IPO registrations (S-1, F-1) · Registrants

PHOENIX COMPANIES INC/DE

SEC CIK

1129633 · filings on EDGAR ↗

Registration

Form S-1, first filed 2001-02-09, last 2001-12-14; 2 initial registrations, 6 amendments

Outcome

Final prospectus filed 2001-06-20

Industry (SIC)

Life Insurance 6311

Incorporated in

DE

Business address

ONE AMERICAN ROW, PO BOX 5056, Hartford, CT 061025056

EIN

06-0493340

EDGAR entity type

operating

Insiders and CEO pay

PHOENIX COMPANIES INC/DE on the corporate pages

Offering terms

Proposed price range

$14.50–$17.00 per share (S-1/A filed 2001-06-18)

Final price

$17.50 per share, above the range (424B4 filed 2001-06-20, an initial public offering)

Shares sold

48,800,000

Gross proceeds

$854,000,000 before underwriting discounts and any over-allotment option

Listing

NYSE under the symbol PNX

Lead underwriters

Morgan Stanley; Merrill Lynch (9,368,800 shares); A.G. Edwards (4,684,400 shares); Bear Stearns (4,684,400 shares); Deutsche Bank (4,684,400 shares); UBS (4,684,400 shares)

Syndicate

ABN AMRO (75,000); Advest, Inc (245,250); BofA Securities (245,250); Barrington Research Associates, Inc (75,000); BMO Capital Markets (75,000); BNY Capital Markets, Inc (245,250); Conning & Company (75,000); Dresdner Kleinwort Wasserstein (75,000); Fox-Pitt, Kelton Inc (245,250); Janney Montgomery Scott (75,000); Edward D. Jones & Co. L.P (75,000); KBW (75,000); Morgan Keegan (75,000); Neuberger Berman, LLC (75,000); Putnam, Lovell & Thorton Inc (75,000); Wachovia (75,000); Siebert Williams Shank (75,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

On this site

• Business registration: NASSAU LIFE INSURANCE COMPANY EXACT (EIN (EXACT, as the state registration reports it))
• Form 5500 plan sponsor: THE PHOENIX COMPANIES, INC. EXACT (EIN (EXACT))
• Form D issuer: PHOENIX COMPANIES INC/DE EXACT (CIK (EXACT))
• SEC filer: PHOENIX COMPANIES INC/DE EXACT (CIK (EXACT))
• Person page: Augustus K Oliver Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
• Person page: Bonnie J Malley Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
• Person page: George R Aylward Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
• Person page: Jody A Beresin Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
• Person page: John E Haire Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
• Person page: Philip K Polkinghorn Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
• Person page: Westley V Thompson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))

Filings 12

Prospectus pages read 2

Officers, directors and large holders Forms 3, 4 and 5

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Life Insurance, CT first:

• PHL VARIABLE INSURANCE CO /CT/ CT
• HARTFORD LIFE INC CT
• Merit Life Insurance Co. CT
• TALCOTT RESOLUTION LIFE INSURANCE CO CT
• VOYA RETIREMENT INSURANCE & ANNUITY Co CT
• C M LIFE INSURANCE CO CT
• Crown Alliance Capital Ltd A6
• PROTECTIVE LIFE & ANNUITY INSURANCE CO AL
• PROTECTIVE LIFE INSURANCE CO AL
• TRANSAMERICA ADVISORS LIFE INSURANCE Co AR

More with this interest.

In other datasets, the same topic (Insurance) in CT:

• Form D issuer: Asterisk Financial Group, Inc. (Form D private offerings)
• Lobbying client: AETNA (Federal lobbying (LDA))

Interests: Life Insurance · Insurance