IPO registrations (S-1, F-1) · Registrants
Live Oak Bancshares, Inc.
- SEC CIK
- 1462120 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2014-04-14, last 2015-07-17; 2 initial registrations, 2 amendments
- Outcome
- Declared effective 2015-07-22; withdrawal requested 2014-09-16
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- NC
- Business address
- 1741 TIBURON DRIVE, Wilmington, NC 28403
- EIN
- 26-4596286
- Ticker
- LOB, LOBKV, LOB-PA (NYSE, OTC, NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Live Oak Bancshares, Inc. on the corporate pages
Offering terms
- Proposed price range
- $16.00–$18.00 per share (S-1/A filed 2015-07-17)
- Shares offered
- 4,000,000
- Listing
- Nasdaq under the symbol LOB
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: LIVE OAK BANCSHARES, INC Fuzzy (name and state)
- Form 5500 plan sponsor: LIVE OAK BANCSHARES, INC. EXACT (EIN (EXACT))
- Form D issuer: Live Oak Bancshares, Inc. EXACT (CIK (EXACT))
- SEC filer: Live Oak Bancshares, Inc. EXACT (CIK (EXACT))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2014-04-14 | S-1 | S-1 (registration) | Live Oak Bancshares, Inc. | 0001193125-14-142736 ↗ |
| 2014-09-16 | RW | RW (withdrawal request) | Live Oak Bancshares, Inc. | 0001193125-14-342603 ↗ |
| 2015-06-19 | S-1 | S-1 (registration) | Live Oak Bancshares, Inc. | 0001193125-15-229020 ↗ |
| 2015-07-13 | S-1/A | S-1/A (amendment) | Live Oak Bancshares, Inc. | 0001193125-15-250698 ↗ |
| 2015-07-17 | S-1/A | S-1/A (amendment) | Live Oak Bancshares, Inc. | 0001193125-15-256043 ↗ |
| 2015-07-22 | EFFECT | EFFECT (declared effective) | Live Oak Bancshares, Inc. | 9999999995-15-002021 ↗ |
| 2015-07-23 | S-1MEF | S-1MEF (added securities) | Live Oak Bancshares, Inc. | 0001193125-15-260457 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2015-07-17 | S-1/A | registration statement | $16.00–$18.00 | 4,000,000 | - | Nasdaq LOB | 0 | primary document; range, shares headline | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Caines S. Brett | Officer | Chief Financial Officer | 44 | 2015–2021 | |
| Cameron William Henderson | Director | 48 | 2015–2026 | ||
| Glossman Diane Beth | Director | 27 | 2015–2025 | ||
| Hill Thomas A. | Officer | Chief Information Officer | 6 | 2015–2018 | |
| Hoffsis Glen F. | Director | 29 | 2015–2025 | ||
| Holt J. William | Officer | Chief Revenue Officer | 5 | 2015 | |
| Jackson Don | Director | 9 | 2015–2017 | ||
| LANDIS H K | Director | 16 | 2015–2020 | ||
| LUCHT DAVID G | Director; Director,Officer | Chief Lending Officer; Chief Risk Officer | 28 | 2015–2026 | |
| MAHAN JAMES S III | Director,Officer; Director,Officer,TenPercentOwner | Chief Executive Officer | 41 | 2015–2026 | |
| Petty Miltom Emmett | Director | 24 | 2015–2026 | ||
| PULLINS JERALD L | Director | 12 | 2015–2019 | ||
| Smits Steve | Officer | Chief Credit Officer | 38 | 2015–2024 | |
| SUTHERLAND JOHN W. | Officer | Chief Accounting Officer | 49 | 2015–2026 | |
| Underwood Neil Lawrence | Director,Officer | President | 17 | 2015–2022 | |
| WILLIAMS WILLIAM L. III | Director; Director,Officer | Vice Chairman & EVP | 16 | 2015–2026 | |
| Seward Gregory W | Officer | General Counsel | 48 | 2015–2026 | |
| Thompson Gregory Bruce | Officer | Chief Operating Officer | 3 | 2016–2017 | |
| Custer Scott | Officer | President, Live Oak Bank | 3 | 2017 | |
| Janson Susan N | Officer | Chief Risk Off., Live Oak Bank | 19 | 2018–2022 | |
| Garriott Huntley | Officer | President, Live Oak Bank | 19 | 2018–2023 | |
| SALYERS DAVID G | Director | 4 | 2019–2020 | ||
| Bradford Tonya Williams | Director | 19 | 2020–2026 | ||
| Derraik Renato | Officer | Chief Info./Digital Off., Bank; Chief Info. & Digital Officer | 21 | 2021–2026 | |
| Losch William C III | Officer | Chief Financial Officer; President | 22 | 2021–2026 | |
| Mann Stephanie | Officer | Chief Strategy Officer | 12 | 2022–2025 | |
| Spencer Courtney | Officer | Chief Experience Officer | 20 | 2022–2026 | |
| Crawford Casey S | Director | 5 | 2022–2023 | ||
| Valine Yousef A. | Director | 10 | 2022–2026 | ||
| Davis Micah S | Officer | Chief Marketing & Comm Officer | 9 | 2023–2025 | |
| Phifer Walter J | Officer | Chief Financial Officer | 17 | 2024–2026 | |
| Cairns Michael | Officer | Chief Credit Officer | 12 | 2024–2026 | |
| Moroz Mark Michael | Officer | Chief Banking Officer | 9 | 2025–2026 | |
| McHenry Patrick Timothy | Director | 4 | 2025–2026 | ||
| Lunsford Jeffrey W | Director | 4 | 2025–2026 | ||
| Stasiowska Ewa Maria | Officer | Chief Risk Officer | 3 | 2025–2026 | |
| Diffley Matthew S | Officer | Chief Accounting Officer | 2 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2014-08-13 | Live Oak Bancshares, Inc. | Commercial Banking | $74,951,622 | $74,951,622 | 5 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | LIVE OAK BANCSHARES, INC | NC | State business registries | name and state |
| Plan sponsor | LIVE OAK BANCSHARES, INC. | NC | Form 5500 (employee benefit plans) | name and state |
| Form D issuer | Live Oak Bancshares, Inc. | NC | Form D private offerings | CIK (EXACT) |
| SEC filer | Live Oak Bancshares, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Live Oak Bancshares, Inc. | NC | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | LIVE OAK BANCSHARES, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry State Commercial Banks, NC first:
- FIRST SOUTH BANCORP INC /VA/ NC
- FOUR OAKS FINCORP INC NC
- CODDLE CREEK FINANCIAL CORP NC
- ECB BANCORP INC NC
- CAPITAL BANK CORP NC
- 1ST STATE BANCORP INC NC
- PEOPLES BANCORP OF NORTH CAROLINA INC NC
- CAROLINA BANK HOLDINGS INC NC
- VANTAGESOUTH BANCSHARES, INC. NC
- WACCAMAW BANKSHARES INC NC
In other datasets, the same topic (Finance) in NC:
- Form D issuer: 111 Capital Venture Holdings LLC (Form D private offerings)
- Lobbying client: 3P ADVISORS (Federal lobbying (LDA))
Interests: State Commercial Banks · Finance