IPO registrations (S-1, F-1) · Registrants
Natural Grocers by Vitamin Cottage, Inc.
- SEC CIK
- 1547459 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2012-06-18, last 2012-07-20; 1 initial registration, 4 amendments
- Outcome
- Final prospectus filed 2012-07-25; declared effective 2012-07-24
- Industry (SIC)
- Retail-Grocery Stores 5411
- Incorporated in
- DE
- Business address
- NATURAL GROCERS BY VITAMIN COTTAGE, INC., 3609 S. WADSWORTH BLVD., 5TH FLOOR, Lakewood, CO 80235
- EIN
- 84-1444517
- Ticker
- NGVC (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Natural Grocers by Vitamin Cottage, Inc. on the corporate pages
Offering terms
- Proposed price range
- $13.00–$15.00 per share (S-1/A filed 2012-07-20)
- Final price
- $15.00 per share, within the range (424B4 filed 2012-07-25, an initial public offering)
- Shares sold
- 7,142,857 (3,623,793 by the company, 3,519,064 by selling holders)
- Gross proceeds
- $107,142,855 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol NGVC
- Lead underwriters
- Truist Securities; Piper Sandler
- Syndicate
- William Blair; Canaccord Genuity
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: Natural Grocers by Vitamin Cottage, Inc. Fuzzy (name and state)
- Form 5500 plan sponsor: VITAMIN COTTAGE NATURAL FOOD MARKETS, INC. EXACT (EIN (EXACT))
- SEC filer: Natural Grocers by Vitamin Cottage, Inc. EXACT (CIK (EXACT))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2012-06-18 | S-1 | S-1 (registration) | Natural Grocers by Vitamin Cottage, Inc. | 0001047469-12-006689 ↗ |
| 2012-06-29 | S-1/A | S-1/A (amendment) | Natural Grocers by Vitamin Cottage, Inc. | 0001047469-12-006968 ↗ |
| 2012-07-05 | S-1/A | S-1/A (amendment) | Natural Grocers by Vitamin Cottage, Inc. | 0001047469-12-007048 ↗ |
| 2012-07-12 | S-1/A | S-1/A (amendment) | Natural Grocers by Vitamin Cottage, Inc. | 0001047469-12-007155 ↗ |
| 2012-07-20 | S-1/A | S-1/A (amendment) | Natural Grocers by Vitamin Cottage, Inc. | 0001047469-12-007321 ↗ |
| 2012-07-24 | EFFECT | EFFECT (declared effective) | Natural Grocers by Vitamin Cottage, Inc. | 9999999995-12-002249 ↗ |
| 2012-07-25 | 424B4 | 424B4 (final prospectus) | Natural Grocers by Vitamin Cottage, Inc. | 0001047469-12-007416 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2012-07-20 | S-1/A | registration statement | $13.00–$15.00 | 7,142,857 | - | NYSE NGVC | 4 | primary document; range, shares headline, cover names 4 | document ↗ | |
| 2012-07-25 | 424B4 | final prospectus | $15.00 | 7,142,857 | $107,142,855 | NYSE NGVC | 4 | primary document; price to public, shares headline, proceeds table, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Buffa Sandra | Director; Officer | Chief Financial Officer | 28 | 2012–2026 | |
| Campbell Michael T | Director | 17 | 2012–2020 | ||
| Isely Elizabeth | Director,Officer; Director,OfficerOther | Executive Vice President; Exec. Vice President | 5 | 2012–2021 | |
| Isely Heather | Director,Officer; Director,OfficerOther | Executive Vice President; Executive VP & Corp. Secretary; Exec. VP & Corp. Secretary | 4 | 2012–2021 | |
| Isely Kemper | Director,Officer; Director,Officer,TenPercentOwnerOther | Chairman & Co-President | 9 | 2012–2021 | |
| Isely Zephyr | Director,Officer; Director,Officer,TenPercentOwnerOther | Co-President | 3 | 2012–2021 | |
| Andueza Anthony | Other | 3 | 2012 | ||
| CTVC, LLC | Other | 2 | 2012 | ||
| EIVC 2, LLC | Other | 3 | 2012–2021 | ||
| FTVC, LLC | Other | 2 | 2012 | ||
| HIVC 2, LLC | Other | 3 | 2012–2021 | ||
| Isely Charity | Other | 19 | 2012–2026 | ||
| Isely Guy | Other | 3 | 2012–2021 | ||
| Isely Lark | Other | 14 | 2012–2025 | ||
| Isely Lucas | Other | 2 | 2012 | ||
| Isely Mariah C. | Other | 3 | 2012–2021 | ||
| KIVC 2, LLC | Other | 3 | 2012–2021 | ||
| LaRock & Luke Isely Trust | Other | 2 | 2012 | ||
| ZIVC, LLC | Other | 3 | 2012–2021 | ||
| Halle Richard | Director; Officer | CFO; CFO (appointee) | 23 | 2012–2025 | |
| Gauthier Mark | Other | 1 | 2013 | ||
| Cerkovnik Edward | Director | 22 | 2013–2026 | ||
| Isely Raquel M. | Other | 27 | 2016–2025 | ||
| Dissinger Todd | Officer | Chief Financial Officer | 39 | 2018–2025 | |
| Isely-Rice Masala | Other | 1 | 2020 | ||
| Isely Ritchie K. | Other | 1 | 2020 | ||
| Rooney David C. | Director | 10 | 2020–2026 | ||
| Isely-Rice Charles | Other | 1 | 2020 | ||
| Linnane Robert | Other | 7 | 2021–2025 | ||
| Elizabeth Isely 2012 Irrevocable Family Trust | Other | 1 | 2022 | ||
| Heather C. Isely 2012 Irrevocable Family Trust | Other | 1 | 2022 | ||
| Kemper & Virginia Isely 2012 Irrevocable Family Trust | Other | 1 | 2022 | ||
| Zephyr Isely 2012 Irrevocable Family Trust | Other | 1 | 2022 | ||
| Isely-Parvanta Dyami | Other | 1 | 2022 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Natural Grocers by Vitamin Cottage, Inc. | CO | State business registries | name and state |
| Plan sponsor | VITAMIN COTTAGE NATURAL FOOD MARKETS INC | CO | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Recalling firm | Natural Grocers by Vitamin Cottage | CO | Food recalls (FDA, USDA) | name and state |
| SEC filer | Natural Grocers by Vitamin Cottage, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | VITAMIN COTTAGE NATURAL FOOD MARKETS, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Retail-Grocery Stores, CO first:
- Sprouts Farmers Market, Inc. AZ
- Smart & Final Stores, Inc. CA
- Grocery Outlet Holding Corp. CA
- Maison Solutions Inc. CA
- CALA FOODS INC CA
- ALPHA BETA COMPANY CA
- BELL MARKETS INC CA
- CALA CO CA
- FOOD 4 LESS OF CALIFORNIA INC CA
- FOOD 4 LESS MERCHANDISING INC CA
In other datasets, the same topic (Retail) in CO:
- Form D issuer: 11 Pine, Inc. (Form D private offerings)
Interests: Retail-Grocery Stores · Retail