IPO registrations (S-1, F-1) · Registrants
Grocery Outlet Holding Corp.
- SEC CIK
- 1771515 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2019-05-13, last 2020-04-22; 4 initial registrations, 5 amendments
- Outcome
- Final prospectus filed 2019-06-20; declared effective 2019-06-19
- Industry (SIC)
- Retail-Grocery Stores 5411
- Incorporated in
- DE
- Business address
- 5650 HOLLIS STREET, Emeryville, CA 94608
- EIN
- 47-1874201
- Ticker
- GO (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Grocery Outlet Holding Corp. on the corporate pages
Offering terms
- Proposed price range
- $18.00–$19.00 per share (S-1/A filed 2019-06-18)
- Final price
- $22.00 per share, above the range (424B4 filed 2019-06-20, an initial public offering)
- Shares sold
- 17,187,500
- Gross proceeds
- $378,125,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol GO
- Lead underwriters
- BofA Securities; Morgan Stanley; Deutsche Bank; Jefferies
- Syndicate
- Barclays; Goldman Sachs; Guggenheim Securities; UBS; Cowen; Telsey Advisory Group; Drexel Hamilton; Penserra Securities
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: GROCERY OUTLET HOLDING CORP. Fuzzy (name and state)
- SEC filer: Grocery Outlet Holding Corp. EXACT (CIK (EXACT))
- Person page: Gail Moody-Byrd Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 19
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2019-05-13 | S-1 | S-1 (registration) | Grocery Outlet Holding Corp. | 0001193125-19-145450 ↗ |
| 2019-05-22 | S-1/A | S-1/A (amendment) | Grocery Outlet Holding Corp. | 0001193125-19-154108 ↗ |
| 2019-06-10 | S-1/A | S-1/A (amendment) | Grocery Outlet Holding Corp. | 0000950123-19-005900 ↗ |
| 2019-06-18 | S-1/A | S-1/A (amendment) | Grocery Outlet Holding Corp. | 0001193125-19-175411 ↗ |
| 2019-06-19 | EFFECT | EFFECT (declared effective) | Grocery Outlet Holding Corp. | 9999999995-19-001375 ↗ |
| 2019-06-20 | 424B4 | 424B4 (final prospectus) | Grocery Outlet Holding Corp. | 0001193125-19-177655 ↗ |
| 2019-10-01 | S-1 | S-1 (registration) | Grocery Outlet Holding Corp. | 0001193125-19-259944 ↗ |
| 2019-10-03 | S-1/A | S-1/A (amendment) | Grocery Outlet Holding Corp. | 0001193125-19-260991 ↗ |
| 2019-10-03 | EFFECT | EFFECT (declared effective) | Grocery Outlet Holding Corp. | 9999999995-19-002243 ↗ |
| 2019-10-04 | 424B4 | 424B4 (final prospectus) | Grocery Outlet Holding Corp. | 0001193125-19-262752 ↗ |
| 2020-01-27 | S-1 | S-1 (registration) | Grocery Outlet Holding Corp. | 0001193125-20-015353 ↗ |
| 2020-01-29 | S-1MEF | S-1MEF (added securities) | Grocery Outlet Holding Corp. | 0001193125-20-018670 ↗ |
| 2020-01-29 | EFFECT | EFFECT (declared effective) | Grocery Outlet Holding Corp. | 9999999995-20-000191 ↗ |
| 2020-01-30 | 424B4 | 424B4 (final prospectus) | Grocery Outlet Holding Corp. | 0001193125-20-019623 ↗ |
| 2020-04-20 | S-1 | S-1 (registration) | Grocery Outlet Holding Corp. | 0001193125-20-112155 ↗ |
| 2020-04-22 | S-1/A | S-1/A (amendment) | Grocery Outlet Holding Corp. | 0001193125-20-114151 ↗ |
| 2020-04-22 | S-1MEF | S-1MEF (added securities) | Grocery Outlet Holding Corp. | 0001193125-20-115512 ↗ |
| 2020-04-22 | EFFECT | EFFECT (declared effective) | Grocery Outlet Holding Corp. | 9999999995-20-000830 ↗ |
| 2020-04-23 | 424B4 | 424B4 (final prospectus) | Grocery Outlet Holding Corp. | 0001193125-20-117149 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2019-06-18 | S-1/A | registration statement | $18.00–$19.00 | 17,187,500 | - | Nasdaq GO | 12 | primary document; range, shares headline, cover names 12 | document ↗ | |
| 2019-06-20 | 424B4 | final prospectus | $22.00 | 17,187,500 | $378,125,000 | Nasdaq GO | 12 | primary document; price sentence, shares headline, proceeds table, cover names 12 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Alterman Kenneth W. | Director | 11 | 2019–2025 | ||
| Bracher Charles | Officer | Chief Financial Officer | 35 | 2019–2024 | |
| Burke Pamela B. | Officer | CAO, GC & Secretary; Chief Stores Officer; EVP, Chief Stores Officer; See Remarks | 31 | 2019–2025 | |
| Eisen Matthew B. | Director | 1 | 2019 | ||
| Gray Lindsay E. | Officer | Interim CFO; SVP, Accounting; SVP, Accounting; VP Corporate Controller | 31 | 2019–2025 | |
| HELLMAN & FRIEDMAN CAPITAL PARTNERS VII (PARALLEL), L.P. | TenPercentOwner | 5 | 2019–2020 | ||
| Hellman & Friedman Investors VII, L.P. | TenPercentOwner | 5 | 2019–2020 | ||
| Herman Thomas F | Director | 61 | 2019–2025 | ||
| H&F Corporate Investors VII, Ltd. | TenPercentOwner | 5 | 2019–2020 | ||
| H&F Globe Investor GP LLC | TenPercentOwner | 5 | 2019–2020 | ||
| H&F Globe Investor LP | TenPercentOwner | 5 | 2019–2020 | ||
| Lindberg Eric J. Jr. | Director; Director,Officer; Officer | Chief Executive Officer; Interim President and CEO | 66 | 2019–2026 | |
| MATTHEWS NORMAN S | Director | 18 | 2019–2022 | ||
| McMahon Thomas H. | Officer | EVP, Sales & Merchandising; See Remarks | 12 | 2019–2021 | |
| Narang Sameer | Director | 3 | 2019–2020 | ||
| Ragatz Erik D. | Director | 22 | 2019–2026 | ||
| Read S. MacGregor Jr. | Director; Director,Officer; Other | Vice Chairman | 27 | 2019–2023 | |
| Sheedy Robert Joseph Jr. | Director,Officer; Officer | President; President & CEO | 37 | 2019–2024 | |
| Wilson Steven K. | Officer | Chief Purchasing Officer; EVP, Chief Purchasing Officer; SVP, Chief Purchasing Officer; SVP, Purchasing | 43 | 2019–2026 | |
| York Jeffrey | Director | 16 | 2019–2026 | ||
| BACHMAN JOHN E. | Director | 12 | 2019–2026 | ||
| HABEN MARY KAY | Director | 9 | 2019–2026 | ||
| Bortner Andrea Renee | Officer | Chief Human Resources Officer; See Remarks | 23 | 2020–2026 | |
| Mayo Heather L. | Officer | See Remarks | 4 | 2020–2022 | |
| McAndrews Brian | Officer | See Remarks; SVP, Store Development | 19 | 2020–2022 | |
| Jaros Carey F. | Director | 12 | 2020–2026 | ||
| MEJIA MARIA FERNANDA | Director | 2 | 2021 | ||
| Moody-Byrd Gail | Director | 7 | 2021–2025 | person page Fuzzy | |
| Thompson Luke D | Officer | EVP, GC and Secretary; SVP, GC and Secretary | 15 | 2022–2026 | |
| Chung Calvin | Officer | See Remarks | 4 | 2023–2024 | |
| CHIKKALA RAMESH | Officer | Chief Operations Officer; EVP, Chief Operations Officer | 4 | 2024–2025 | |
| MILLER CHRISTOPHER M | Officer | Chief Financial Officer; EVP, Chief Financial Officer | 5 | 2025–2026 | |
| Potter Jason J. N. | Director,Officer | President and CEO | 6 | 2025–2026 | |
| KOBAYASHI MICHAEL K | Director | 3 | 2025–2026 | ||
| Molloy Lawrence | Director | 3 | 2025–2026 | ||
| Delly Matthew Patrick | Officer | See Remarks | 3 | 2025–2026 | |
| Kerr Frank Michael | Officer | See Remarks | 4 | 2025–2026 | |
| Allen Frances L. | Director | 2 | 2026 | ||
| THORNTON FELICIA D | Director | 2 | 2026 | ||
| Ferry Ian Daniel | Officer | EVP, CFO and Treasurer | 2 | 2026 | |
| Leary Susan Michelle | Officer | SVP, Accounting | 2 | 2026 | |
| Miller Paul Blaine | Officer | See Remarks | 5 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | GROCERY OUTLET HOLDING CORP. | CA | State business registries | name and state |
| Nonprofit | GROCERY OUTLET TOUCHING LIVES FOUNDATION | CA | Nonprofits (IRS Form 990) | same street address and ZIP code, 5650 HOLLIS ST 94608 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | Grocery Outlet Holding Corp. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Gail Moody-Byrd | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Retail-Grocery Stores, CA first:
- Smart & Final Stores, Inc. CA
- Maison Solutions Inc. CA
- CALA FOODS INC CA
- ALPHA BETA COMPANY CA
- BELL MARKETS INC CA
- CALA CO CA
- FOOD 4 LESS OF CALIFORNIA INC CA
- FOOD 4 LESS MERCHANDISING INC CA
- FOOD 4 LESS OF SOUTHERN CALIFORNIA INC CA
- FOOD 4 LESS GM INC CA
In other datasets, the same topic (Retail) in CA:
- Form D issuer: 4505 Meats Inc (Form D private offerings)
Interests: Retail-Grocery Stores · Retail