IPO registrations (S-1, F-1) · Registrants
Diamond Foods Inc
- SEC CIK
- 1320947 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2005-03-25, last 2005-07-18; 1 initial registration, 5 amendments
- Outcome
- Final prospectus filed 2005-07-21
- Industry (SIC)
- Miscellaneous Food Preparations & Kindred Products 2090
- Incorporated in
- DE
- Business address
- 1050 SOUTH DIAMOND STREET, Stockton, CA 95205 7087
- EIN
- 94-1365192
- EDGAR entity type
- operating
- Insiders and CEO pay
- Diamond Foods Inc on the corporate pages
Offering terms
- Proposed price range
- $14.00–$16.00 per share (S-1/A filed 2005-07-18)
- Final price
- $17.00 per share, above the range (424B4 filed 2005-07-21, an initial public offering)
- Shares sold
- 6,000,000
- Gross proceeds
- $102,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol DMND
- Lead underwriters
- Smith Incorporated (3,927,000 shares)
- Syndicate
- Piper Sandler (1,122,000); Harris Nesbitt Corp (561,000); Adams Harkness (65,000); D.A. Davidson (65,000); A.G. Edwards (65,000); Susquehanna Financial Group, LLLP (65,000); Wedbush Securities (65,000); Siebert Williams Shank (65,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: DIAMOND WALNUT GROWERS, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: DIAMOND FOODS, INC. Fuzzy (name and state)
- Business registration: DIAMOND FOODS, LLC Fuzzy (name and state)
- Business registration: DIAMOND FOODS, LLC Fuzzy (name and state)
- Political committee (FEC): DIAMOND FOODS INC POLICAL ACTION COMMITTEE (connected to DIAMOND FOODS INC) Fuzzy (name and state)
- Federal award recipient: DIAMOND FOODS, LLC Fuzzy (name and state)
- SEC filer: Diamond Foods Inc EXACT (CIK (EXACT))
- Person page: Linda B Segre Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2005-03-25 | S-1 | S-1 (registration) | Diamond Foods Inc | 0000950149-05-000102 ↗ |
| 2005-05-03 | S-1/A | S-1/A (amendment) | Diamond Foods Inc | 0000950149-05-000266 ↗ |
| 2005-06-20 | S-1/A | S-1/A (amendment) | Diamond Foods Inc | 0000950149-05-000437 ↗ |
| 2005-07-05 | S-1/A | S-1/A (amendment) | Diamond Foods Inc | 0000950149-05-000470 ↗ |
| 2005-07-15 | S-1/A | S-1/A (amendment) | Diamond Foods Inc | 0000950149-05-000499 ↗ |
| 2005-07-18 | S-1/A | S-1/A (amendment) | Diamond Foods Inc | 0000950149-05-000507 ↗ |
| 2005-07-21 | 424B4 | 424B4 (final prospectus) | Diamond Foods Inc | 0000950149-05-000512 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2005-07-18 | S-1/A | registration statement | $14.00–$16.00 | 6,000,000 | - | Nasdaq DMND | 2 | primary document; range, shares headline, underwriting table 2 | document ↗ | |
| 2005-07-21 | 424B4 | final prospectus | $17.00 | 6,000,000 | $102,000,000 | Nasdaq DMND | 9 | primary document; price sentence, shares headline, proceeds table, underwriting table 9 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Ford Gary K | Officer | COO, Executive VP | 16 | 2006–2009 | |
| HALIO SETH | Officer | CFO, Executive VP | 11 | 2006–2008 | |
| Keiper Samuel J | Officer | VP Corporate Affairs and HR; VP Grower Rel/Corp Affairs; VP Grower Rel/Corp Affairs/HR | 12 | 2006–2008 | |
| Mendes Michael J | Director,Officer | Chairman, President & CEO; President & CEO | 33 | 2006–2011 | |
| Gilbert John J | Director; Other | 22 | 2006–2012 | ||
| Silveira Joseph P | Director | 12 | 2006–2011 | ||
| Burke Andrew | Officer; Other | EVP, Chief Marketing Officer; Senior VP of Marketing; VP, Marketing | 26 | 2006–2013 | |
| Baer Laurence M | Director | 8 | 2006–2012 | ||
| Lea Robert M | Director | 17 | 2006–2016 | ||
| Mussell Dennis | Director | 7 | 2006–2011 | ||
| NEIL STEVEN M | Director; Director,Officer | Chief Fin and Admin Officer | 17 | 2006–2011 | |
| Warren Glen Jr | Director | 11 | 2006–2012 | ||
| ZOLLARS ROBERT | Director | 14 | 2006–2016 | ||
| Kim Stephen | Officer | EVP, GC & Chief Legal Officer; SVP, General Counsel; SVP, General Counsel & HR; VP, General Counsel | 29 | 2008–2014 | |
| BLECHSCHMIDT EDWARD A | Director | 14 | 2008–2016 | ||
| Johnson Lloyd J | Officer | EVP, Chief Sales Officer | 34 | 2008–2016 | |
| SEGRE LINDA B | Officer | EVP, Chief Strat. & People Ofc; SVP, Corporate Strategy; SVP, Corporate Strategy and HR; SVP, Corporate Strategy & HR; SVP, Corp Strategy & Comm; SVP, Corp Strategy & Comm | 32 | 2009–2016 | person page Fuzzy |
| WOLFORD RICHARD G | Director; Director,Officer; Other | Interim President and CEO | 4 | 2011–2012 | |
| MURPHY MICHAEL | Officer | Acting Chief Financial Officer; Former Acting CFO | 2 | 2012–2013 | |
| DAVIS ALISON | Director | 8 | 2012–2016 | ||
| REES NIGEL A | Director | 6 | 2012–2016 | ||
| DRISCOLL BRIAN J | Director,Officer | President & CEO | 21 | 2012–2016 | |
| Hollis Richard Dean | Director | 6 | 2012–2016 | ||
| Wilson Matthew C. | Director,TenPercentOwner | 2 | 2012–2014 | ||
| TOS WILLIAM | Director | 6 | 2012–2016 | ||
| COLO DAVID | Officer | EVP, Chief Operating Officer; EVP Global Ops & Supply Chain | 12 | 2012–2016 | |
| Oaktree Capital Group Holdings GP, LLC | TenPercentOwner | 2 | 2013–2014 | ||
| Oaktree Capital Group, LLC | TenPercentOwner | 2 | 2013–2014 | ||
| Oaktree Capital I, L.P. | TenPercentOwner | 2 | 2013–2014 | ||
| OAKTREE CAPITAL MANAGEMENT LP | TenPercentOwner | 2 | 2013–2014 | ||
| Oaktree FF Investment Fund GP, L.P. | TenPercentOwner | 2 | 2013–2014 | ||
| Oaktree FF Investment Fund GP Ltd. | TenPercentOwner | 2 | 2013–2014 | ||
| Oaktree FF Investment Fund, L.P. | TenPercentOwner | 2 | 2013–2014 | ||
| OAKTREE FUND GP I, L.P. | TenPercentOwner | 2 | 2013–2014 | ||
| Oaktree Holdings, Inc. | TenPercentOwner | 2 | 2013–2014 | ||
| OAKTREE HOLDINGS, LLC | TenPercentOwner | 2 | 2013–2014 | ||
| Oaktree Principal Fund V GP, L.P. | TenPercentOwner | 2 | 2013–2014 | ||
| Oaktree Principal Fund V GP Ltd. | TenPercentOwner | 2 | 2013–2014 | ||
| OAKTREE PRINCIPAL FUND V LP | TenPercentOwner | 2 | 2013–2014 | ||
| OAKTREE PRINCIPAL FUND V (PARALLEL)LP | TenPercentOwner | 2 | 2013–2014 | ||
| OCM HOLDINGS I, LLC | TenPercentOwner | 2 | 2013–2014 | ||
| OCM PF/FF Adamantine Holdings, Ltd. | TenPercentOwner | 2 | 2013–2014 | ||
| SILCOCK RAYMOND | Officer | EVP & Chief Financial Officer | 11 | 2013–2016 | |
| CLARK CLESTEEN A | Director | 4 | 2014–2016 | ||
| Jones Isobel A | Officer | EVP, General Counsel | 7 | 2014–2016 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | DIAMOND FOODS, INC. | CA | State business registries | name and state |
| Business registration | DIAMOND FOODS, LLC | CA | State business registries | name and state |
| Business registration | DIAMOND FOODS, LLC | CA | State business registries | name and state |
| Business registration | DIAMOND WALNUT GROWERS, INC. | CA | State business registries | EIN (EXACT, as the state registration reports it) |
| Political committee | DIAMOND FOODS INC POLICAL ACTION COMMITTEE (connected to DIAMOND FOODS INC) | CA | Campaign finance (FEC) | name and state |
| Federal award recipient | DIAMOND FOODS, LLC | CA | Federal spending (USAspending) | name and state |
| Patent assignee | Diamond Foods, Inc. | CA | Patents (USPTO) | name and state |
| Recalling firm | Diamond Foods, Inc. | CA | Food recalls (FDA, USDA) | name and state |
| SEC filer | Diamond Foods Inc | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Diamond Foods, Inc. | CA | Trademarks (USPTO) | name and state |
| Person page | Linda B Segre | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Miscellaneous Food Preparations & Kindred Products, CA first:
- UNION PACIFIC RESOURCE GROUP, INC. CA
- Tattooed Chef, Inc. CA
- PEETS COFFEE & TEA INC CA
- Far East Wind Power Corp. AZ
- JAMMIN JAVA CORP. CO
- CHINA MARINE FOOD GROUP LTD F4
- CAFE BRITT COFFEE CORP INC G2
- Blue State Corp. G2
- DIVERSIFIED FOOD GROUP INC IL
- KAIBO FOODS Co Ltd K3
In other datasets, the same topic (Food and agriculture) in CA:
- Nonprofit: 3 SQUARE MEALS (Nonprofits (IRS Form 990))
Interests: Miscellaneous Food Preparations & Kindred Products · Food and agriculture