IPO registrations (S-1, F-1) · Registrants
KENDLE INTERNATIONAL INC
- SEC CIK
- 1039151 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1997-07-02, last 1998-05-22; 2 initial registrations, 3 amendments
- Outcome
- Final prospectus filed 1997-08-22
- Industry (SIC)
- Services-Commercial Physical & Biological Research 8731
- Incorporated in
- OH
- Business address
- 441 VINE ST, SUITE 500, Cincinnati, OH 45202-2902
- EIN
- 31-1274091
- EDGAR entity type
- operating
- Insiders and CEO pay
- KENDLE INTERNATIONAL INC on the corporate pages
Offering terms
- Proposed price range
- $12.00–$14.00 per share (S-1/A filed 1997-08-21)
- Final price
- $14.00 per share, within the range (424B1 filed 1997-08-22, an initial public offering)
- Shares sold
- 3,600,000
- Gross proceeds
- $50,400,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol KNDL
- Lead underwriters
- Lehman Brothers (1,400,000 shares); J.C. Bradford & Co (1,400,000 shares)
- Syndicate
- Credit Suisse (100,000); Hambrecht & Quist (100,000); Montgomery Securities (100,000); UBS (100,000); Adams Harkness (50,000); William Blair (50,000); Cowen (50,000); Equitable Securities Corporation (50,000); KeyBanc Capital Markets (50,000); Pennsylvania Merchant Group Ltd (50,000); Scott & Stringfellow, Inc (50,000); Vector Securities International, Inc (50,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: KENDLE INTERNATIONAL INC EXACT (EIN (EXACT))
- SEC filer: KENDLE INTERNATIONAL INC EXACT (CIK (EXACT))
- Person page: Robert R Buck Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-07-02 | S-1 | S-1 (registration) | KENDLE INTERNATIONAL INC | 0000950152-97-004975 ↗ |
| 1997-07-23 | S-1/A | S-1/A (amendment) | KENDLE INTERNATIONAL INC | 0000950128-97-000856 ↗ |
| 1997-08-14 | S-1/A | S-1/A (amendment) | KENDLE INTERNATIONAL INC | 0000950152-97-006077 ↗ |
| 1997-08-21 | S-1/A | S-1/A (amendment) | KENDLE INTERNATIONAL INC | 0000950152-97-006163 ↗ |
| 1997-08-22 | 424B1 | 424B1 (final prospectus) | KENDLE INTERNATIONAL INC | 0000950152-97-006185 ↗ |
| 1998-05-22 | S-1 | S-1 (registration) | KENDLE INTERNATIONAL INC | 0000950152-98-004852 ↗ |
| 1998-06-24 | 424B4 | 424B4 (final prospectus) | KENDLE INTERNATIONAL INC | 0000950152-98-005531 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-08-21 | S-1/A | registration statement | $12.00–$14.00 | 3,600,000 | - | Nasdaq KNDL | 2 | from the submission text; range, shares headline, cover names 2 | document ↗ | |
| 1997-08-22 | 424B1 | final prospectus | $14.00 | 3,600,000 | $50,400,000 | Nasdaq KNDL | 14 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 14, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BUCK ROBERT R | Director | 29 | 2006–2011 | person page Fuzzy | |
| GEIS G STEVEN | Director | 30 | 2006–2011 | ||
| HARRISON DONALD C | Director | 27 | 2006–2011 | ||
| JOHNSON TIMOTHY E ET AL | Director | 30 | 2006–2011 | ||
| RUSS FREDERICK A | Director | 28 | 2006–2011 | ||
| SIMPSON ROBERT C | Director | 8 | 2006–2007 | ||
| BERGEN CHRISTOPHER C | Director; Director,Officer; Director,Officer,TenPercentOwner | COO; Executive Vice President, CAO; President and COO | 61 | 2006–2011 | |
| KENDLE CANDACE B | Director; Director,Officer; Director,Officer,TenPercentOwner | Chairman of the Board and CEO | 61 | 2006–2011 | |
| HIGGINBOTHAM SIMON S | Officer | President; Senior Vice President, CMO; Sr. VP/Chief Marketing Officer; VP and Chief Marketing Officer | 9 | 2006–2010 | |
| BRENKERT KARL III | Officer | Senior VP, CFO | 3 | 2006–2009 | |
| FELLER MARTHA R. | Officer | Sr. Vice President | 3 | 2007 | |
| MOONEY TIMOTHY M | Director | 15 | 2008–2011 | ||
| Cheesman Keith A | Officer | Senior VP, CFO | 5 | 2009–2011 | |
| Cutler Stephen A | Officer | Chief Executive Officer; Senior VP, COO | 6 | 2009–2011 | |
| Roseman Mark J | Officer | Sr. VP/Chief Marketing Officer | 4 | 2010–2011 | |
| Macdonald D. Jamie | Officer | Sr. VP, COO | 3 | 2011 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Contractor | KENDLE INTERNATIONAL INC | OH | Nonprofit contractors (Form 990) | name and state |
| Plan sponsor | KENDLE INTERNATIONAL INC | OH | Form 5500 (employee benefit plans) | name and state |
| SEC filer | KENDLE INTERNATIONAL INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Kendle International, Inc. | OH | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | KENDLE INTERNATIONAL INC | EIN (EXACT) | ||
| Person page | Robert R Buck | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Commercial Physical & Biological Research, OH first:
- Medpace Holdings, Inc. OH
- NETMED INC OH
- COMBICHEM INC CA
- AURORA BIOSCIENCES CORP CA
- DGI RESOLUTION INC K6
- PRA INTERNATIONAL INC VA
- QUEST DIAGNOSTICS INVESTMENTS INC NJ
- SIGNAL PHARMACEUTICALS INC CA
- CURAGEN CORP MA
- DELTAGEN INC CA
In other datasets, the same topic (Medical research) in OH:
- Form D issuer: Advanced Nanotherapies Inc. (Form D private offerings)
- Nonprofit: 46BROOKLYN RESEARCH (Nonprofits (IRS Form 990))
Interests: Services-Commercial Physical & Biological Research · Medical research