IPO registrations (S-1, F-1) · Underwriters
Smith Incorporated
- Deals
- 6 priced offerings as an underwriter, 5 as lead manager or representative; 4 initial public offerings
- Proceeds of those deals
- $2,243,083,600 ($489,970,000 as lead)
- Years
- 2002–2007
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2007 | 1 | 0 | $1,753,113,600 |
| 2006 | 1 | 1 | $24,120,000 |
| 2005 | 2 | 2 | $266,050,000 |
| 2004 | 1 | 1 | $124,800,000 |
| 2002 | 1 | 1 | $75,000,000 |
Deals 6
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2007-06-19 | Vedanta Ltd K7 | Syndicate | $13.44 | 130,440,000 | $1,753,113,600 | NYSE SLT | IPO | 6 | 424B4 ↗ | |
| 2006-12-13 | IPG PHOTONICS CORP MA | Lead | $2.68 | 9,000,000 | $24,120,000 | Nasdaq IPGP | IPO | 6 | 424B4 ↗ | |
| 2005-09-29 | US AIRWAYS GROUP INC AZ | Lead | $19.30 | 8,500,000 | $164,050,000 | NYSE LCC | Offering | 2 | 424B4 ↗ | |
| 2005-07-21 | Diamond Foods Inc CA | Lead | $17.00 | 6,000,000 | $102,000,000 | Nasdaq DMND | IPO | 9 | 424B4 ↗ | |
| 2004-01-29 | LIPMAN ELECTRONIC ENGINEERING LTD L3 | Lead | $41.60 | 3,000,000 | $124,800,000 | Nasdaq LPMA | Offering | 4 | 424B1 ↗ | |
| 2002-05-22 | LIQUIDMETAL TECHNOLOGIES INC CA | Lead | $15.00 | 5,000,000 | $75,000,000 | Nasdaq LQMT | IPO | 7 | 424B1 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Merrill Lynch | 3 | 3 |
| Citigroup | 2 | 0 |
| Morgan Stanley | 2 | 0 |
| Piper Sandler | 2 | 1 |
| Wedbush Securities | 2 | 0 |
| Adams Harkness | 1 | 0 |
| A.G. Edwards | 1 | 0 |
| Baird | 1 | 0 |
| D.A. Davidson | 1 | 0 |
| Harris Nesbitt Corp | 1 | 0 |
| HSBC | 1 | 1 |
| Jefferies | 1 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.