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IPO registrations (S-1, F-1) · Registrants

FOUR OAKS FINCORP INC

SEC CIK
1040799 · filings on EDGAR ↗
Registration
Form S-1, first filed 2011-07-25, last 2017-05-09; 3 initial registrations, 4 amendments
Outcome
Declared effective 2011-08-22; withdrawal requested 2017-11-03
Industry (SIC)
State Commercial Banks 6022
Incorporated in
NC
Business address
6114 US 301 SOUTH, Four Oaks, NC 27524
EIN
56-2028446
EDGAR entity type
operating
Insiders and CEO pay
FOUR OAKS FINCORP INC on the corporate pages

Offering terms

Shares offered
3,200,000
Listing
OTCQX under the symbol FOFN

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 14

FiledFormWhat it isName as filedEDGAR
2011-07-25S-1S-1 (registration)FOUR OAKS FINCORP INC0001157523-11-004196 ↗
2011-08-18S-1/AS-1/A (amendment)FOUR OAKS FINCORP INC0001157523-11-005115 ↗
2011-08-22EFFECTEFFECT (declared effective)FOUR OAKS FINCORP INC9999999995-11-002549 ↗
2012-04-06EFFECTEFFECT (declared effective)FOUR OAKS FINCORP INC9999999995-12-000962 ↗
2012-06-22EFFECTEFFECT (declared effective)FOUR OAKS FINCORP INC9999999995-12-001908 ↗
2014-04-04S-1S-1 (registration)FOUR OAKS FINCORP INC0001040799-14-000002 ↗
2014-05-23S-1/AS-1/A (amendment)FOUR OAKS FINCORP INC0001040799-14-000010 ↗
2014-06-10S-1/AS-1/A (amendment)FOUR OAKS FINCORP INC0001040799-14-000016 ↗
2014-06-16EFFECTEFFECT (declared effective)FOUR OAKS FINCORP INC9999999995-14-001786 ↗
2017-04-27S-1S-1 (registration)FOUR OAKS FINCORP INC0001040799-17-000015 ↗
2017-05-09S-1/AS-1/A (amendment)FOUR OAKS FINCORP INC0001040799-17-000025 ↗
2017-05-11EFFECTEFFECT (declared effective)FOUR OAKS FINCORP INC9999999995-17-001269 ↗
2017-11-03RWRW (withdrawal request)FOUR OAKS FINCORP INC0001144204-17-056267 ↗
2017-11-09EFFECTEFFECT (declared effective)FOUR OAKS FINCORP INC9999999995-17-002932 ↗

Prospectus pages read 1

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2017-05-09S-1/Aregistration statement$0.013,200,000$32,000OTCQX FOFN0primary document; price sentence, shares headline, proceeds computeddocument ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
LEE PERCY YDirector172006–2014
CANADAY MERWIN SDirector32006
Weeks Michael ADirector362006–2017
PAINTER CLIFTON LOfficerSenior EVP; Senior Executive Vice Pres.; Senior Executive Vice Presiden; Senior Executive V.P.; Senior Exec. Vice President; S EVP; Sr. Executive Vice President152006–2014
EDWARDS WILLIAM JDirector142006–2014
BOWMAN PAULA CDirector192006–2015
GRIMES WARREN LDirector192006–2017person page Fuzzy
HIATT W LEON IIIOfficerEVP; Executive Vice President192006–2016
LEE AYDEN R JRDirector; Director,Officer; OfficerChairman, Pres., C.E.O.; Chairman, President and CEO; Chairman, President, CEO; Pres. and Chief Exe. Officer; President and CEO312006–2017person page Fuzzy
Pope Jeff DOfficerEVP; Executive Vice President182006–2017
RAYNOR ROY MAX JRDirector332006–2017
TURNER WILLIAM ASHLEYDirector122006–2008
WISE NANCY SOfficerEVP; Executive Vice President152006–2015
Whaley Rebekah RenfroOfficerSVP/Controller12006
Bullard John WDirector92008–2013
Herring Lisa SOfficerEVP; Executive Vice President; ExecVP, Chief Risk Officer142009–2017
Lampe John H IIDirector32012–2013
Rabon Robert GaryDirector72012–2017
LEHMAN KENNETH RDirector,TenPercentOwner; TenPercentOwner32014–2017
RUPP DAVID H.Director,Officer; OfficerExecutive Vice President; President and CEO92014–2017
Herring Warren D JrOfficerExecutive Vice President32015–2017
Hart Deanna W.OfficerActing CFO; CFO; EVP and CFO; EVP, CFO82015–2017
DESPRES LAWRENCE FOfficerCIO; EVP22016–2017

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2015-12-15FOUR OAKS FINCORP INCCommercial Banking$12,000,000$9,700,000191
2014-04-09FOUR OAKS FINCORP INCCommercial Banking$13,375,000$13,375,00012

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Form D issuerFOUR OAKS FINCORP INCNCForm D private offeringsCIK (EXACT)
SEC filerFOUR OAKS FINCORP INCSEC filers (EDGAR)CIK (EXACT)
Person pageAyden R Lee JrPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageWarren L GrimesPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry State Commercial Banks, NC first:

More with this interest.

In other datasets, the same topic (Finance) in NC:

Interests: State Commercial Banks · Finance