IPO registrations (S-1, F-1) · Registrants
Statera Biopharma, Inc.
- SEC CIK
- 1318641 · filings on EDGAR ↗
- Name on the registration
- CLEVELAND BIOLABS INC
- Former names
- Cytocom, Inc. (2021–2021); CLEVELAND BIOLABS INC (2005–2021)
- Registration
- Form S-1, first filed 2015-04-10, last 2015-05-11; 1 initial registration, 1 amendment
- Outcome
- Declared effective 2016-03-18; withdrawal requested 2015-11-04
- Industry (SIC)
- Pharmaceutical Preparations 2834
- Incorporated in
- DE
- Business address
- 2537 RESEARCH BOULEVARD, SUITE 201, Fort Collins, CO 80526
- EIN
- 20-0077155
- EDGAR entity type
- operating
- Insiders and CEO pay
- Statera Biopharma, Inc. on the corporate pages
Offering terms
- Listing
- Nasdaq under the symbol CBLI
- Lead underwriters
- CONSOLIDATED BALANCE SHEETS (UNAUDITED) March 31 (2,015 shares); December 31 (2,014 shares)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: CLEVELAND BIOLABS, INC. EXACT (EIN (EXACT))
- Form D issuer: Statera Biopharma, Inc. EXACT (CIK (EXACT))
- Lobbying client: STATERA BIOPHARMA, INC. Fuzzy (name and state)
- SEC filer: CLEVELAND BIOLABS INC EXACT (CIK (EXACT))
- Person page: James J Antal Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Julia R Brown Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Paul E Dicorleto Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 4
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2015-04-10 | S-1 | S-1 (registration) | CLEVELAND BIOLABS INC | 0001213900-15-002618 ↗ |
| 2015-05-11 | S-1/A | S-1/A (amendment) | CLEVELAND BIOLABS INC | 0001213900-15-003449 ↗ |
| 2015-11-04 | RW | RW (withdrawal request) | CLEVELAND BIOLABS INC | 0001213900-15-008176 ↗ |
| 2016-03-18 | EFFECT | EFFECT (declared effective) | CLEVELAND BIOLABS INC | 9999999995-16-003992 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2015-05-11 | S-1/A | registration statement | $46.85 | - | - | Nasdaq CBLI | 2 | primary document; price line, underwriting table 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Fonstein Michael | Director,Officer; Director,Officer,TenPercentOwner | CEO; CEO and President; CEO & President; CEO, President; President | 21 | 2006–2013 | |
| SUNRISE EQUITY PARTNERS LP | TenPercentOwner | 2 | 2006 | ||
| DiCorleto Paul E | Director | 14 | 2006–2013 | person page Fuzzy | |
| Gudkov Andrei V | Director,Officer; Director,Officer,TenPercentOwner | Chief Scientific Officer | 20 | 2006–2015 | |
| KASTEN BERNARD L | Director | 14 | 2006–2012 | ||
| Kogan Yakov | Director,Officer | CEO; Chief Executive Officer; COO, Secretary; EVP of Bus. Development, Sec.; Executive Vice President | 30 | 2006–2015 | |
| Marhofer John A Jr | Officer | CFO; Chief Financial Officer | 5 | 2006–2011 | |
| ANTAL JAMES J | Director | 1 | 2006 | person page Fuzzy | |
| Perez Hector Daniel | Director | 7 | 2006–2010 | ||
| SUNRISE SECURITIES CORP | TenPercentOwner | 3 | 2006–2007 | ||
| Cleveland Clinic Foundation | TenPercentOwner | 1 | 2006 | ||
| Antal James | Director | 18 | 2007–2015 | ||
| Hohn David C | Director | 11 | 2011–2014 | ||
| Lyons C Neil | Officer | Chief Financial Officer | 6 | 2011–2015 | |
| Viallet Jean | Officer | Chief Development Officer | 2 | 2013 | |
| BROWN JULIA R | Director | 7 | 2013–2015 | person page Fuzzy | |
| Principi Anthony | Director | 7 | 2013–2015 | ||
| SALUCK RANDY S. | Director | 9 | 2013–2021 | ||
| Hoth Daniel Floyd JR | Director | 2 | 2014 | ||
| McGowan Richard | Director | 4 | 2014–2015 | ||
| Polinsky Alexander | Director | 2 | 2014 | ||
| Mogutov Mikhail | TenPercentOwner | 1 | 2014 | ||
| Kasimova Elena | Director | 3 | 2015 | ||
| Miller Langdon L | Officer | Chief Medical Officer; President & CMO | 3 | 2015–2021 | |
| Evdokimova Anna | Director | 1 | 2015 | ||
| Gorshkov Konstantin | Director | 1 | 2015 | ||
| Khudyk Natalia | Director | 1 | 2015 | ||
| Lebedina Yulia | Director | 1 | 2015 | ||
| Levina Tatiana | Director | 1 | 2015 | ||
| Persiyanov Ivan | Director | 1 | 2015 | ||
| Saraeva Natalia | Director | 1 | 2015 | ||
| Nechaev Alexey | Director | 1 | 2016 | ||
| Verny Lea | Director | 2 | 2016–2021 | ||
| Andryushechkin Alexander | Director | 1 | 2016 | ||
| Talyanskiy Daniil | Director | 1 | 2016 | ||
| Szydlo John Edward | Officer | Principal Financial Officer | 1 | 2017 | |
| Fedyunin Ivan | Director | 1 | 2018 | ||
| Zosh Christopher | Officer | Vice President of Finance | 1 | 2019 | |
| ARONSTAM PETER | Officer | Chief Financial Officer | 2 | 2021 | |
| Barbarick Steve K | Director | 2 | 2021 | ||
| Buckheit Robert | Officer | Chief Technology Officer | 2 | 2021 | |
| Markvicka Taunia | Director,Officer | Chief Operating Officer | 2 | 2021 | |
| McAvoy Cozette M. | Officer | Chief Legal Officer | 2 | 2021 | |
| Selsky Clifford | Officer | Chief Medical Officer | 2 | 2021 | |
| Handley Michael K | Director,Officer | President and CEO | 2 | 2021 | |
| Chandrasekhar Satishchandran | Director | 1 | 2022 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2022-11-07 | Statera Biopharma, Inc. | Biotechnology | $764,500 | $577,000 | 12 | 1 |
| 2020-06-04 | CLEVELAND BIOLABS INC | Pharmaceuticals | $1,588,262 | $1,588,262 | 3 | 1 |
| 2015-12-23 | CLEVELAND BIOLABS INC | Biotechnology | $1,140,157 | $1,140,157 | 1 | 1 |
| 2015-07-16 | CLEVELAND BIOLABS INC | Biotechnology | $25,000,000 | $25,000,000 | 1 | 1 |
| 2014-07-03 | CLEVELAND BIOLABS INC | Biotechnology | $3,500,000 | $3,500,000 | 3 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | Statera Biopharma, Inc. | CO | Form D private offerings | CIK (EXACT) |
| IPO registrant | Sparta Healthcare Acquisition Corp. | CO | IPO registrations (S-1, F-1) | same street address and ZIP code, 2537 RESEARCH BLVD STE 201 80526 (FUZZY: a shared address, not proof of a shared organization) |
| Lobbying client | STATERA BIOPHARMA, INC. | CO | Federal lobbying (LDA) | name and state |
| SEC filer | Statera Biopharma, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Statera Biopharma, Inc. | CO | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | CLEVELAND BIOLABS, INC. | EIN (EXACT) | ||
| Person page | James J Antal | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Julia R Brown | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Paul E Dicorleto | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Pharmaceutical Preparations, CO first:
- ALLOS THERAPEUTICS INC CO
- ARRAY BIOPHARMA INC CO
- MYOGEN INC CO
- PHARMION CORP CO
- GLOBEIMMUNE INC CO
- AYTU BIOPHARMA, INC CO
- Ampio Pharmaceuticals, Inc. CO
- MusclePharm Corp CO
- United Cannabis Corp CO
- Clovis Oncology, Inc. CO
In other datasets, the same topic (Health) in CO:
- Nonprofit: 3 4 FIGHTING PARKINSONS (Nonprofits (IRS Form 990))
Interests: Pharmaceutical Preparations · Health