IPO registrations (S-1, F-1) · Registrants
PEETS COFFEE & TEA INC
- SEC CIK
- 917968 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2000-10-13, last 2001-01-23; 1 initial registration, 4 amendments
- Outcome
- Final prospectus filed 2001-01-25
- Industry (SIC)
- Miscellaneous Food Preparations & Kindred Products 2090
- Incorporated in
- WA
- Business address
- PO BOX 12509, Berkeley, CA 94712
- EIN
- 91-0863396
- EDGAR entity type
- operating
- Insiders and CEO pay
- PEETS COFFEE & TEA INC on the corporate pages
Offering terms
- Proposed price range
- $8.00–$12.00 per share (S-1/A filed 2001-01-23)
- Final price
- $8.00 per share, within the range (424B1 filed 2001-01-25, an initial public offering)
- Shares sold
- 3,300,000
- Gross proceeds
- $26,400,000 before underwriting discounts and any over-allotment option
- Lead underwriters
- Pacific Growth Equities, Inc (1,320,000 shares)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: PEET'S COFFEE & TEA, LLC EXACT (EIN (EXACT))
- Lobbying client: PEETS COFFEE & TEA LLC Fuzzy (name and state)
- SEC filer: PEETS COFFEE & TEA INC EXACT (CIK (EXACT))
- Person page: H William Jesse Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Ted W Hall Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2000-10-13 | S-1 | S-1 (registration) | PEETS COFFEE & TEA INC | 0000929624-00-001430 ↗ |
| 2000-12-01 | S-1/A | S-1/A (amendment) | PEETS COFFEE & TEA INC | 0000950109-00-004751 ↗ |
| 2000-12-22 | S-1/A | S-1/A (amendment) | PEETS COFFEE & TEA INC | 0000929624-00-001690 ↗ |
| 2001-01-17 | S-1/A | S-1/A (amendment) | PEETS COFFEE & TEA INC | 0000929624-01-000050 ↗ |
| 2001-01-23 | S-1/A | S-1/A (amendment) | PEETS COFFEE & TEA INC | 0000929624-01-000076 ↗ |
| 2001-01-25 | 424B1 | 424B1 (final prospectus) | PEETS COFFEE & TEA INC | 0000929624-01-000099 ↗ |
| 2002-04-19 | 424B4 | 424B4 (final prospectus) | PEETS COFFEE & TEA INC | 0000898430-02-001518 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2001-01-23 | S-1/A | registration statement | $8.00–$12.00 | $5.78 | 3,300,000 | $19,074,000 | 1 | primary document; range, price line, shares headline, proceeds computed, cover names 1 | document ↗ | |
| 2001-01-25 | 424B1 | final prospectus | $8.00 | 3,300,000 | $26,400,000 | 1 | primary document; price sentence, shares headline, proceeds table, underwriting table 1, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| GRIMES JAMES E | Officer | VP | 13 | 2006–2008 | |
| VALETTE JEAN MICHEL | Director | 15 | 2006–2012 | ||
| BALDWIN GERALD | Director | 27 | 2006–2012 | ||
| BILLINGS HILARY | Director | 13 | 2006–2012 | ||
| BOWKER GORDON A | Director | 4 | 2006–2007 | ||
| JESSE H WILLIAM JR | Director | 6 | 2006–2007 | person page Fuzzy | |
| LINTON MIACHEL A | Director | 18 | 2006–2012 | ||
| DENO DAVID | Director | 14 | 2006–2012 | ||
| CAWLEY TOM | Officer | CFO | 26 | 2007–2012 | |
| ODEA PATRICK | Director,Officer; Officer | President and CEO; President & CEO; President & CEO | 25 | 2007–2012 | |
| SCHRODER BRUCE | Officer | Vice President | 1 | 2007 | |
| Sartain Elizabeth P | Director | 9 | 2007–2012 | ||
| BOGEAJIS KAY | Officer | VP of Retail Operations | 12 | 2007–2012 | |
| HALL TED W | Director | 8 | 2008–2012 | person page Fuzzy | |
| LANSING P. CHRISTINE | Director; Officer | Vice President; VP Consumer Business | 4 | 2009–2010 | |
| CONWAY SHAWN | Officer | VP, Chief Supply Chain Officer | 6 | 2011–2012 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Lobbying client | PEETS COFFEE & TEA LLC | CA | Federal lobbying (LDA) | name and state |
| SEC filer | PEETS COFFEE & TEA INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | PEET'S COFFEE & TEA, LLC | EIN (EXACT) | ||
| Person page | H William Jesse Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Ted W Hall | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.