IPO registrations (S-1, F-1) · Registrants
LUNA INNOVATIONS INC
- SEC CIK
- 1239819 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2006-02-10, last 2006-06-02; 1 initial registration, 8 amendments
- Outcome
- Final prospectus filed 2006-06-06; declared effective 2006-06-02
- Industry (SIC)
- Services-Commercial Physical & Biological Research 8731
- Incorporated in
- DE
- Business address
- 301 FIRST STREET SW, SUITE 200, Roanoke, VA 24011
- EDGAR entity type
- operating
- Insiders and CEO pay
- LUNA INNOVATIONS INC on the corporate pages
Offering terms
- Proposed price range
- $6.00–$8.00 per share (S-1/A filed 2006-06-02)
- Final price
- $6.00 per share, within the range (424B4 filed 2006-06-06, an initial public offering)
- Shares sold
- 3,500,000
- Gross proceeds
- $21,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol LUNA
- Lead underwriters
- ThinkEquity
- Syndicate
- Merriman Curhan Ford & Co
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: LUNA INNOVATIONS INC Fuzzy (name and state)
- Business registration: Luna Innovations Incorporated Fuzzy (name and state)
- Business registration: LUNA INNOVATIONS INCORPORATED Fuzzy (name and state)
- Federal award recipient: LUNA INNOVATIONS INCORPORATED Fuzzy (name and state)
- Federal award recipient: LUNA INNOVATIONS INCORPORATED Fuzzy (name and state)
- Form D issuer: LUNA INNOVATIONS INC EXACT (CIK (EXACT))
- SEC filer: LUNA INNOVATIONS INC EXACT (CIK (EXACT))
- Person page: Edward G Murphy Md Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Neil D Wilkin Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Pamela L Coe Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 11
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2006-02-10 | S-1 | S-1 (registration) | LUNA INNOVATIONS INC | 0001193125-06-027048 ↗ |
| 2006-03-06 | S-1/A | S-1/A (amendment) | LUNA INNOVATIONS INC | 0001193125-06-046057 ↗ |
| 2006-04-10 | S-1/A | S-1/A (amendment) | LUNA INNOVATIONS INC | 0001193125-06-076404 ↗ |
| 2006-04-28 | S-1/A | S-1/A (amendment) | LUNA INNOVATIONS INC | 0001193125-06-092316 ↗ |
| 2006-05-09 | S-1/A | S-1/A (amendment) | LUNA INNOVATIONS INC | 0001193125-06-104652 ↗ |
| 2006-05-19 | S-1/A | S-1/A (amendment) | LUNA INNOVATIONS INC | 0001193125-06-116363 ↗ |
| 2006-05-31 | S-1/A | S-1/A (amendment) | LUNA INNOVATIONS INC | 0001193125-06-122103 ↗ |
| 2006-06-02 | S-1/A | S-1/A (amendment) | LUNA INNOVATIONS INC | 0001193125-06-123279 ↗ |
| 2006-06-02 | S-1/A | S-1/A (amendment) | LUNA INNOVATIONS INC | 0001193125-06-123462 ↗ |
| 2006-06-02 | EFFECT | EFFECT (declared effective) | LUNA INNOVATIONS INC | 9999999995-06-000171 ↗ |
| 2006-06-06 | 424B4 | 424B4 (final prospectus) | LUNA INNOVATIONS INC | 0001193125-06-124925 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2006-06-02 | S-1/A | registration statement | $6.00–$8.00 | 3,500,000 | - | Nasdaq LUNA | 2 | primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 2 | document ↗ | |
| 2006-06-06 | 424B4 | final prospectus | $6.00 | 3,500,000 | $21,000,000 | Nasdaq LUNA | 2 | primary document; price sentence, shares headline, proceeds table, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ANDERSON N LEIGH | Director | 35 | 2006–2025 | ||
| Backus John G | Director | 13 | 2006–2009 | ||
| Carilion Clinic | TenPercentOwner | 38 | 2006–2019 | ||
| Engebritson Lori D | Officer | VP Human Resources | 2 | 2006–2007 | |
| Ferris Kenneth D | Officer | President Advanced System Div; President, Advanced Systems | 4 | 2006–2008 | |
| Goehrke John T | Officer; Other | Chief Operating Officer | 4 | 2006–2007 | |
| Graeff Scott A | Director,Officer; Officer | CCO; CFO, Executive VP Corp. Dev.; Chief Executive Officer; Chief Strategy Officer; COO; Interim CFO; CCO; Interim CFO, CCO & Treasurer | 50 | 2006–2024 | |
| Hullman Aaron S | Officer | Vice Pres. and General Counsel; VP, General Counsel, Secretary | 5 | 2006–2007 | |
| Kilberg Bobbie G | Director | 14 | 2006–2009 | ||
| Lenk Robert P | Officer | President, Luna nanoWorks Div | 4 | 2006–2008 | |
| Meller Scott A | Officer | President Contract Research Gp; Pres. Technology Development; Pres., Technology Development | 8 | 2006–2008 | |
| Murphy Edward G | Director; Director,TenPercentOwner | 18 | 2006–2012 | person page Fuzzy | |
| Murphy Kent A | Director,Officer,TenPercentOwner; Director,TenPercentOwner; TenPercentOwner | CEO; CEO, President, Treasurer; Chairman, CEO, Pres. and Treas | 12 | 2006–2014 | |
| Plowman C Benson | Officer | SR VP, Corp Bus Development; VP Sales; VP, Sales and Marketing | 5 | 2006–2008 | |
| ROEDEL RICHARD | Director; Director,Officer | Interim Exec Chair/President | 84 | 2006–2024 | |
| Torgersen Paul E | Director | 9 | 2006–2007 | ||
| Messick Dale E | Officer | CFO; Chief Financial Officer; Interim President and COO | 25 | 2006–2019 | |
| Daniels Michael A | Director | 9 | 2007–2009 | ||
| Holt Kevin Walker | Officer | VP & General Counsel | 1 | 2008 | |
| Murphy Jonathan Edward | Officer | VP Human Resources | 1 | 2008 | |
| Soller Brian Joseph | Officer | President, Products Division | 1 | 2008 | |
| Kemper Talfourd Haas Jr. | Officer | VP & General Counsel | 7 | 2008–2014 | |
| Froggatt Mark | Officer | Chief Technology Officer; CTO | 6 | 2009–2013 | |
| Dalhouse Warner | Director | 28 | 2010–2015 | ||
| WILLIAMSON JOHN B III | Director | 52 | 2010–2020 | ||
| COOL JONATHAN | Director; Director,Officer | Acting President and COO | 15 | 2010–2012 | |
| Chung My E. | Director,Officer; Officer | President & CEO | 13 | 2011–2017 | |
| Wise Michael W. | Director | 23 | 2011–2020 | ||
| WILKIN NEIL D JR | Director | 5 | 2012–2014 | person page Fuzzy | |
| Coringrato Ed J Jr. | Director | 2 | 2015 | ||
| Pastor Donald | Director | 11 | 2015–2021 | ||
| SPIEGEL GARY | Director | 19 | 2015–2025 | ||
| PHELPS BARRY | Director | 38 | 2017–2024 | ||
| VITALE MARY BETH | Director | 27 | 2019–2024 | ||
| Nestro Gene | Officer | Chief Financial Officer | 15 | 2019–2023 | |
| Soller Brian | Officer | Chief Operating Officer; Chief Technology Officer | 15 | 2021–2024 | |
| Coe Pamela L | Director | 16 | 2021–2024 | person page Fuzzy | |
| Gomez-Quintero George | Officer | Chief Financial Officer | 3 | 2023–2024 | |
| Chanley David | Director | 2 | 2023–2024 | ||
| Roiko John Charles | Officer | Chief Financial Officer | 1 | 2024 | |
| Ilcisin Kevin | Director,Officer | President & CEO | 1 | 2024 | |
| Phelan William Lawrence | Officer | Chief Financial Officer | 2 | 2024 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2024-02-08 | LUNA INNOVATIONS INC | Other Technology | $62,500,000 | $50,000,000 | 3 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | LUNA INNOVATIONS INC | VA | State business registries | name and state |
| Business registration | Luna Innovations Incorporated | VA | State business registries | name and state |
| Business registration | LUNA INNOVATIONS INCORPORATED | VA | State business registries | name and state |
| Plan sponsor | LUNA INNOVATIONS INCORPORATED | VA | Form 5500 (employee benefit plans) | name and state |
| Federal award recipient | LUNA INNOVATIONS INCORPORATED | VA | Federal spending (USAspending) | name and state |
| Federal award recipient | LUNA INNOVATIONS INCORPORATED | VA | Federal spending (USAspending) | name and state |
| Form D issuer | LUNA INNOVATIONS INC | VA | Form D private offerings | CIK (EXACT) |
| Patent assignee | Luna Innovations Incorporated | VA | Patents (USPTO) | name and state |
| SEC filer | LUNA INNOVATIONS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Luna Innovations Incorporated | VA | Trademarks (USPTO) | name and state |
| Person page | Edward G Murphy Md | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Neil D Wilkin Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Pamela L Coe | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Commercial Physical & Biological Research, VA first:
- PRA INTERNATIONAL INC VA
- COMBICHEM INC CA
- AURORA BIOSCIENCES CORP CA
- DGI RESOLUTION INC K6
- QUEST DIAGNOSTICS INVESTMENTS INC NJ
- SIGNAL PHARMACEUTICALS INC CA
- CURAGEN CORP MA
- DELTAGEN INC CA
- BIORELIANCE CORP MD
- KENDLE INTERNATIONAL INC OH
In other datasets, the same topic (Medical research) in VA:
- Form D issuer: Acomhal Research, Inc. (Form D private offerings)
- Nonprofit: ABBYSTRONG FIGHTS NPC (Nonprofits (IRS Form 990))
Interests: Services-Commercial Physical & Biological Research · Medical research