IPO registrations (S-1, F-1) · Registrants
VANTAGESOUTH BANCSHARES, INC.
- SEC CIK
- 1143921 · filings on EDGAR ↗
- Former names
- Crescent Financial Bancshares, Inc. (2011–2013); CRESCENT FINANCIAL CORP (2001–2011)
- Registration
- Form S-1, first filed 2012-05-04, last 2013-10-02; 2 initial registrations, 2 amendments
- Outcome
- Declared effective 2013-02-08; withdrawal requested 2013-05-13
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- DE
- Business address
- 3600 GLENWOOD AVENUE, SUITE 300, Raleigh, NC 27612-4955
- EIN
- 45-2915089
- EDGAR entity type
- operating
- Insiders and CEO pay
- VANTAGESOUTH BANCSHARES, INC. on the corporate pages
Offering terms
- Shares offered
- 2,000,000
- Listing
- NYSE American under the symbol VSB
- Lead underwriters
- KBW
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form D issuer: VANTAGESOUTH BANCSHARES, INC. EXACT (CIK (EXACT))
- SEC filer: Crescent Financial Bancshares, Inc. EXACT (CIK (EXACT))
- Person page: A Dwight Utz Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Jon T Vincent Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other))
- Person page: Kenneth A Lucas Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other))
- Person page: Stephen K Zaytoun Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other))
- Person page: Steven J Lerner Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Thomas E Holder Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2012-05-04 | S-1 | S-1 (registration) | Crescent Financial Bancshares, Inc. | 0001144204-12-026232 ↗ |
| 2012-06-12 | S-1/A | S-1/A (amendment) | Crescent Financial Bancshares, Inc. | 0001144204-12-034326 ↗ |
| 2013-02-08 | EFFECT | EFFECT (declared effective) | Crescent Financial Bancshares, Inc. | 9999999995-13-000428 ↗ |
| 2013-05-13 | RW | RW (withdrawal request) | Crescent Financial Bancshares, Inc. | 0001143921-13-000028 ↗ |
| 2013-08-20 | S-1 | S-1 (registration) | VANTAGESOUTH BANCSHARES, INC. | 0001193125-13-341017 ↗ |
| 2013-10-02 | S-1/A | S-1/A (amendment) | VANTAGESOUTH BANCSHARES, INC. | 0001193125-13-388840 ↗ |
| 2014-01-31 | RW | RW (withdrawal request) | VANTAGESOUTH BANCSHARES, INC. | 0001143921-14-000009 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-10-02 | S-1/A | registration statement | $4.75 | 2,000,000 | $9,500,000 | NYSE American VSB | 1 | primary document; price sentence, shares headline, proceeds computed | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Vaughn Ray D | Officer | Senior Vice President & COO | 8 | 2006–2011 | |
| BARRINGER BRENT | Director | 45 | 2006–2013 | ||
| CARLTON MICHAEL G | Director,Officer; Other | CEO and Director | 37 | 2006–2011 | |
| COLSON JOSEPH S JR | Director | 5 | 2006 | ||
| HOWELL BRUCE I | Director; Other | 42 | 2006–2011 | ||
| LUCAS JAMES A JR | Director | 61 | 2006–2013 | ||
| LUCAS KENNETH A | Director; Other | 44 | 2006–2011 | person page Fuzzy | |
| OGLE SHEILA HALE | Director; Other | 19 | 2006–2010 | ||
| QUIS FRANCIS R JR | Director; Other | 54 | 2006–2011 | ||
| RUFTY JON S | Director | 30 | 2006–2011 | ||
| ZAYTOUN STEPHEN K | Director; Other | 17 | 2006–2011 | person page Fuzzy | |
| ELDER BRUCE W | Officer | Senior Vice President | 9 | 2006–2011 | |
| HOLDER THOMAS E JR | Officer | Senior Vice President | 9 | 2006–2011 | person page Fuzzy |
| Cameron William Henderson | Director; Other | 36 | 2006–2011 | ||
| Paul Charles Albert III | Director | 37 | 2006–2014 | ||
| Vincent Jon T | Director; Other | 52 | 2006–2010 | person page Fuzzy | |
| betts walter keith | Officer | Affiliate President; Executive Vice President; Regional President | 16 | 2006–2011 | |
| Brobst Lawrence S | Officer | Affiliate CFO | 2 | 2006–2008 | |
| Franck John M | Officer | Affiliate Senior Lending Offic | 3 | 2006–2008 | |
| Leaming William V JR | Officer | Senior Vice President | 3 | 2007–2008 | |
| PIEDMONT COMMUNITY BANK HOLDINGS, INC. | TenPercentOwner | 4 | 2011–2012 | ||
| HO THIERRY | Director | 2 | 2011–2012 | ||
| Zerbib Nicolas D | Director | 4 | 2011–2012 | ||
| Brody David S | Director | 5 | 2011–2014 | ||
| Abram J Adam | Director; DirectorOther | 7 | 2011–2014 | ||
| COLNER ALAN | Director | 2 | 2011–2012 | ||
| Roberts Lee H. | Officer | Chief Operating Officer | 3 | 2011–2012 | |
| Lerner Steven J. | Director | 3 | 2011–2013 | person page Fuzzy | |
| Custer Scott | Director; Director,Officer | President and CEO | 3 | 2011–2012 | |
| Tabor A Wellford | Director | 2 | 2011–2013 | ||
| Earley Terry | Officer | CFO; Exec. Vice President and CFO | 7 | 2012–2014 | |
| Jones Steven W | Officer | Bank President | 10 | 2012–2014 | |
| THERIT DAVID B. | Officer | Principal Accounting Officer | 4 | 2012–2014 | |
| Shipp David M | Officer | Chief Credit Officer | 1 | 2012 | |
| DAVIS GEORGE T JR | Director | 4 | 2013–2014 | ||
| KITTRELL J BRYANT III | Director | 3 | 2013–2014 | ||
| LAMB JOSEPH T JR | Director | 10 | 2013–2014 | ||
| UTZ A DWIGHT | Officer | President | 1 | 2013 | person page Fuzzy |
| COULES BLAKE R | Officer | Chief Credit Officer | 1 | 2013 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2014-02-14 | VANTAGESOUTH BANCSHARES, INC. | Other Banking and Financial Services | $48,000,000 | $24,990,000 | 31 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | VANTAGESOUTH BANCSHARES, INC. | NC | Form D private offerings | CIK (EXACT) |
| IPO registrant | YADKIN FINANCIAL Corp | NC | IPO registrations (S-1, F-1) | same street address and ZIP code, 3600 GLENWOOD AVE STE 300 27612 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | VANTAGESOUTH BANCSHARES, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | A Dwight Utz | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Jon T Vincent | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other) | |
| Person page | Kenneth A Lucas | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other) | |
| Person page | Stephen K Zaytoun | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other) | |
| Person page | Steven J Lerner | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Thomas E Holder Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry State Commercial Banks, NC first:
- FIRST SOUTH BANCORP INC /VA/ NC
- FOUR OAKS FINCORP INC NC
- CODDLE CREEK FINANCIAL CORP NC
- ECB BANCORP INC NC
- CAPITAL BANK CORP NC
- 1ST STATE BANCORP INC NC
- PEOPLES BANCORP OF NORTH CAROLINA INC NC
- CAROLINA BANK HOLDINGS INC NC
- WACCAMAW BANKSHARES INC NC
- SELECT BANCORP, INC. NC
In other datasets, the same topic (Finance) in NC:
- Form D issuer: 111 Capital Venture Holdings LLC (Form D private offerings)
- Lobbying client: 3P ADVISORS (Federal lobbying (LDA))
Interests: State Commercial Banks · Finance