IPO registrations (S-1, F-1) · Registrants
Fairway Group Holdings Corp
- SEC CIK
- 1555492 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2012-09-24, last 2013-04-16; 1 initial registration, 4 amendments
- Outcome
- Final prospectus filed 2013-04-17; declared effective 2013-04-16
- Industry (SIC)
- Retail-Grocery Stores 5411
- Incorporated in
- DE
- Business address
- 2284 12TH Avenue, New York, NY 10027
- EIN
- 74-1201087
- EDGAR entity type
- operating
- Insiders and CEO pay
- Fairway Group Holdings Corp on the corporate pages
Offering terms
- Proposed price range
- $10.00–$12.00 per share (S-1/A filed 2013-04-16)
- Final price
- $13.00 per share, above the range (424B4 filed 2013-04-17, an initial public offering)
- Shares sold
- 13,650,000 (13,407,632 by the company, 242,368 by selling holders)
- Gross proceeds
- $177,450,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol FWM
- Lead underwriters
- Merrill Lynch; Credit Suisse; Jefferies; William Blair
- Syndicate
- BofA Securities; BB&T Capital Markets; Guggenheim Securities; Oppenheimer; Wolfe Research; Morgan Joseph TriArtisan
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: FAIRWAY GROUP HOLDINGS CORP. Fuzzy (name and state)
- Form 5500 plan sponsor: NORTON ROSE FULBRIGHT US LLP EXACT (EIN (EXACT))
- SEC filer: Fairway Group Holdings Corp EXACT (CIK (EXACT))
- Person page: William E Sanford Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2012-09-24 | S-1 | S-1 (registration) | Fairway Group Holdings Corp | 0001047469-12-009058 ↗ |
| 2013-02-26 | S-1/A | S-1/A (amendment) | Fairway Group Holdings Corp | 0001047469-13-001690 ↗ |
| 2013-04-04 | S-1/A | S-1/A (amendment) | Fairway Group Holdings Corp | 0001047469-13-003916 ↗ |
| 2013-04-12 | S-1/A | S-1/A (amendment) | Fairway Group Holdings Corp | 0001047469-13-004297 ↗ |
| 2013-04-16 | S-1/A | S-1/A (amendment) | Fairway Group Holdings Corp | 0001047469-13-004387 ↗ |
| 2013-04-16 | EFFECT | EFFECT (declared effective) | Fairway Group Holdings Corp | 9999999995-13-001019 ↗ |
| 2013-04-17 | 424B4 | 424B4 (final prospectus) | Fairway Group Holdings Corp | 0001047469-13-004464 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-04-16 | S-1/A | registration statement | $10.00–$12.00 | $11.00 | 13,650,000 | $150,150,000 | Nasdaq FWM | 10 | primary document; range, price sentence, shares headline, proceeds computed, cover names 9 | document ↗ |
| 2013-04-17 | 424B4 | final prospectus | $13.00 | 13,650,000 | $177,450,000 | Nasdaq FWM | 10 | primary document; price sentence, shares headline, proceeds computed, cover names 9 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Arditte Edward C | Officer | Co-President and CFO; Co-President & CFO; Executive VP - CFO | 6 | 2013–2016 | |
| Augustin Nathalie | Officer | Senior VP - General Counsel; Senior VP General Counsel | 6 | 2013–2016 | |
| Barr Michael | Director | 7 | 2013–2016 | ||
| FLEISHAKER AARON J | Officer | Senior VP -Real Estate and Dev; SVP - Real Estate and Dev; SVP-Real Estate and Dev; SVP_Real Estate and Dev | 4 | 2013–2014 | |
| Glickberg Howard | Director; Director,Officer | Vice Chairman of Development | 14 | 2013–2016 | |
| Key Stephen | Director | 6 | 2013–2014 | ||
| McDonnell Kevin | Officer | Co- President & COO; Co-President & COO; Senior VP - COO; Senior VP- COO | 5 | 2013–2014 | |
| Riesenburger Brian | Officer | Senior VP - CMO; Senior VP-CMO | 2 | 2013 | |
| Romano Peter | Officer | Vice President - Produce; Vice President-Produce | 3 | 2013–2015 | |
| Ruetsch Herbert | Officer | Chief Executive Officer | 2 | 2013 | |
| Sanford William E | Officer | Interim CEO; Interim Chief Exec Officer; President | 4 | 2013–2014 | person page Fuzzy |
| Santoro Charles W | Director,Officer,TenPercentOwner; Director,TenPercentOwner | Executive Chairman | 9 | 2013–2016 | |
| Santoro Larry | Officer | Executive VP-CAO; SVP-Chief Admin Officer | 3 | 2013–2014 | |
| Selden William | Director,TenPercentOwner; TenPercentOwner | 8 | 2013–2014 | ||
| Siluk Linda | Officer | VP - Finance and CAO; VP Finance and CAO; VP - Finance & CAO | 5 | 2013–2015 | |
| Sterling Investment Partners Management II LLC | TenPercentOwner | 3 | 2013 | ||
| Sterling Investment Partners Management LLC | TenPercentOwner | 3 | 2013 | ||
| SULEMAN FARID | Director | 7 | 2013–2014 | ||
| Magnus Robert | Director | 1 | 2014 | ||
| Murphy John Edward | Officer | Chief Executive Officer | 2 | 2014 | |
| Carlow Dorothy Marie | Officer | Ex VP,Chief Merchandising Off.; Ex VP-Chief Merchand Officer | 2 | 2014 | |
| Minard Maureen M. | Officer | Senior VP - CIO | 1 | 2015 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | FAIRWAY GROUP HOLDINGS CORP. | NY | State business registries | name and state |
| Recalling firm | Fairway Group Holdings Corp | NY | Food recalls (FDA, USDA) | name and state |
| SEC filer | Fairway Group Holdings Corp | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | NORTON ROSE FULBRIGHT US LLP | EIN (EXACT) | ||
| Person page | William E Sanford | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Retail-Grocery Stores, NY first:
- Tops Holding LLC NY
- Tops Gift Card Company, LLC NY
- Tops Markets, LLC NY
- Tops PT, LLC NY
- iFresh Inc NY
- Tal Consolidated Inc. NY
- Sprouts Farmers Market, Inc. AZ
- Smart & Final Stores, Inc. CA
- Grocery Outlet Holding Corp. CA
- Maison Solutions Inc. CA
In other datasets, the same topic (Retail) in NY:
- Form D issuer: 100 Percent All Natural, Inc. (Form D private offerings)
Interests: Retail-Grocery Stores · Retail