IPO registrations (S-1, F-1) · Underwriters
DNB Markets
- Deals
- 33 priced offerings as an underwriter, 4 as lead manager or representative; 33 initial public offerings
- Proceeds of those deals
- $11,902,979,222 ($199,768,632 as lead)
- Years
- 2005–2023
- Named in
- 66 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- SEC registration
- Broker-dealer registered as DNB MARKETS, INC. · filings on EDGAR ↗
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2023 | 1 | 1 | $44,776,000 |
| 2022 | 1 | 0 | $630,000,000 |
| 2021 | 1 | 1 | $14,375,000 |
| 2020 | 1 | 0 | $2,175,086,760 |
| 2019 | 1 | 1 | $46,500,000 |
| 2016 | 1 | 0 | $281,250,000 |
| 2015 | 2 | 0 | $409,185,000 |
| 2014 | 7 | 1 | $1,492,517,634 |
| 2013 | 4 | 0 | $3,797,283,828 |
| 2012 | 2 | 0 | $521,500,000 |
| 2011 | 3 | 0 | $426,375,000 |
| 2010 | 3 | 0 | $485,700,000 |
| 2008 | 1 | 0 | $250,000,000 |
| 2007 | 1 | 0 | $142,500,000 |
| 2006 | 1 | 0 | $147,000,000 |
| 2005 | 3 | 0 | $1,038,930,000 |
Deals 33
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2023-04-03 | Himalaya Shipping Ltd. D0 | Lead | $5.80 | 7,720,000 | $44,776,000 | NYSE HSHP | IPO | 7 | 424B4 ↗ | |
| 2022-05-06 | Bausch & Lomb Corp A6 | Syndicate | $18.00 | 35,000,000 | $630,000,000 | NYSE BLCO | IPO | 20 | 424B4 ↗ | |
| 2021-12-03 | ST Energy Transition I Ltd. D0 | Lead | $10.00 | 1,437,500 | $14,375,000 | NYSE STET.U | IPO | 2 | 424B4 ↗ | |
| 2020-06-17 | Royalty Pharma plc NY | Syndicate | $28.00 | 77,681,670 | $2,175,086,760 | Nasdaq RPRX | IPO | 20 | 424B4 ↗ | |
| 2019-08-01 | Borr Drilling Ltd D0 | Lead | $9.30 | 5,000,000 | $46,500,000 | NYSE BORR | IPO | 7 | 424B4 ↗ | |
| 2016-09-15 | Noble Midstream Partners LP TX | Syndicate | $22.50 | - | $281,250,000 | NYSE NBLX | IPO | 18 | 424B4 ↗ | |
| 2015-06-25 | Euronav MI II Inc. NY | Syndicate | $14.00 | 15,000,000 | $210,000,000 | NYSE GNRT | IPO | 11 | 424B4 ↗ | |
| 2015-01-23 | CMB.TECH NV C9 | Syndicate | $12.25 | 16,260,000 | $199,185,000 | NYSE EURN | IPO | 13 | 424B4 ↗ | |
| 2014-09-25 | CNX Midstream Partners LP PA | Syndicate | $22.00 | - | $385,000,000 | NYSE CNNX | IPO | 19 | 424B4 ↗ | |
| 2014-08-08 | Hoegh LNG Partners LP D0 | Syndicate | $20.00 | - | $192,000,000 | NYSE HMLP | IPO | 9 | 424B4 ↗ | |
| 2014-08-01 | Transocean Partners LLC X0 | Syndicate | $22.00 | - | $385,000,000 | NYSE RIGP | IPO | 12 | 424B4 ↗ | |
| 2014-06-13 | HERMITAGE OFFSHORE SERVICES LTD. D0 | Lead | $16.00 | 5,882,352 | $94,117,632 | NYSE NAO | IPO | 5 | 424B4 ↗ | |
| 2014-05-09 | DORIAN LPG LTD. CT | Syndicate | $19.00 | 7,105,263 | $134,999,997 | NYSE LPG | IPO | 10 | 424B4 ↗ | |
| 2014-05-08 | GasLog Partners LP J3 | Syndicate | $21.00 | - | $176,400,000 | NYSE GLOP | IPO | 8 | 424B4 ↗ | |
| 2014-01-30 | North Atlantic Drilling Ltd. D0 | Syndicate | $9.25 | 13,513,514 | $125,000,005 | NYSE NADL | IPO | 7 | 424B4 ↗ | |
| 2013-10-16 | PLAINS GP HOLDINGS LP TX | Syndicate | $22.00 | 128,000,000 | $2,816,000,000 | NYSE PAGP | IPO | 38 | 424B4 ↗ | |
| 2013-07-24 | PHILLIPS 66 PARTNERS LP TX | Syndicate | $23.00 | - | $377,775,000 | NYSE PSXP | IPO | 12 | 424B4 ↗ | |
| 2013-04-10 | KNOT Offshore Partners LP | Syndicate | $21.00 | - | $156,450,000 | NYSE KNOP | IPO | 8 | 424B4 ↗ | |
| 2013-01-18 | Norwegian Cruise Line Holdings Ltd. FL | Syndicate | $19.00 | 23,529,412 | $447,058,828 | Nasdaq NCLH | IPO | 11 | 424B4 ↗ | |
| 2012-10-19 | Seadrill Partners LLC X0 | Syndicate | $22.00 | - | $192,500,000 | NYSE SDLP | IPO | 9 | 424B4 ↗ | |
| 2012-04-02 | GasLog Ltd. X0 | Syndicate | $14.00 | 23,500,000 | $329,000,000 | NYSE GLOG | IPO | 10 | 424B4 ↗ | |
| 2011-11-14 | PACIFIC DRILLING S.A. N4 | Syndicate | $8.25 | 6,000,000 | $49,500,000 | NYSE PACD | IPO | 6 | 424B1 ↗ | |
| 2011-06-13 | Performance Shipping Inc. | Syndicate | $7.50 | 14,250,000 | $106,875,000 | Nasdaq DCIX | IPO | 10 | 424B4 ↗ | |
| 2011-04-08 | Golar LNG Partners LP D0 | Syndicate | $22.50 | - | $270,000,000 | Nasdaq GMLP | IPO | 10 | 424B4 ↗ | |
| 2010-10-28 | SeaCube Container Leasing Ltd. NJ | Syndicate | $10.00 | 9,500,000 | $95,000,000 | NYSE BOX | IPO | 10 | 424B4 ↗ | |
| 2010-04-01 | Scorpio Tankers Inc. O9 | Syndicate | $13.00 | 12,500,000 | $162,500,000 | NYSE STNG | IPO | 6 | 424B4 ↗ | |
| 2010-03-10 | Baltic Trading Ltd NY | Syndicate | $14.00 | 16,300,000 | $228,200,000 | NYSE BALT | IPO | 5 | 424B4 ↗ | |
| 2008-05-29 | SAFE BULKERS, INC. O9 | Syndicate | $25.00 | 10,000,000 | $250,000,000 | NYSE SB | IPO | 6 | 424B4 ↗ | |
| 2007-11-09 | OSG America L.P. FL | Syndicate | $19.00 | - | $142,500,000 | NYSE OSP | IPO | 5 | 424B1 ↗ | |
| 2006-12-14 | Altera Infrastructure L.P. X0 | Syndicate | $21.00 | - | $147,000,000 | NYSE TOO | IPO | 9 | 424B4 ↗ | |
| 2005-10-13 | DHT Holdings, Inc. | Syndicate | $12.00 | 16,000,000 | $192,000,000 | NYSE DHT | IPO | 7 | 424B1 ↗ | |
| 2005-08-09 | Seaspan CORP F4 | Syndicate | $21.00 | 28,570,000 | $599,970,000 | NYSE SSW | IPO | 9 | 424B1 ↗ | |
| 2005-07-22 | GENCO SHIPPING & TRADING LTD NY | Syndicate | $21.00 | 11,760,000 | $246,960,000 | Nasdaq GSTL | IPO | 5 | 424B1 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 6
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2020-09-17 | Hygo Energy Transition Ltd. | Syndicate | $18.00–$21.00 | 23,100,000 | Nasdaq HYGO | Withdrawn 2021-07-14 | F-1/A ↗ |
| 2015-06-26 | OVERSEAS SHIPHOLDING GROUP INC | Syndicate | - | NYSE OSG | Withdrawn 2015-05-04 | S-1/A ↗ | |
| 2015-02-20 | TANKSHIPS INVESTMENT HOLDINGS INC. | Lead | - | Nasdaq TNKS | Withdrawn 2015-03-30 | F-1/A ↗ | |
| 2014-03-06 | Diamond S Shipping Group, Inc. | Syndicate | $14.00–$16.00 | 14,000,000 | NYSE DSG | Pending | S-1/A ↗ |
| 2013-01-31 | QGOG Constellation S.A. | Syndicate | $19.00–$21.00 | 27,500,000 | NYSE QGOG | Withdrawn 2013-03-29 | F-1/A ↗ |
| 2008-01-14 | Seacastle Inc. | Syndicate | $15.00–$17.00 | 20,000,000 | Withdrawn 2009-05-01 | S-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Citigroup | 22 | 11 |
| Morgan Stanley | 18 | 13 |
| J.P. Morgan | 14 | 7 |
| Deutsche Bank | 13 | 1 |
| BofA Securities | 12 | 2 |
| UBS | 12 | 7 |
| Wells Fargo | 12 | 3 |
| Barclays | 11 | 5 |
| Merrill Lynch | 11 | 7 |
| Dahlman Rose & Co., LLC | 9 | 1 |
| Goldman Sachs | 9 | 4 |
| Credit Suisse | 8 | 3 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.