IPO registrations (S-1, F-1) · Registrants
Norwegian Cruise Line Holdings Ltd.
- SEC CIK
- 1513761 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2011-07-15, last 2013-11-20; 3 initial registrations, 7 amendments
- Outcome
- Final prospectus filed 2013-01-18; declared effective 2013-01-17
- Industry (SIC)
- Water Transportation 4400
- Incorporated in
- D0
- Business address
- 7665 CORPORATE DRIVE, Miami, FL 33126
- EIN
- 98-0691007
- Ticker
- NCLH (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Norwegian Cruise Line Holdings Ltd. on the corporate pages
Offering terms
- Proposed price range
- $16.00–$18.00 per share (S-1/A filed 2013-01-08)
- Final price
- $19.00 per share, above the range (424B4 filed 2013-01-18, an initial public offering)
- Shares sold
- 23,529,412
- Gross proceeds
- $447,058,828 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol NCLH
- Lead underwriters
- UBS (5,764,707 shares); Barclays (5,764,707 shares)
- Syndicate
- Citigroup (2,352,941); Deutsche Bank (2,352,941); Goldman Sachs (2,352,941); J.P. Morgan (2,352,941); DNB Markets (588,235); HSBC (588,235); Truist Securities (588,235); Wells Fargo (588,235); Lebenthal & Co. (235,294)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: NORWEGIAN CRUISE LINE HOLDINGS LTD. Fuzzy (name and state)
- Form D issuer: Norwegian Cruise Line Holdings Ltd. EXACT (CIK (EXACT))
- Lobbying client: NORWEGIAN CRUISE LINE HOLDINGS Fuzzy (name and state)
- Lobbying client: NORWEGIAN CRUISE LINE HOLDINGS LTD. Fuzzy (name and state)
- SEC filer: Norwegian Cruise Line Holdings Ltd. EXACT (CIK (EXACT))
- Person page: Kevin E Crowe Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Linda P Jojo Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Walter L Revell Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 16
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2011-07-15 | S-1 | S-1 (registration) | Norwegian Cruise Line Holdings Ltd. | 0001193125-11-188844 ↗ |
| 2011-10-21 | S-1/A | S-1/A (amendment) | Norwegian Cruise Line Holdings Ltd. | 0001193125-11-277427 ↗ |
| 2012-11-02 | S-1/A | S-1/A (amendment) | Norwegian Cruise Line Holdings Ltd. | 0001193125-12-447392 ↗ |
| 2012-12-03 | S-1/A | S-1/A (amendment) | Norwegian Cruise Line Holdings Ltd. | 0001193125-12-488006 ↗ |
| 2013-01-02 | S-1/A | S-1/A (amendment) | Norwegian Cruise Line Holdings Ltd. | 0001193125-13-000088 ↗ |
| 2013-01-08 | S-1/A | S-1/A (amendment) | Norwegian Cruise Line Holdings Ltd. | 0001193125-13-006058 ↗ |
| 2013-01-17 | EFFECT | EFFECT (declared effective) | Norwegian Cruise Line Holdings Ltd. | 9999999995-13-000205 ↗ |
| 2013-01-18 | 424B4 | 424B4 (final prospectus) | Norwegian Cruise Line Holdings Ltd. | 0001193125-13-017375 ↗ |
| 2013-07-30 | S-1 | S-1 (registration) | Norwegian Cruise Line Holdings Ltd. | 0001193125-13-310514 ↗ |
| 2013-08-07 | S-1/A | S-1/A (amendment) | Norwegian Cruise Line Holdings Ltd. | 0001193125-13-322815 ↗ |
| 2013-08-07 | S-1/A | S-1/A (amendment) | Norwegian Cruise Line Holdings Ltd. | 0001193125-13-324409 ↗ |
| 2013-08-08 | EFFECT | EFFECT (declared effective) | Norwegian Cruise Line Holdings Ltd. | 9999999995-13-002366 ↗ |
| 2013-08-12 | 424B4 | 424B4 (final prospectus) | Norwegian Cruise Line Holdings Ltd. | 0001193125-13-330929 ↗ |
| 2013-11-20 | S-1 | S-1 (registration) | Norwegian Cruise Line Holdings Ltd. | 0001193125-13-447106 ↗ |
| 2013-12-03 | EFFECT | EFFECT (declared effective) | Norwegian Cruise Line Holdings Ltd. | 9999999995-13-003428 ↗ |
| 2013-12-04 | 424B4 | 424B4 (final prospectus) | Norwegian Cruise Line Holdings Ltd. | 0001193125-13-462159 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-01-08 | S-1/A | registration statement | $16.00–$18.00 | 23,529,412 | - | Nasdaq NCLH | 11 | primary document; range, shares headline, cover names 11 | document ↗ | |
| 2013-01-18 | 424B4 | final prospectus | $19.00 | 23,529,412 | $447,058,828 | Nasdaq NCLH | 11 | primary document; price sentence, shares headline, proceeds table, underwriting table 11, cover names 11 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| AIF VI Management, LLC | TenPercentOwner | 15 | 2013–2018 | ||
| Apollo Advisors VI, L.P. | TenPercentOwner | 14 | 2013–2018 | ||
| Apollo Management Holdings GP, LLC | TenPercentOwner | 15 | 2013–2018 | ||
| Apollo Management Holdings, L.P. | TenPercentOwner | 15 | 2013–2018 | ||
| Apollo Management, L.P. | TenPercentOwner | 15 | 2013–2018 | ||
| Apollo Management VI, L.P. | TenPercentOwner | 15 | 2013–2018 | ||
| Apollo Principal Holdings I GP, LLC | TenPercentOwner | 15 | 2013–2018 | ||
| Apollo Principal Holdings III GP Ltd | TenPercentOwner | 14 | 2013–2018 | ||
| Apollo Principal Holdings III, L.P. | TenPercentOwner | 14 | 2013–2018 | ||
| Apollo Principal Holdings I, L.P. | TenPercentOwner | 15 | 2013–2018 | ||
| ARON ADAM M | Director | 10 | 2013–2023 | ||
| Becker Robert | Officer | Senior Vice President | 12 | 2013–2014 | |
| Beck Wendy A. | Officer | EVP & CFO; Executive Vice President & CFO | 13 | 2013–2018 | |
| BONDERMAN DAVID | Other | 3 | 2013 | ||
| CHUA Ming Huat David | Director | 1 | 2013 | ||
| COULTER JAMES G | Other | 3 | 2013 | ||
| Farkas Daniel S | Officer | EVP GC, CDO & Asst. Sec'y; EVP, GC, CDO & Asst. Sec'y; EVP GC, CDO & Sec'y; EVP, GC, CDO & Sec'y; EVP Gen. Counsel & Asst. Sec'y; SVP Gen Counsel & Asst Sec.; SVP Gen. Counsel & Asst. Sec.; SVP Gen. Counsel & Asst. Secr.; SVP Gen. Counsel & Asst. Sec'y; SVP Gen. Counsel & Ast. Sec.; SVP Gen. Counsel & Ast. Secret; SVP Gen. Counsel & Secretary; SVP, Gen. Counsel & Secretary | 40 | 2013–2026 | |
| Genting Hong Kong Ltd | Other; TenPercentOwner | 11 | 2013–2017 | ||
| Lim Kok Thay | Director | 1 | 2013 | ||
| MARTINEZ STEVE | Director | 1 | 2013 | ||
| Miller Maria | Officer | Executive Vice President; Senior Vice President | 9 | 2013–2014 | |
| Peterson Karl Mr. | Director | 1 | 2013 | ||
| REVELL WALTER L | Director | 6 | 2013–2018 | person page Fuzzy | |
| ROWAN MARC J | Director | 1 | 2013 | ||
| SHEEHAN KEVIN M | Officer | President and CEO; President & CEO | 8 | 2013–2014 | |
| Star NCLC Holdings Ltd. | Other; TenPercentOwner | 11 | 2013–2017 | ||
| Stuart Andrew | Officer | Executive Vice President; Pres. & CEO of NCL; Pres. & COO of Nor. brand | 29 | 2013–2019 | |
| TPG Group Holdings (SBS) Advisors, Inc. | Other; TenPercentOwner | 3 | 2013 | ||
| CHIDSEY JOHN | Director; Director,Officer | President and CEO | 14 | 2013–2026 | |
| CROWE KEVIN E | Director | 1 | 2013 | person page Fuzzy | |
| SALERNO F ROBERT | Director | 4 | 2014–2016 | ||
| SEMINARA ROBERT V | Director | 1 | 2014 | ||
| Abrams David M. | Director | 14 | 2014–2026 | ||
| MADSEN ANDREW H | Officer | Pres & COO NCL (Bahamas) Ltd. | 2 | 2014 | |
| Del Rio Frank J | Director,Officer; Officer | CEO of Prestige Cruises Intl; Former Pres. & CEO; Pres. & CEO; President and Chief Executive; President & CEO | 50 | 2014–2023 | |
| Kamlani Kunal | Officer | Pres & COO of Prestige Cruises | 2 | 2014 | |
| Montague Jason | Officer | Chief Luxury Officer; Pres. & CEO of RSSC; Pres. & COO of Prestige; President & COO of PCHI | 31 | 2014–2026 | |
| Binder Robert | Officer | President of Intl. Operations; Vice Chairman Regent & Oceania; Vice Chairman, Regent&Oceania; Vice Chair, Pres & CEO OC; Vice Chair, Pres. & CEO OC; Vice Chair, Pres. & CEO OCI | 22 | 2015–2021 | |
| Blondel So King Tak | Director | 1 | 2015 | ||
| Jones Kevin C | Director | 1 | 2015 | ||
| Galbut Russell W | Director | 11 | 2015–2024 | ||
| Leat Chad A | Director | 8 | 2015–2021 | ||
| Ashby Faye L. | Officer | SVP & Chief Accounting Officer | 23 | 2016–2026 | |
| Lindsay T. Robin | Officer | EVP, Vessel Operations | 18 | 2016–2023 | |
| Sommer Harry | Director,Officer; Officer | EVP, Int'l Bus. Dev.; Pres. & CEO; Pres. & CEO of NCL; Pres. & CEO of NCLH; Pres., International | 26 | 2016–2025 | |
| David Stella | Director | 12 | 2017–2026 | ||
| Kempa Mark | Officer | EVP & CFO; Interim CFO, SVP, Finance | 27 | 2018–2026 | |
| Thomas-Graham Pamela | Director | 5 | 2018–2021 | ||
| Landry Mary E. | Director | 10 | 2018–2026 | ||
| AIF VII Management, LLC | TenPercentOwner | 1 | 2018 | ||
| Apollo Management GP, LLC | TenPercentOwner | 1 | 2018 | ||
| Apollo Management VII, L.P. | TenPercentOwner | 1 | 2018 | ||
| Chu James Michael | Other; TenPercentOwner | 2 | 2020–2021 | ||
| Dahnke Scott Arnold | Director; TenPercentOwner | 2 | 2020–2021 | ||
| LC9 Managers Ltd. | Other; TenPercentOwner | 2 | 2020–2021 | ||
| LC9 Skipper, L.P. | Other; TenPercentOwner | 2 | 2020–2021 | ||
| Curtis Harry C | Director | 8 | 2021–2026 | ||
| SHERMAN HOWARD J | Officer | Pres. & CEO Oceania Cruises | 6 | 2022 | |
| Byng-Thorne Zillah | Director | 10 | 2022–2026 | ||
| Del Rio Frank A. | Officer | Pres. Oceania Cruises | 4 | 2023–2025 | |
| DeMarco Andrea | Officer | Pres. RSSC | 5 | 2023–2025 | |
| Herrera David | Officer | Pres. NCL; Pres. NCL | 4 | 2023–2025 | |
| Dahlgren Patrik | Officer | EVP, Chief Vessel Ops & NO; EVP, Vessel Operations; See Remarks | 8 | 2023–2026 | |
| Cil Jose E. | Director | 8 | 2023–2026 | ||
| Jojo Linda P | Director | 3 | 2025–2026 | person page Fuzzy | |
| Kazlauskas Marc | Officer | See Remarks | 2 | 2026 | |
| COHEN JONATHAN Z | Director | 3 | 2026 | ||
| Cruz Alex | Director | 2 | 2026 | ||
| Lansberry Kevin Allen | Director | 3 | 2026 | ||
| MacDonald Brian P | Director | 3 | 2026 | ||
| PAGLIUCA STEPHEN G | Director | 3 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2014-11-21 | Norwegian Cruise Line Holdings Ltd. | Other Travel | $670,000,000 | $670,000,000 | 150 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | NORWEGIAN CRUISE LINE HOLDINGS LTD. | FL | State business registries | name and state |
| Form D issuer | Norwegian Cruise Line Holdings Ltd. | FL | Form D private offerings | CIK (EXACT) |
| Lobbying client | NORWEGIAN CRUISE LINE HOLDINGS | FL | Federal lobbying (LDA) | name and state |
| Lobbying client | NORWEGIAN CRUISE LINE HOLDINGS LTD. | FL | Federal lobbying (LDA) | name and state |
| SEC filer | Norwegian Cruise Line Holdings Ltd. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Kevin E Crowe | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Linda P Jojo | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Walter L Revell | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Water Transportation, FL first:
- TRAILER BRIDGE INC FL
- NCL CORP Ltd. FL
- OSG America L.P. FL
- Aqua Quest International, Inc. FL
- Prestige Cruises International, Inc. FL
- ODYSSEY MARINE EXPLORATION INC FL
- COMMODORE HOLDINGS LTD FL
- Aero Logistics, LLC CA
- Viking Holdings Ltd CA
- OMI CORP/M I CT
In other datasets, the same topic (Transportation) in FL:
- Lobbying client: 21 AIR, LLC (Federal lobbying (LDA))
Interests: Water Transportation · Transportation