IPO registrations (S-1, F-1) · Registrants

Ultra Clean Holdings, Inc.

SEC CIK
1275014 · filings on EDGAR ↗
Name on the registration
ULTRA CLEAN HOLDINGS INC
Former names
ULTRA CLEAN HOLDINGS INC (2004–2015)
Registration
Form S-1, first filed 2004-01-14, last 2013-05-10; 3 initial registrations, 7 amendments
Outcome
Final prospectus filed 2004-03-25; declared effective 2013-06-24; withdrawal requested 2012-08-22
Industry (SIC)
Semiconductors & Related Devices 3674
Incorporated in
DE
Business address
26462 CORPORATE AVENUE, Hayward, CA 94545
EIN
61-1430858
Ticker
UCTT (Nasdaq)
EDGAR entity type
operating
Insiders and CEO pay
Ultra Clean Holdings, Inc. on the corporate pages

Offering terms

Final price
$7.00 per share (424B1 filed 2004-03-25, an initial public offering)
Shares sold
6,000,000
Gross proceeds
$42,000,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol UCTT
Lead underwriters
Credit Suisse; J.P. Morgan; BofA Securities; Piper Sandler
Syndicate
Plaza, 450 Fifth Street, N.W., Washington, D.C (20,549); amounts) December 31 (2,002); Accounts receivable (8,362)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 15

FiledFormWhat it isName as filedEDGAR
2004-01-14S-1S-1 (registration)ULTRA CLEAN HOLDINGS INC0000891618-04-000103 ↗
2004-02-17S-1/AS-1/A (amendment)ULTRA CLEAN HOLDINGS INC0000891618-04-000602 ↗
2004-03-02S-1/AS-1/A (amendment)ULTRA CLEAN HOLDINGS INC0000891618-04-000663 ↗
2004-03-08S-1/AS-1/A (amendment)ULTRA CLEAN HOLDINGS INC0000950134-04-003026 ↗
2004-03-24S-1/AS-1/A (amendment)ULTRA CLEAN HOLDINGS INC0000950134-04-003970 ↗
2004-03-25424B1424B1 (final prospectus)ULTRA CLEAN HOLDINGS INC0000891618-04-000802 ↗
2006-02-07S-1S-1 (registration)ULTRA CLEAN HOLDINGS INC0000891618-06-000058 ↗
2006-02-28S-1/AS-1/A (amendment)ULTRA CLEAN HOLDINGS INC0000950134-06-003891 ↗
2012-08-22RWRW (withdrawal request)ULTRA CLEAN HOLDINGS INC0001193125-12-363873 ↗
2012-11-14S-1S-1 (registration)ULTRA CLEAN HOLDINGS INC0001193125-12-469587 ↗
2013-04-02S-1/AS-1/A (amendment)ULTRA CLEAN HOLDINGS INC0001193125-13-138692 ↗
2013-05-10S-1/AS-1/A (amendment)ULTRA CLEAN HOLDINGS INC0001193125-13-214430 ↗
2013-06-24EFFECTEFFECT (declared effective)ULTRA CLEAN HOLDINGS INC9999999995-13-001883 ↗
2014-09-02EFFECTEFFECT (declared effective)ULTRA CLEAN HOLDINGS INC9999999995-14-002645 ↗
2015-03-04EFFECTEFFECT (declared effective)Ultra Clean Holdings, Inc.9999999995-15-000532 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2004-03-24S-1/Aregistration statement$1.006,000,000$6,000,000Nasdaq UCTT7primary document; price line, shares headline, proceeds computed, underwriting table 3, cover names 4document ↗
2004-03-25424B1final prospectus$7.006,000,000$42,000,000Nasdaq UCTT7primary document; price sentence, shares headline, proceeds computed, underwriting table 3, cover names 4document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
GRANGER CLARENCE LDirector; Director,Officer; OfficerCEO; Chairman and CEO; Chairman And CEO; Interim CEO; President, CEO, COO; President, CEO,COO1442006–2026
FP ULTRA CLEAN LLCTenPercentOwner12006
FRANCISCO PARTNERS LPTenPercentOwner42006–2007
ROHRS THOMAS MDirector82006–2008
HAYWARD DEBORAHOfficer; Officer,TenPercentOwnerPlease see Remarks; Sr Vice Pres, Global Acct Mgmt; Sr Vice President, Sales; Sr. Vice President Sales; Sr. Vice President, Sales; Sr VP Global Acct Mgmt.; SVP, Global Account Mgmt; SVP, Global Acct Mgmt; Vice President Sales; Vice President, Sales472006–2018
KRISHNAN SOWMYAOfficerChief Technology Officer; VP of Technology, CTO42006–2008
SEXTON JACKOfficerChief Financial Officer; Vice President and CFO62006–2009
WIER BRUCEOfficerSr Vice President, Engineering; Sr. Vice President Engineering; SVP, Engineering; Vice President Engineering; Vice President, Engineering392006–2016
BACHMAN BRIAN RDirector42006–2008
BILLAT SUSANDirector; DirectorOther112006–2014
DEB DIPANJANDirector12006
EICHLER KEVIN CDirector; OfficerEVP, CFO; Executive Vice Pres., CFO; President, CFO; Sr Vice Pres, CFO; Sr Vice Pres., CFO; Sr. Vice Pres., CFO; Sr. Vice President, CFO382006–2016
IBNALE DAVID TDirector282006–2026
Mezhvinsky LeonidDirector; Director,Officer; Director,Officer,TenPercentOwner; Officer; Officer,TenPercentOwnerPresident872006–2019
Chen Minors Irrevocable TrustTenPercentOwner22006–2007
Joe & Jenny Chen as Trustees of the Joe Chen & Jenny Chen Revocable Trust Dated 2002TenPercentOwner22006–2007
Leonid & Inna Mezhvinsky as Trustees of the Revocable Trust Agreement of Leonid Mezhvinsky & Inna Mezhvinsky, Dated April 26, 1988TenPercentOwner22006–2007
Mezhvinsky VictorTenPercentOwner32006–2007
Moreman FrankTenPercentOwner32006–2007
Victor Mezhvinsky as Trustee of the Joshua Mezhvinsky 2002 Irrevocable Trust Under Agreement Dated June 4, 2004TenPercentOwner22006–2007
Savage DavidOfficerPresident & COO; President, COO92008–2010
MARXE AUSTIN W & GREENHOUSE DAVID MTenPercentOwner112008–2012
CLEMENTS LINDAOfficerVice President Finance12009
CHENAULT JOHNDirector82009–2015
ADDIEGO GINETTOOfficerPresident and COO; President & COO132011–2014
Bingaman MarkOfficerPlease see Remarks; Sr. VP Supply Chain Management; SVP, Supply Chain412012–2018
LEV LAVIOfficerPresident, Asia; Senior Vice President, Asia; SVP Asia; SVP, Asia302012–2018
AIT HOLDING CO LLCTenPercentOwner182012–2014
HLHZ AIT Holdings, L.L.C.TenPercentOwner182012–2014
LIGGETT EMILY MDirector202014–2026
Scholhamer James PDirector,Officer; OfficerCEO; Chief Executive Officer402015–2024
EDMAN THOMAS TDirector162015–2026person page Fuzzy
SCHERER BARBARA VAUGHNDirector132015–2024
Brumm SheriOfficerCFO; CFO and SVP Finance; CFO, SVP Finance and Secretary; SVP, Finance & CAO642016–2026
Henderson Michael RoyOfficerSVP, Engineering102016–2018
Andreson JeffDirector22017
D'Ercole RonaldOfficerSVP, Global Quality; SVP, Quality182017–2018
Speirs DavidOfficerSVP, North America152017–2018
Sterling JoanOfficerSVP, Global Human Resources; SVP, Human Resources322017–2021
WILLIAMS WILLIAM JOEOfficerPlease see Remarks; President, Products Business; SVP, Customer Business Mgmt432017–2022
MADDOCK ERNEST EDirector122018–2026
Nicholas Scott H.OfficerPlease see Remarks12018
Chinnasami Vijayan S.OfficerChief Operating Officer112019–2023
Bentinck BillOfficerPresident, Services Business; Pres, Semiconductor Svcs Bus.172019–2025
Siu ChrisOfficerChief Accounting Officer & SVP122019–2022
Cho Paul YoonkuOfficerGeneral Counsel and Secretary312019–2026
Seto Jacqueline A.Director112019–2026
Widmann AmirOfficerPresident, Fluid Solutions22021
McKibben Jeffrey L.OfficerChief Information Officer232021–2026
Palfrey Jamie J.OfficerSVP, Global Human Resources282021–2026
Cook Christopher SOfficerPresident, Products Div; President, Products Division142022–2026
HARDING BRIAN EOfficerChief Accounting Officer182022–2026
Bajwa HarjinderOfficerChief Operating Officer72024–2025
Solomon JoanneDirector42025–2026
Johnson Samuel WilliamsOfficerSVP, Services Business32025–2026
Xiao JinsongOfficerChief Executive Officer32025–2026
Wunar Robert AnthonyOfficerChief Operating Officer22026
Keogh Michael DennisOfficerChief Financial Officer22026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationULTRA CLEAN HOLDINGS INCCAState business registriesname and state
Patent assigneeULTRA CLEAN HOLDINGS, INC.CAPatents (USPTO)name and state
SEC filerUltra Clean Holdings, Inc.SEC filers (EDGAR)CIK (EXACT)
Trademark ownerUltra Clean Holdings, Inc.CATrademarks (USPTO)name and state
Person pageThomas T EdmanPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

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Interests: Semiconductors & Related Devices · Technology