAD, Barre, VT 05641
- EIN
- 82-6503088
- EDGAR entity type
- operating
- Insiders and CEO pay
- Northern Power Systems Corp. on the corporate pages
Offering terms
- Listing
- Nasdaq under the symbol NPS
- Lead underwriters
- Needham & Company
- Syndicate
- Craig-Hallum; Northland Securities
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: NORTHERN POWER SYSTEMS CORP. Fuzzy (name and state)
- Business registration: NORTHERN POWER SYSTEMS INC Fuzzy (name and state)
- Business registration: NORTHERN POWER SYSTEMS, INC. Fuzzy (name and state)
- Federal award recipient: NORTHERN POWER SYSTEMS INC Fuzzy (name and state)
- Federal award recipient: NORTHERN POWER SYSTEMS, INC. Fuzzy (name and state)
- Lobbying client: NORTHERN POWER SYSTEMS Fuzzy (name and state)
- Lobbying client: NORTHERN POWER SYSTEMS Fuzzy (name and state)
- SEC filer: Northern Power Systems Corp. EXACT (CIK (EXACT))
Filings 2
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2015-01-05 | S-1 | S-1 (registration) | Northern Power Systems Corp. | 0001193125-15-001883 ↗ |
| 2015-01-14 | S-1/A | S-1/A (amendment) | Northern Power Systems Corp. | 0001193125-15-010765 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2015-01-14 | S-1/A | registration statement | $2.06 | - | - | Nasdaq NPS | 3 | primary document; price line, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| HOKIN RICHARD N | Director | 12 | 2014–2018 | ||
| Leimkuhler William F. | Director | 7 | 2014–2017 | ||
| Lentz Robert L | Director | 9 | 2014–2018 | ||
| Mark Elliot J. | Officer | See Remarks; Vice President/General Counsel | 6 | 2014–2015 | |
| Allen & CO LLC | TenPercentOwner | 5 | 2014–2016 | ||
| Allen Herbert A III | TenPercentOwner | 5 | 2014–2016 | ||
| ALLEN OPERATIONS LLC | TenPercentOwner | 5 | 2014–2016 | ||
| SIMON JOHN | Director; Director,TenPercentOwner | 10 | 2014–2017 | ||
| ELLIS ALEXANDER III | Director; Director,TenPercentOwner | 9 | 2014–2017 | ||
| Baker Marcus D. | Director | 8 | 2014–2016 | ||
| Caldwell Ciel R. | Director,Officer; Officer | CFO; Chief Financial Officer; President & Chief Exec.Officer; President & Chief Oper.Officer | 8 | 2014–2016 | |
| Cornhill David Wallace | Director | 2 | 2014 | ||
| Lynch Jonathan A. | Officer | Chief Technology Officer | 6 | 2014–2015 | |
| Patton Troy C. | Director; Director,Officer; Officer | President and CEO; President/CEO | 8 | 2014–2017 | |
| Willey Lawrence D. | Officer | Chief Operating Officer | 4 | 2014–2015 | |
| Baker Investments LLC | TenPercentOwner | 2 | 2014 | ||
| CWE LLC | TenPercentOwner | 2 | 2014 | ||
| RockPort Capital Partners III, LP | TenPercentOwner | 3 | 2014 | ||
| Wolf Gregory C. | Director | 9 | 2015–2017 | ||
| Morris June Marie | Officer | Vice Pres. & General Counsel | 2 | 2016 | |
| Larson Eric D | Officer | VP, Chief Accounting Officer | 2 | 2016 | |
| Kopczynski Kevin | Director | 5 | 2017 | ||
| St. Lawrence William | Officer | General Counsel & Secretary | 2 | 2017 | |
| OUSSOREN REINOUT | Officer | Co-Chief Executive Officer | 1 | 2018 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | NORTHERN POWER SYSTEMS CORP. | VT | State business registries | name and state |
| Business registration | NORTHERN POWER SYSTEMS INC | VT | State business registries | name and state |
| Business registration | NORTHERN POWER SYSTEMS, INC. | VT | State business registries | name and state |
| Federal award recipient | NORTHERN POWER SYSTEMS INC | VT | Federal spending (USAspending) | name and state |
| Federal award recipient | NORTHERN POWER SYSTEMS, INC. | VT | Federal spending (USAspending) | name and state |
| Lobbying client | NORTHERN POWER SYSTEMS | VT | Federal lobbying (LDA) | name and state |
| Lobbying client | NORTHERN POWER SYSTEMS | VT | Federal lobbying (LDA) | name and state |
| Patent assignee | Northern Power Systems, Inc. | VT | Patents (USPTO) | name and state |
| SEC filer | Northern Power Systems Corp. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Northern Power Systems, Inc. | VT | Trademarks (USPTO) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Engines & Turbines, VT first:
- CLEAN POWER TECHNOLOGIES INC. A0
- TPI COMPOSITES, INC AZ
- Capstone Energy Plus, Inc. CA
- CATALYTICA ENERGY SYSTEMS INC CA
- Helix Wind, Corp. CA
- SAUER ENERGY, INC. CA
- MANTHEY REDMOND Corp CA
- Wildcap Energy Inc. CA
- GC China Turbine Corp. F4
- CHINA MING YANG WIND POWER GROUP LTD F4
In other datasets, the same topic (Manufacturing) in VT:
- Form D issuer: Aqua Vitea LLC (Form D private offerings)
- Lobbying client: BOMBARDIER CAPITAL (Federal lobbying (LDA))
Interests: Engines & Turbines · Manufacturing