IPO registrations (S-1, F-1) · Registrants
ASB Bancorp Inc
- SEC CIK
- 1520300 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2011-05-26, last 2011-07-29; 1 initial registration, 2 amendments
- Outcome
- Declared effective 2011-08-12
- Industry (SIC)
- Savings Institution, Federally Chartered 6035
- Incorporated in
- NC
- Business address
- 11 CHURCH STREET, Asheville, NC 28801
- EIN
- 45-3463413
- EDGAR entity type
- operating
- Insiders and CEO pay
- ASB Bancorp Inc on the corporate pages
Offering terms
- Shares offered
- 481,900
- Listing
- Nasdaq under the symbol ASBB
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: ASB Bancorp Inc EXACT (CIK (EXACT))
- Person page: John B Gould Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Patricia S Smith Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Suzanne S Deferie Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
- Person page: Vikki D Bailey Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Wyatt S Stevens Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2011-05-26 | S-1 | S-1 (registration) | ASB Bancorp Inc | 0001193125-11-151593 ↗ |
| 2011-07-13 | S-1/A | S-1/A (amendment) | ASB Bancorp Inc | 0001193125-11-187576 ↗ |
| 2011-07-29 | S-1/A | S-1/A (amendment) | ASB Bancorp Inc | 0001193125-11-202538 ↗ |
| 2011-08-12 | EFFECT | EFFECT (declared effective) | ASB Bancorp Inc | 9999999995-11-002479 ↗ |
| 2011-10-25 | EFFECT | EFFECT (declared effective) | ASB Bancorp Inc | 9999999995-11-003033 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2011-07-29 | S-1/A | registration statement | $10.00 | 481,900 | $4,819,000 | Nasdaq ASBB | 0 | primary document; price sentence, shares general, proceeds computed | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| DeFerie Suzanne S | Director,Officer | President and CEO; President & CEO; PRESIDENT & CEO; President & Chief Exec Officer | 16 | 2011–2017 | person page Fuzzy |
| Dickson John B | Director | 4 | 2011–2017 | ||
| Gould John B | Director | 4 | 2011–2017 | person page Fuzzy | |
| Green Leslie D | Director | 5 | 2011–2017 | ||
| Hornowski Kenneth E | Director | 4 | 2011–2017 | ||
| Kozak David A | Officer | EVP & Chief Credit Officer; EVP/Chief Lending Officer | 9 | 2011–2017 | |
| Martin Fred A | Officer | EVP/Chief Information Officer | 4 | 2011–2014 | |
| Miller Stephen P | Director | 5 | 2011–2017 | ||
| Smith Patricia S | Director | 5 | 2011–2017 | person page Fuzzy | |
| Stevens Wyatt S | Director | 17 | 2011–2017 | person page Fuzzy | |
| TYNDALL KIRBY A | Officer | EVP and CFO; EVP & Chief Financial Officer; EVP & CHIEF FINANCIAL OFFICER | 11 | 2011–2017 | |
| Bailey Vikki D | Officer | EVP and Chief Retail Officer; EVP & Chief Retail Officer; EVP& Chief Retail Officer | 8 | 2012–2017 | person page Fuzzy |
| SMITH ALISON | Director | 6 | 2014–2017 | ||
| SEIDMAN LAWRENCE B | Director | 4 | 2016–2017 | ||
| Wrench Kenneth J | Director | 3 | 2016–2017 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | ASB Bancorp Inc | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | John B Gould | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Patricia S Smith | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Suzanne S Deferie | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) | |
| Person page | Vikki D Bailey | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Wyatt S Stevens | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Savings Institution, Federally Chartered, NC first:
- CITIZENS SOUTH BANKING CORP NC
- INNES STREET FINANCIAL CORP NC
- HomeTrust Bancshares, Inc. NC
- NEW SOUTH BANCSHARES INC AL
- NEW SOUTH CAPITAL TRUST I AL
- Cullman Bancorp, Inc. AL
- POCAHONTAS BANCORP INC AR
- SUPERIOR FINANCIAL CORP /AR/ AR
- BROADWAY FINANCIAL CORP \DE\ CA
- PROVIDENT FINANCIAL HOLDINGS INC CA
In other datasets, the same topic (Finance) in NC:
- Form D issuer: 111 Capital Venture Holdings LLC (Form D private offerings)
- Lobbying client: 3P ADVISORS (Federal lobbying (LDA))
Interests: Savings Institution, Federally Chartered · Finance