IPO registrations (S-1, F-1) · Registrants
Sprouts Farmers Market, Inc.
- SEC CIK
- 1575515 · filings on EDGAR ↗
- Former names
- Sprouts Farmers Markets, LLC (2013–2013)
- Registration
- Form S-1, first filed 2013-05-09, last 2015-03-04; 4 initial registrations, 7 amendments
- Outcome
- Final prospectus filed 2013-08-02; declared effective 2013-07-31
- Industry (SIC)
- Retail-Grocery Stores 5411
- Incorporated in
- DE
- Business address
- 20700 NORTH 56TH ST., Phoenix, AZ
- EIN
- 32-0331600
- Ticker
- SFM (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Sprouts Farmers Market, Inc. on the corporate pages
Offering terms
- Proposed price range
- $14.00–$16.00 per share (S-1/A filed 2013-07-29)
- Final price
- $18.00 per share, above the range (424B4 filed 2013-08-02, an initial public offering)
- Shares sold
- 18,500,000 (all by selling holders)
- Gross proceeds
- $333,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol SFM
- Lead underwriters
- Goldman Sachs (6,475,000 shares); Credit Suisse (5,550,000 shares); Merrill Lynch (1,850,000 shares)
- Syndicate
- BofA Securities; Apollo Global Securities (925,000); Barclays (925,000); Deutsche Bank (925,000); UBS (925,000); Guggenheim Securities (647,500); Wolfe Research (277,500)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: Sprouts Farmers Market, Inc. EXACT (CIK (EXACT))
- Person page: Joel D Anderson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 20
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2013-05-09 | S-1 | S-1 (registration) | Sprouts Farmers Markets, LLC | 0001193125-13-211357 ↗ |
| 2013-06-17 | S-1/A | S-1/A (amendment) | Sprouts Farmers Markets, LLC | 0001193125-13-261460 ↗ |
| 2013-07-03 | S-1/A | S-1/A (amendment) | Sprouts Farmers Markets, LLC | 0001193125-13-282872 ↗ |
| 2013-07-22 | S-1/A | S-1/A (amendment) | Sprouts Farmers Markets, LLC | 0001193125-13-296196 ↗ |
| 2013-07-29 | S-1/A | S-1/A (amendment) | Sprouts Farmers Markets, LLC | 0001193125-13-306993 ↗ |
| 2013-07-31 | EFFECT | EFFECT (declared effective) | Sprouts Farmers Market, Inc. | 9999999995-13-002269 ↗ |
| 2013-08-02 | 424B4 | 424B4 (final prospectus) | Sprouts Farmers Market, Inc. | 0001193125-13-315673 ↗ |
| 2013-11-07 | S-1 | S-1 (registration) | Sprouts Farmers Market, Inc. | 0001193125-13-432913 ↗ |
| 2013-11-18 | S-1/A | S-1/A (amendment) | Sprouts Farmers Market, Inc. | 0001193125-13-445458 ↗ |
| 2013-11-25 | EFFECT | EFFECT (declared effective) | Sprouts Farmers Market, Inc. | 9999999995-13-003374 ↗ |
| 2013-11-27 | 424B4 | 424B4 (final prospectus) | Sprouts Farmers Market, Inc. | 0001193125-13-455428 ↗ |
| 2014-03-17 | S-1 | S-1 (registration) | Sprouts Farmers Market, Inc. | 0001193125-14-102672 ↗ |
| 2014-03-25 | S-1/A | S-1/A (amendment) | Sprouts Farmers Market, Inc. | 0001193125-14-114630 ↗ |
| 2014-03-27 | EFFECT | EFFECT (declared effective) | Sprouts Farmers Market, Inc. | 9999999995-14-000797 ↗ |
| 2014-03-28 | 424B4 | 424B4 (final prospectus) | Sprouts Farmers Market, Inc. | 0001193125-14-121453 ↗ |
| 2015-02-27 | S-1/A | S-1/A (amendment) | Sprouts Farmers Market, Inc. | 0001193125-15-070353 ↗ |
| 2015-03-04 | S-1 | S-1 (registration) | Sprouts Farmers Market, Inc. | 0001193125-15-076173 ↗ |
| 2015-03-04 | EFFECT | EFFECT (declared effective) | Sprouts Farmers Market, Inc. | 9999999995-15-000534 ↗ |
| 2015-03-05 | 424B4 | 424B4 (final prospectus) | Sprouts Farmers Market, Inc. | 0001193125-15-077099 ↗ |
| 2015-03-05 | 424B4 | 424B4 (final prospectus) | Sprouts Farmers Market, Inc. | 0001193125-15-078764 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-07-29 | S-1/A | registration statement | $14.00–$16.00 | $15.00 | 18,500,000 | $277,500,000 | Nasdaq SFM | 10 | primary document; range, price sentence, shares headline, proceeds computed, cover names 9 | document ↗ |
| 2013-08-02 | 424B4 | final prospectus | $18.00 | 18,500,000 | $333,000,000 | Nasdaq SFM | 10 | primary document; price sentence, shares headline, proceeds table, underwriting table 9, cover names 9 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| AIF VI Management, LLC | TenPercentOwner | 7 | 2013–2015 | ||
| Apollo Advisors VI, L.P. | TenPercentOwner | 7 | 2013–2015 | ||
| Apollo Capital Management VI, LLC | TenPercentOwner | 7 | 2013–2015 | ||
| Apollo Management GP, LLC | TenPercentOwner | 7 | 2013–2015 | ||
| Apollo Management Holdings GP, LLC | TenPercentOwner | 7 | 2013–2015 | ||
| Apollo Management Holdings, L.P. | TenPercentOwner | 7 | 2013–2015 | ||
| Apollo Management, L.P. | TenPercentOwner | 7 | 2013–2015 | ||
| Apollo Management VI, L.P. | TenPercentOwner | 7 | 2013–2015 | ||
| Apollo Principal Holdings I GP, LLC | TenPercentOwner | 7 | 2013–2015 | ||
| Apollo Principal Holdings I, L.P. | TenPercentOwner | 7 | 2013–2015 | ||
| Berlinski Donna | Officer | Controller; VP, Controller | 14 | 2013–2016 | |
| Black Stephen Douglas | Officer | Chief Marketing Officer | 7 | 2013–2014 | |
| Boney Shon A. | Director; Other | 11 | 2013–2019 | ||
| Fortunato Joe | Director | 34 | 2013–2026 | ||
| Frumkin Theodore Edward II | Officer | Chief Development Officer; SVP - Business Development | 26 | 2013–2020 | |
| GOLLEHER GEORGE | Director | 6 | 2013–2014 | ||
| GRAHAM TERRI F | Director | 22 | 2013–2026 | ||
| JHAWAR ANDREW | Director | 4 | 2013–2026 | ||
| Lombardi Brandon F. | Officer | Chief HR & Legal Officer; Chief Legal Officer | 54 | 2013–2026 | |
| Maredia Amin N. | Director,Officer; Officer | Chief Executive Officer; Chief Financial Officer | 29 | 2013–2018 | |
| Molloy Lawrence | Director; Officer | Chief Financial Officer | 22 | 2013–2023 | |
| Nielsen James Leroy | Officer | Chief Operating Officer; Interim Co-CEO,President & COO; President & COO | 29 | 2013–2019 | |
| Reynolds James Howard | Officer | SVP Human Resources; SVP - Human Resources | 3 | 2013 | |
| Sanders James Douglas | Director; Director,Officer; Officer | Chief Executive Officer; President and CEO | 26 | 2013–2017 | |
| SFM Liquidating Trust | TenPercentOwner | 4 | 2013 | ||
| TOWNSEND STEVEN H | Director | 12 | 2013–2019 | ||
| Clark-Lamons Nancy J. | Officer | Chief Human Resources Officer | 4 | 2014–2015 | |
| Bruni Daniel | Officer | Chief Information Officer | 9 | 2015–2018 | |
| Gensch Shawn R | Officer | Chief Customer Officer; Chief Marketing Officer | 7 | 2015–2019 | |
| Livingston Susannah | Officer | Interim Chief Financial Ofc. | 3 | 2015–2016 | |
| Lukow Bradley | Officer | Chief Financial Officer; Interim Co-CEO and CFO | 12 | 2016–2019 | |
| Blum Kristen E | Director | 17 | 2016–2026 | ||
| Sanders Dan J | Officer | Chief Operations Officer; Chief Store Operations Officer | 20 | 2016–2023 | |
| O'Leary Joseph D | Director | 18 | 2017–2026 | ||
| McGlinchey David | Officer | Chief Development Officer; Chief Format Officer; Chief Merchandising Officer; Chief Strategy Officer | 27 | 2018–2026 | |
| Sinclair Jack | Director,Officer | Chief Executive Officer | 47 | 2019–2026 | |
| Anderson Joel D | Director | 13 | 2019–2026 | person page Fuzzy | |
| Paulonis Denise | Officer | Chief Financial Officer | 4 | 2020–2021 | |
| Rauch Douglas Gregory | Director | 14 | 2020–2025 | ||
| Phipps Gilliam | Officer | Senior Marketing Advisor; SVP, Chief Marketing Officer | 6 | 2020–2022 | |
| Hilgendorf Stacy W. | Officer | VP, Controller | 22 | 2020–2026 | |
| Neal John Scott | Officer | Chief Fresh Merchandising Off.; Chief Merchandising Officer | 17 | 2021–2025 | |
| Konat Nicholas | Officer | President & COO | 18 | 2022–2026 | |
| Avula Hari K. | Director | 8 | 2022–2026 | ||
| Gmelich Alisa | Officer | SVP, Chief Marketing Officer | 9 | 2022–2025 | |
| Coffin Kim | Officer | SVP, Chief Forager | 17 | 2023–2026 | |
| Hurley Joseph L | Officer | Chief Supply Chain Officer | 15 | 2023–2026 | |
| Zalatoris Timmi | Officer | Chief Human Resources Officer | 17 | 2023–2026 | |
| Bahrenburg James H | Officer | Chief Technology Officer | 8 | 2023–2026 | |
| Hamilton Dustin | Officer | Chief Stores Officer | 20 | 2024–2026 | |
| Valentine Curtis | Officer | Chief Financial Officer | 12 | 2024–2026 | |
| Rassi Amanda | Officer | Chief Customer Officer | 2 | 2026 | |
| Clark Don | Officer | Chief Merchandising Officer | 2 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Recalling firm | Sprouts Farmers Market | AZ | Food recalls (FDA, USDA) | name and state |
| SEC filer | Sprouts Farmers Market, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Joel D Anderson | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Retail-Grocery Stores, AZ first:
- Smart & Final Stores, Inc. CA
- Grocery Outlet Holding Corp. CA
- Maison Solutions Inc. CA
- CALA FOODS INC CA
- ALPHA BETA COMPANY CA
- BELL MARKETS INC CA
- CALA CO CA
- FOOD 4 LESS OF CALIFORNIA INC CA
- FOOD 4 LESS MERCHANDISING INC CA
- FOOD 4 LESS OF SOUTHERN CALIFORNIA INC CA
In other datasets, the same topic (Retail) in AZ:
- Form D issuer: Adaptive Supplements Inc. (Form D private offerings)
Interests: Retail-Grocery Stores · Retail