IPO registrations (S-1, F-1) · Registrants
ALLOS THERAPEUTICS INC
- SEC CIK
- 1097264 · filings on EDGAR ↗
- Name on the registration
- ALLOS THERAPEUTICS
- Former names
- ALLOS THERAPEUTICS (2000–2002)
- Registration
- Form S-1, first filed 2000-01-26, last 2000-03-27; 1 initial registration, 4 amendments
- Outcome
- Final prospectus filed 2000-03-28
- Industry (SIC)
- Pharmaceutical Preparations 2834
- Incorporated in
- DE
- Business address
- 11080 CIRCLEPOINT ROAD, SUITE 200, Westminster, CO 80020
- EIN
- 54-1655029
- EDGAR entity type
- operating
- Insiders and CEO pay
- ALLOS THERAPEUTICS INC on the corporate pages
Offering terms
- Proposed price range
- $17.00–$19.00 per share (S-1/A filed 2000-03-27)
- Final price
- $18.00 per share, within the range (424B4 filed 2000-03-28, an initial public offering)
- Shares sold
- 5,000,000
- Gross proceeds
- $90,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol ALTH
- Lead underwriters
- Cowen
- Syndicate
- Prudential Securities; Piper Sandler
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: ALLOS THERAPEUTICS, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Allos Therapeutics, Inc. Fuzzy (name and state)
- Business registration: ALLOS THERAPEUTICS Inc. Fuzzy (name and state)
- Form 5500 plan sponsor: ALLOS THERAPEUTICS, INC. EXACT (EIN (EXACT))
- Federal award recipient: ALLOS THERAPEUTICS, INC. Fuzzy (name and state)
- SEC filer: ALLOS THERAPEUTICS INC EXACT (CIK (EXACT))
- Person page: William R Ringo Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2000-01-26 | S-1 | S-1 (registration) | ALLOS THERAPEUTICS | 0001035704-00-000023 ↗ |
| 2000-03-02 | S-1/A | S-1/A (amendment) | ALLOS THERAPEUTICS | 0001035704-00-000118 ↗ |
| 2000-03-17 | S-1/A | S-1/A (amendment) | ALLOS THERAPEUTICS | 0000950134-00-002083 ↗ |
| 2000-03-27 | S-1/A | S-1/A (amendment) | ALLOS THERAPEUTICS | 0000950134-00-002390 ↗ |
| 2000-03-27 | S-1/A | S-1/A (amendment) | ALLOS THERAPEUTICS | 0001035704-00-000205 ↗ |
| 2000-03-28 | 424B4 | 424B4 (final prospectus) | ALLOS THERAPEUTICS | 0000950134-00-002489 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2000-03-27 | S-1/A | registration statement | $17.00–$19.00 | $18.00 | 5,000,000 | $90,000,000 | Nasdaq ALTH | 3 | from the submission text; range, price sentence, shares headline, proceeds computed, cover names 3 | document ↗ |
| 2000-03-28 | 424B4 | final prospectus | $18.00 | 5,000,000 | $90,000,000 | Nasdaq ALTH | 3 | from the submission text; price sentence, shares headline, proceeds table, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Graboyes Marc H | Officer | SVP, General Counsel; VP, General Counsel | 19 | 2006–2012 | |
| HERZIG MARKUS F | Officer | VP Regulatory Affairs | 6 | 2006–2007 | |
| JOHNSON DOUGLAS G | Officer | VP of Manufacturing | 18 | 2006–2008 | |
| Malek Eric | Officer | VP of Corporate Development | 4 | 2006–2007 | |
| Saunders Michael E | Officer | VP, Clinical Development | 4 | 2006–2007 | |
| Clark David C | Officer | Controller; Principal Financial Officer; VP, Finance | 18 | 2006–2012 | |
| DELONG DAVID A | Officer | Vice President, Sales & Market | 1 | 2006 | |
| HOFFMAN STEPHEN J | Director; Director,Officer | Chariman of the Board | 17 | 2006–2012 | |
| HART MICHAEL E | Director,Officer; Other | Chief Executive Officer | 2 | 2006 | |
| BERNS PAUL L | Officer | Chief Executive Officer | 25 | 2006–2012 | |
| CASEY MICHAEL D | Director | 4 | 2006–2009 | ||
| EDWARDS MARK G | Director | 1 | 2006 | ||
| HEN STEWART | Director | 6 | 2006–2010 | ||
| LEFF JONATHAN S | Director | 11 | 2006–2012 | ||
| LYNCH TIMOTHY P | Director | 7 | 2006–2011 | ||
| JAFFE MARVIN | Director | 1 | 2006 | ||
| CARUSO JAMES V | Officer | Chief Commercial Officer | 15 | 2006–2010 | |
| 14159 capital (GP), LLC | TenPercentOwner | 13 | 2006–2009 | ||
| Baker Biotech Capital (GP), LLC | TenPercentOwner | 13 | 2006–2009 | ||
| Baker Bros. Capital (GP), LLC | TenPercentOwner | 12 | 2006–2009 | ||
| Baker Brothers Life Sciences Capital (GP), LLC | TenPercentOwner | 13 | 2006–2009 | ||
| BAKER FELIX | TenPercentOwner | 62 | 2006–2009 | ||
| BAKER JULIAN | TenPercentOwner | 62 | 2006–2009 | ||
| Baker / Tisch Capital (GP), LLC | TenPercentOwner | 10 | 2006–2009 | ||
| RINGO WILLIAM R | Director | 3 | 2007 | person page Fuzzy | |
| CAGNONI PABLO J | Officer | Sr. VP, Chief Medical Officer | 7 | 2007–2009 | |
| LATTS JEFFREY | Director | 8 | 2007–2012 | ||
| BENNETT BRUCE K JR | Officer | VP, Manufacturing; VP, Pharmaceutical Operations | 18 | 2008–2012 | |
| Warburg Pincus Private Equity VIII, L.P. | Director,TenPercentOwner | 2 | 2008–2012 | ||
| STOUT DAVID M | Director | 6 | 2009–2012 | ||
| Morris Charles Q | Officer | Chief Medical Officer | 11 | 2010–2012 | |
| DeSilva Nishan M | Director | 4 | 2010–2011 | ||
| Goldsmith Bruce A | Officer | SVP, Corporate Development; VP, Corporate Development | 9 | 2010–2012 | |
| Schick Michael E | Officer | VP, Sales and Marketing | 11 | 2010–2012 | |
| GONZALO CECILIA | Director | 3 | 2011–2012 | ||
| TURNER JOSEPH L | Director | 3 | 2012 | ||
| KAYE CHARLES R | TenPercentOwner | 1 | 2012 | ||
| Landy Joseph P. | TenPercentOwner | 1 | 2012 | ||
| OLER ABRAHAM N. | Officer | President and Secretary | 1 | 2012 | |
| SAPPHIRE ACQUISITION SUB, INC. | TenPercentOwner | 2 | 2012 | ||
| SHAH BIMAL R. | Officer | CFO and Treasurer | 1 | 2012 | |
| SPECTRUM PHARMACEUTICALS INC | TenPercentOwner | 2 | 2012 | ||
| WARBURG PINCUS & CO. | Director,TenPercentOwner | 1 | 2012 | ||
| WARBURG PINCUS LLC | TenPercentOwner | 1 | 2012 | ||
| Warburg Pincus Partners LLC | Director,TenPercentOwner | 1 | 2012 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Allos Therapeutics, Inc. | CO | State business registries | name and state |
| Business registration | ALLOS THERAPEUTICS Inc. | CO | State business registries | name and state |
| Business registration | ALLOS THERAPEUTICS, INC. | CO | State business registries | name and state |
| Plan sponsor | ALLOS THERAPEUTICS, INC. | NV | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Federal award recipient | ALLOS THERAPEUTICS, INC. | CO | Federal spending (USAspending) | name and state |
| Patent assignee | ALLOS THERAPEUTICS, INC. | CO | Patents (USPTO) | name and state |
| SEC filer | ALLOS THERAPEUTICS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Allos Therapeutics, Inc. | CO | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | ALLOS THERAPEUTICS, INC. | EIN (EXACT) | ||
| Person page | William R Ringo | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Pharmaceutical Preparations, CO first:
- ARRAY BIOPHARMA INC CO
- MYOGEN INC CO
- PHARMION CORP CO
- GLOBEIMMUNE INC CO
- Statera Biopharma, Inc. CO
- AYTU BIOPHARMA, INC CO
- Ampio Pharmaceuticals, Inc. CO
- MusclePharm Corp CO
- United Cannabis Corp CO
- Clovis Oncology, Inc. CO
In other datasets, the same topic (Health) in CO:
- Nonprofit: 3 4 FIGHTING PARKINSONS (Nonprofits (IRS Form 990))
Interests: Pharmaceutical Preparations · Health