IPO registrations (S-1, F-1) · Registrants
YADKIN FINANCIAL Corp
- SEC CIK
- 1366367 · filings on EDGAR ↗
- Name on the registration
- YADKIN VALLEY FINANCIAL CORP
- Former names
- YADKIN VALLEY FINANCIAL CORP (2006–2013)
- Registration
- Form S-1, first filed 2012-04-12, last 2013-01-18; 2 initial registrations, 4 amendments
- Outcome
- Final prospectus filed 2012-09-13; declared effective 2012-09-10; withdrawal requested 2014-02-24
- Industry (SIC)
- State Commercial Banks 6022
- Incorporated in
- NC
- Business address
- 3600 GLENWOOD AVENUE, SUITE 300, Raleigh, NC 27612
- EIN
- 20-4495993
- EDGAR entity type
- operating
- Insiders and CEO pay
- YADKIN FINANCIAL Corp on the corporate pages
Offering terms
- Final price
- $746.00 per share (424B1 filed 2012-09-13)
- Shares sold
- 36,000
- Gross proceeds
- $26,856,000 before underwriting discounts and any over-allotment option
- Lead underwriters
- BofA Securities; Piper Sandler
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: YADKIN FINANCIAL Corp EXACT (CIK (EXACT))
- Person page: James N Smoak Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Nolan G Brown Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Peter A Pappas Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Steven J Lerner Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 12
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2012-04-12 | S-1 | S-1 (registration) | YADKIN VALLEY FINANCIAL CORP | 0001366367-12-000018 ↗ |
| 2012-08-29 | S-1/A | S-1/A (amendment) | YADKIN VALLEY FINANCIAL CORP | 0001193125-12-373639 ↗ |
| 2012-09-10 | S-1/A | S-1/A (amendment) | YADKIN VALLEY FINANCIAL CORP | 0001193125-12-385813 ↗ |
| 2012-09-10 | EFFECT | EFFECT (declared effective) | YADKIN VALLEY FINANCIAL CORP | 9999999995-12-002699 ↗ |
| 2012-09-13 | 424B1 | 424B1 (final prospectus) | YADKIN VALLEY FINANCIAL CORP | 0001193125-12-391030 ↗ |
| 2012-12-20 | S-1/A | S-1/A (amendment) | YADKIN VALLEY FINANCIAL CORP | 0001193125-12-510559 ↗ |
| 2012-12-26 | S-1/A | S-1/A (amendment) | YADKIN VALLEY FINANCIAL CORP | 0001193125-12-514869 ↗ |
| 2012-12-27 | EFFECT | EFFECT (declared effective) | YADKIN VALLEY FINANCIAL CORP | 9999999995-12-003658 ↗ |
| 2013-01-18 | S-1 | S-1 (registration) | YADKIN VALLEY FINANCIAL CORP | 0001193125-13-017485 ↗ |
| 2013-03-19 | EFFECT | EFFECT (declared effective) | YADKIN VALLEY FINANCIAL CORP | 9999999995-13-000745 ↗ |
| 2014-02-24 | RW | RW (withdrawal request) | YADKIN FINANCIAL Corp | 0001366367-14-000009 ↗ |
| 2014-05-09 | EFFECT | EFFECT (declared effective) | YADKIN FINANCIAL Corp | 9999999995-14-001408 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2012-09-10 | S-1/A | registration statement | $746.00 | 36,000 | $26,856,000 | 2 | primary document; price line, shares headline, proceeds computed, cover names 2 | document ↗ | ||
| 2012-09-13 | 424B1 | final prospectus | $746.00 | 36,000 | $26,856,000 | 2 | primary document; price line, shares headline, proceeds computed, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| HARRELL JAMES A JR | Director | 21 | 2006–2016 | ||
| BROWN NOLAN G | Director | 36 | 2006–2014 | person page Fuzzy | |
| DAVIS HARRY M | Director | 16 | 2006–2017 | ||
| LONG WILLIAM A | Director; Director,Officer; Other | President and CEO; President & CEO | 31 | 2006–2012 | |
| Poindexter James L | Director | 17 | 2006–2014 | ||
| Laws Edwin E II | Officer | CFO; Chief Financial Officer; EVP & Chief Financial Officer; Exec. Vice Pres & CFO; Vice President and CFO; Vice President & CFO; V.P. & Chief Financial Officer; VP & Chief Financial Officer | 20 | 2007–2009 | |
| Wooten Patricia H | Officer | Corporate Secretary; Corporat Secretary; Vice President and Secretary; Vice President & Secretary; VP & Secretary | 9 | 2007–2011 | |
| STUART HAL M | Director | 1 | 2007 | ||
| BENTLEY RALPH L | Director; Other | 10 | 2007–2012 | ||
| Spell Harry C | Director | 34 | 2007–2017 | ||
| ALEXANDER JOHN THOMAS JR | Director; Officer; Other | Retired Director as of 6/23/11 | 14 | 2007–2012 | |
| SMOAK JAMES N | Director; Other | 50 | 2007–2014 | person page Fuzzy | |
| WILCOX CHARLES KENNETH | Director | 9 | 2007–2012 | ||
| Park Daniel J | Director | 2 | 2007–2008 | ||
| COOPER FAYE BOLICK | Director | 4 | 2007–2008 | ||
| ROBINSON STEPHEN S | Officer | EVP & Chief Operating Officer; Exec. Vice Pres. & COO | 8 | 2007–2010 | |
| Mason Julie A | Officer | Vice President & Controller | 3 | 2007–2008 | |
| Shambley Morris Lee | Director; Other | 25 | 2008–2012 | ||
| Hill Dan W III | Director | 15 | 2008–2014 | ||
| TOWELL JOSEPH HAMPTON | Director; Director,Officer; Officer | EVP and Chief Admin. Officer; Executive Chairman; President and CEO; President and CFO; President & CEO | 15 | 2009–2017 | |
| HALL THOMAS JOHNSTON | Director | 16 | 2009–2017 | ||
| HELMS LARRY S | Director | 12 | 2009–2014 | ||
| HELTON RANDY P | Director | 2 | 2009 | ||
| Pappas Peter A | Director | 3 | 2009 | person page Fuzzy | |
| SMITH ALISON | Director | 14 | 2009–2014 | ||
| Hollar Jan H | Officer | CFO; Chief Financial Officer; EVP and CFO; EVP & CFO; EVP & Chief Financial Officer; EVP & Former CFO | 17 | 2009–2014 | |
| Cosby F Spencer Jr. | Officer; OfficerOther; Other | EVP of Yadkin Valley Financial; EVP Yadkin Valley Financial; Pres. & CEO Sidus Financial; President and CEO; President CEO | 7 | 2010–2012 | |
| Blalock Laura N | Officer | EVP HR Director; EVP & Human Resource Director | 2 | 2010 | |
| DeMarcus William M | Officer | CBO; Chief Banking Officer; Chief Operating Officer; EVP & Chief Banking Officer; EVP & Chief Operating Officer; EVP & COO | 20 | 2010–2016 | |
| Eller Kristi A | Officer | EVP & Chief Information Ofcr. | 1 | 2010 | |
| Shuford Edwin H III | Officer | Chief Credit Officer; EVP & CCO; EVP & Chief Credit Officer | 14 | 2010–2017 | |
| Abram J Adam | Director | 10 | 2014–2017 | ||
| Brody David S | Director | 13 | 2014–2017 | ||
| COLNER ALAN | Director | 3 | 2014 | ||
| Custer Scott | Director,Officer | President and CEO | 9 | 2014–2017 | |
| Earley Terry | Officer | Chief Financial Officer | 8 | 2014–2017 | |
| HO THIERRY | Director | 2 | 2014 | ||
| Jones Steven W | Officer | Chief Banking Officer | 12 | 2014–2017 | |
| Lerner Steven J. | Director | 8 | 2014–2017 | person page Fuzzy | |
| Zerbib Nicolas D | Director | 2 | 2014 | ||
| Fair James A | Officer | Principal Accounting Officer | 1 | 2014 | |
| STONE POINT CAPITAL LLC | Other | 1 | 2014 | ||
| ALBERT MICHAEL S | Director | 4 | 2016–2017 | ||
| DODSON BARRY Z | Director | 4 | 2016–2017 | ||
| Hager Robin Snipes | Officer | Chief Administrative Officer | 7 | 2016–2017 | |
| Patterson Michael S | Director | 6 | 2016–2017 | ||
| Rittling Mary E | Director | 3 | 2016–2017 | ||
| Urquhart Richard A III | Director | 4 | 2016–2017 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| IPO registrant | VANTAGESOUTH BANCSHARES, INC. | NC | IPO registrations (S-1, F-1) | same street address and ZIP code, 3600 GLENWOOD AVE STE 300 27612 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | YADKIN FINANCIAL Corp | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | James N Smoak | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Nolan G Brown | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Peter A Pappas | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Steven J Lerner | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry State Commercial Banks, NC first:
- FIRST SOUTH BANCORP INC /VA/ NC
- FOUR OAKS FINCORP INC NC
- CODDLE CREEK FINANCIAL CORP NC
- ECB BANCORP INC NC
- CAPITAL BANK CORP NC
- 1ST STATE BANCORP INC NC
- PEOPLES BANCORP OF NORTH CAROLINA INC NC
- CAROLINA BANK HOLDINGS INC NC
- VANTAGESOUTH BANCSHARES, INC. NC
- WACCAMAW BANKSHARES INC NC
In other datasets, the same topic (Finance) in NC:
- Form D issuer: 111 Capital Venture Holdings LLC (Form D private offerings)
- Lobbying client: 3P ADVISORS (Federal lobbying (LDA))
Interests: State Commercial Banks · Finance