IPO registrations (S-1, F-1) · Registrants

GigPeak, Inc.

SEC CIK: 1432150 · filings on EDGAR ↗
Name on the registration: GigOptix, Inc.
Former names: GigOptix, Inc. (2008–2016)
Registration: Form S-1, first filed 2010-02-05, last 2011-04-29; 4 initial registrations, 17 amendments
Outcome: Final prospectus filed 2010-07-06; declared effective 2010-07-01
Industry (SIC): Semiconductors & Related Devices 3674
Incorporated in: DE
Business address: 130 BAYTECH DRIVE, San Jose, CA 95134
EIN: 26-2439072
EDGAR entity type: operating
Insiders and CEO pay: GigPeak, Inc. on the corporate pages

Offering terms

Final price: $1.75 per share (424B4 filed 2010-07-06)
Shares sold: 2,460,000
Gross proceeds: $4,305,000 before underwriting discounts and any over-allotment option
Listing: OTC under the symbol GGOX.OB
Lead underwriters: Roth Capital Partners (2,460,000 shares)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

On this site

Form 5500 plan sponsor: GIGPEAK, INC. EXACT (EIN (EXACT))
Federal award recipient: GIGPEAK, INC. Fuzzy (name and state)
Form D issuer: GigPeak, Inc. EXACT (CIK (EXACT))
SEC filer: GigOptix, Inc. EXACT (CIK (EXACT))

Filings 29

Filed	Form	What it is	Name as filed	EDGAR
2010-02-05	S-1	S-1 (registration)	GigOptix, Inc.	0001193125-10-023343 ↗
2010-02-05	S-1	S-1 (registration)	GigOptix, Inc.	0001193125-10-023349 ↗
2010-02-05	S-1	S-1 (registration)	GigOptix, Inc.	0001193125-10-023352 ↗
2010-05-11	S-1/A	S-1/A (amendment)	GigOptix, Inc.	0001193125-10-116374 ↗
2010-05-12	S-1/A	S-1/A (amendment)	GigOptix, Inc.	0001193125-10-116375 ↗
2010-05-12	S-1/A	S-1/A (amendment)	GigOptix, Inc.	0001193125-10-116376 ↗
2010-05-28	S-1/A	S-1/A (amendment)	GigOptix, Inc.	0000950130-10-001638 ↗
2010-05-28	S-1/A	S-1/A (amendment)	GigOptix, Inc.	0000950130-10-001640 ↗
2010-05-28	S-1/A	S-1/A (amendment)	GigOptix, Inc.	0000950130-10-001641 ↗
2010-06-14	S-1/A	S-1/A (amendment)	GigOptix, Inc.	0001193125-10-138838 ↗
2010-06-14	S-1/A	S-1/A (amendment)	GigOptix, Inc.	0001193125-10-138843 ↗
2010-06-14	S-1/A	S-1/A (amendment)	GigOptix, Inc.	0001193125-10-138849 ↗
2010-06-24	S-1/A	S-1/A (amendment)	GigOptix, Inc.	0001193125-10-145920 ↗
2010-06-24	S-1/A	S-1/A (amendment)	GigOptix, Inc.	0001193125-10-145926 ↗
2010-06-24	S-1/A	S-1/A (amendment)	GigOptix, Inc.	0001193125-10-145934 ↗
2010-07-01	S-1/A	S-1/A (amendment)	GigOptix, Inc.	0001193125-10-151994 ↗
2010-07-01	S-1/A	S-1/A (amendment)	GigOptix, Inc.	0001193125-10-152841 ↗
2010-07-01	S-1MEF	S-1MEF (added securities)	GigOptix, Inc.	0001193125-10-152966 ↗
2010-07-01	EFFECT	EFFECT (declared effective)	GigOptix, Inc.	9999999995-10-002013 ↗
2010-07-02	S-1/A	S-1/A (amendment)	GigOptix, Inc.	0001193125-10-152911 ↗
2010-07-02	S-1/A	S-1/A (amendment)	GigOptix, Inc.	0001193125-10-152912 ↗
2010-07-02	EFFECT	EFFECT (declared effective)	GigOptix, Inc.	9999999995-10-002036 ↗
2010-07-02	EFFECT	EFFECT (declared effective)	GigOptix, Inc.	9999999995-10-002037 ↗
2010-07-06	424B4	424B4 (final prospectus)	GigOptix, Inc.	0001193125-10-154108 ↗
2011-03-28	S-1	S-1 (registration)	GigOptix, Inc.	0001193125-11-078389 ↗
2011-04-29	S-1/A	S-1/A (amendment)	GigOptix, Inc.	0001193125-11-118998 ↗
2011-05-13	EFFECT	EFFECT (declared effective)	GigOptix, Inc.	9999999995-11-001540 ↗
2011-05-13	EFFECT	EFFECT (declared effective)	GigOptix, Inc.	9999999995-11-001544 ↗
2012-06-25	EFFECT	EFFECT (declared effective)	GigOptix, Inc.	9999999995-12-001942 ↗

Prospectus pages read 2

Filed	Form	Read as	Range	Price	Shares	Proceeds	Listing	Underwriters	What was found	Document
2010-07-02	S-1/A	registration statement		$2.70	652,202	$1,760,945	OTC GGOX.OB	0	primary document; price line, shares headline, proceeds computed	document ↗
2010-07-06	424B4	final prospectus		$1.75	2,460,000	$4,305,000	OTC GGOX.OB	1	primary document; price sentence, shares headline, proceeds table, underwriting table 1, cover names 1	document ↗

Officers, directors and large holders Forms 3, 4 and 5

Insider	Role	Title	Filings	Years
Arjesan I Limited Partnership	TenPercentOwner		1	2008
Betti-Berutto Andrea	Officer	Chief Technical Officer; CTO	41	2008–2017
Johnson Stephen Cary	Director		3	2008
JUDSON C James	Director		9	2008–2011
Katz Avi S	Director,Officer; Director,Officer,TenPercentOwner; Officer	Chief Executive Officer; President and CEO	55	2008–2017
Lax Leo	TenPercentOwner		1	2008
Lionica Corp	TenPercentOwner		1	2008
Miotto Neil	Director		41	2008–2017
Swenson Douglas	Director; Director,TenPercentOwner		2	2008
Tipton Julie	Officer	Senior VP of Operations; SVP - Operations; Vice President, Marketing; Vice President of Marketing; VP Marketing	15	2008–2013
Trapp Kimberly D C	Director		38	2008–2017
Wieland Jorg	Officer	VP and GM - GigOptix/Helix; VP and GM GigOptix-Helix; VP and GM--GigOptix/Helix	4	2008–2009
BIERE PETER	Officer	Chief Financial Officer	2	2008
Dinu Raluca	Officer	Chief Operating Officer; SVP - Global Sales & Marketing; Vice President; VP, GM GigOptix Bothell; VP of Advanced Engineering	26	2008–2017
Vallner Joseph J.	Director		3	2008–2010
DBSI, Inc.	TenPercentOwner		1	2008
DBSI Investments Limited Partnership	TenPercentOwner		1	2008
iTerra Communications LLC	TenPercentOwner		1	2008
Stellar Technologies LLC	TenPercentOwner		1	2008
Correa Marc	Officer	VP of Global Operations	2	2009
Rajgarhia Vivek	Officer	VP of Global Sales	2	2009
CASTERSON DAWN	Officer; Other	CAO and Acting CFO	3	2009
NATIONAL INSTRUMENTS CORP /DE/	TenPercentOwner		1	2009
SHELTON RON	Officer	Chief Financial Officer	5	2009–2010
Schneider Frank	Director		41	2010–2017
Parsons Jeff	Officer	Acting Chief Financial Officer	2	2011
LAZZARA JOSEPH J	Director		32	2011–2017
MIKULSKY JOHN J	Director		37	2011–2017
Sacks Curt P.	Officer	CFO; Chief Financial Officer	15	2011–2014
Mitchell David T.	Director		2	2012
Ma Darren	Officer	Vice President and CFO	17	2014–2017

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filed	Issuer	Industry	Offering	Sold	Investors	Filings
2016-04-12	GigPeak, Inc.	Other Technology	$4,999,997	$4,999,997	1	1

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

Record	Name as filed	Where	Dataset	Matched by
Form D issuer	GigPeak, Inc.	CA	Form D private offerings	CIK (EXACT)
IPO registrant	ENDWAVE CORP	CA	IPO registrations (S-1, F-1)	same street address and ZIP code, 130 BAYTECH DR 95134 (FUZZY: a shared address, not proof of a shared organization)
SEC filer	GigPeak, Inc.		SEC filers (EDGAR)	CIK (EXACT)
Form 5500 plan sponsor	GIGPEAK, INC.			EIN (EXACT)
Federal award recipient	GIGPEAK, INC.		Federal spending (USAspending)	name and state

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

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Lobbying client: 8X8, INC. (Federal lobbying (LDA))

Interests: Semiconductors & Related Devices · Technology