IPO registrations (S-1, F-1) · Registrants
LANTRONIX INC
- SEC CIK
- 1114925 · filings on EDGAR ↗
- Former names
- LANTRONIX (2000–2001)
- Registration
- Form S-1, first filed 2000-05-19, last 2001-07-13; 2 initial registrations, 6 amendments
- Outcome
- Final prospectus filed 2000-08-04
- Industry (SIC)
- Computer Communications Equipment 3576
- Incorporated in
- DE
- Business address
- 48 DISCOVERY, SUITE 250, Irvine, CA 92618
- EIN
- 33-0362767
- Ticker
- LTRX (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- LANTRONIX INC on the corporate pages
Offering terms
- Proposed price range
- $14.00–$16.00 per share (S-1/A filed 2000-08-02)
- Final price
- $10.00 per share, below the range (424B4 filed 2000-08-04, an initial public offering)
- Shares sold
- 6,000,000
- Gross proceeds
- $60,000,000 before underwriting discounts and any over-allotment option
- Lead underwriters
- Donaldson, Lufkin & Jenrette; Lehman Brothers
- Syndicate
- Inside Front Cover; Inside Gatefold
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: LANTRONIX, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: LANTRONIX, INC. Fuzzy (name and state)
- Business registration: LANTRONIX, INC. Fuzzy (name and state)
- Business registration: LANTRONIX, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: LANTRONIX EXACT (EIN (EXACT))
- Federal award recipient: LANTRONIX, INC. Fuzzy (name and state)
- Form D issuer: LANTRONIX INC EXACT (CIK (EXACT))
- SEC filer: LANTRONIX INC EXACT (CIK (EXACT))
- Person page: Kevin S Palatnik Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Paul F Folino Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: William J Nasgovitz Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2000-05-19 | S-1 | S-1 (registration) | LANTRONIX | 0001012870-00-002999 ↗ |
| 2000-06-13 | S-1/A | S-1/A (amendment) | LANTRONIX | 0001012870-00-003348 ↗ |
| 2000-06-23 | S-1/A | S-1/A (amendment) | LANTRONIX | 0001017062-00-001422 ↗ |
| 2000-07-13 | S-1/A | S-1/A (amendment) | LANTRONIX | 0001017062-00-001492 ↗ |
| 2000-08-02 | S-1/A | S-1/A (amendment) | LANTRONIX | 0001017062-00-001592 ↗ |
| 2000-08-04 | 424B4 | 424B4 (final prospectus) | LANTRONIX | 0001017062-00-001606 ↗ |
| 2001-06-14 | S-1 | S-1 (registration) | LANTRONIX INC | 0001017062-01-500455 ↗ |
| 2001-06-22 | S-1/A | S-1/A (amendment) | LANTRONIX INC | 0000898430-01-501083 ↗ |
| 2001-07-13 | S-1/A | S-1/A (amendment) | LANTRONIX INC | 0001017062-01-500600 ↗ |
| 2001-07-17 | 424B4 | 424B4 (final prospectus) | LANTRONIX INC | 0001021408-01-503527 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2000-08-02 | S-1/A | registration statement | $14.00–$16.00 | $15.00 | 9,000,000 | $135,000,000 | 4 | primary document; range, price sentence, shares headline, proceeds computed, cover names 4 | document ↗ | |
| 2000-08-04 | 424B4 | final prospectus | $10.00 | 6,000,000 | $60,000,000 | 4 | primary document; price sentence, shares headline, proceeds table, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| CROSS ROBERT A | Other | 2 | 2006–2007 | ||
| HUMPHREY CHRISTOPHER | Other | 1 | 2006 | ||
| KERRIGAN JAMES W | Officer | CFO and Secretary; Chief Financial Officer; Interim CFO | 4 | 2006–2011 | |
| NUSSBAUM MARC H | Officer | chief executive officer; Chief Executive Officer | 5 | 2006–2007 | |
| SCHAFER DAVID | Other | 2 | 2006–2007 | ||
| WARWICK JOHN | Other | 1 | 2006 | ||
| Whitaker Jeremy | Officer; Other | CFO; CFO and Secretary; Chief Financial Officer; Chief Financial Officer and Co; Interim CEO and CFO; Interim CEO & CFO | 65 | 2006–2024 | |
| Empire Capital Management, L.L.C. | TenPercentOwner | 14 | 2006–2009 | ||
| Sakai Reagan | Officer | Chief Financial Officer; Financial Officer | 10 | 2006–2011 | |
| BURTON THOMAS W | Director; Other | 2 | 2006–2008 | ||
| DESAI HK | Director | 1 | 2006 | ||
| LEWIS KATHRYN B | Director | 1 | 2006 | ||
| SLAYEN HOWARD T | Director | 13 | 2006–2011 | ||
| WITTENSCHLAEGER THOMAS MICHAEL | Director | 10 | 2007–2011 | ||
| Brown Curtis D | Director | 6 | 2007–2009 | ||
| BRUSCHA BERNHARD | Director; Director,TenPercentOwner; TenPercentOwner | 81 | 2007–2025 | ||
| Sanders Larry D | Director; Officer | Interim CEO | 11 | 2008–2011 | |
| Chase Jerry D | Director,Officer | President & CEO | 10 | 2008–2011 | |
| TL Investment GmbH | Officer,TenPercentOwner; TenPercentOwner | PRESIDENT & CEO | 47 | 2008–2016 | |
| SOLOMON LEWIS | Director | 6 | 2008–2009 | ||
| NASGOVITZ WILLIAM J | Other; TenPercentOwner | 2 | 2009–2010 | person page Fuzzy | |
| Lima Marcelo G | Director | 2 | 2010 | ||
| Rehfeld John E | Director | 7 | 2010–2012 | ||
| PRINTER HOSHI | Director | 56 | 2010–2026 | ||
| Busch Kurt | Director,Officer; Officer | CEO; CEO and Pres.; Chief Executive Officer; President and CEO | 14 | 2011–2015 | |
| FOLINO PAUL F | Director | 49 | 2012–2023 | person page Fuzzy | |
| EDWARDS BRUCE C | Director | 32 | 2012–2020 | ||
| Fink Michael Andrew | Officer | Vice President of Operations | 14 | 2013–2017 | |
| Miller Daryl R | Officer | Vice President of Engineering; VP, Engineering; VP of Engineering | 26 | 2013–2018 | |
| Robinson Robert O. | Officer | VP, World Wide Sales | 9 | 2013–2015 | |
| Scheuerman Kurt E | Officer | VP, General Counsel | 14 | 2013–2017 | |
| Benck Jeff | Director,Officer; Officer | Chief Executive Offcer; Chief Executive Officer | 21 | 2015–2019 | |
| Datla Sanjeev | Officer | Chief Technology Officer | 5 | 2016–2017 | |
| Yoder Kevin | Officer | VP of Worldwide Sales | 17 | 2016–2020 | |
| HALE MARTIN M JR | Director; Director,TenPercentOwner | 9 | 2016–2020 | ||
| Hakam Fathi | Officer | Vice President of Engineering | 20 | 2018–2022 | |
| Pickle Paul H | Director,Officer | President & CEO | 30 | 2019–2023 | |
| EVASHENK MARGARET A | Director | 11 | 2019–2022 | ||
| Holliday Roger | Officer | VP of Worldwide Sales | 27 | 2020–2023 | |
| Nguyen Heidi | Director | 8 | 2021–2023 | ||
| Cohenour Jason | Director | 7 | 2022–2024 | ||
| Hoang Phu | Director | 6 | 2022–2024 | ||
| Bass Eric | Officer | VP of Engineering | 4 | 2023–2024 | |
| BRACE PHILIP G | Director | 9 | 2023–2024 | ||
| Awsare Saleel | Director,Officer | President & CEO | 23 | 2023–2026 | |
| Steele Christa | Director | 5 | 2024 | ||
| Gurusamy Mathi | Officer | Chief Product & Strategy Ofc; Chief Product & Strategy Ofcr; Chief Strategy Officer; *** See Remarks; ***See Remarks | 14 | 2024–2026 | |
| Hoff Kurt W | Director; Officer | Chief Revenue Officer; VP, Worldwide Sales | 13 | 2024–2026 | |
| Stringham Brent Michael | Officer | Chief Acctg Ofcr, Interim CFO; Chief Financial Officer; See Remarks; See Remarks below | 13 | 2024–2026 | |
| Derhacobian Narbeh | Director | 7 | 2024–2026 | ||
| Palatnik Kevin S. | Director | 6 | 2024–2026 | person page Fuzzy | |
| Chittipeddi Sailesh | Director | 5 | 2025–2026 | ||
| Auker James Chris | Director | 4 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2016-06-20 | LANTRONIX INC | Other Technology | $2,000,000 | $2,000,000 | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | LANTRONIX, INC. | CA | State business registries | name and state |
| Business registration | LANTRONIX, INC. | CA | State business registries | name and state |
| Business registration | LANTRONIX, INC. | CA | State business registries | name and state |
| Business registration | LANTRONIX, INC. | CA | State business registries | name and state |
| Plan sponsor | LANTRONIX | CA | Form 5500 (employee benefit plans) | name and state |
| Federal award recipient | LANTRONIX, INC. | CA | Federal spending (USAspending) | name and state |
| Form D issuer | LANTRONIX INC | CA | Form D private offerings | CIK (EXACT) |
| Patent assignee | LANTRONIX, INC. | CA | Patents (USPTO) | name and state |
| SEC filer | LANTRONIX INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Lantronix, Inc. | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | LANTRONIX | EIN (EXACT) | ||
| Person page | Kevin S Palatnik | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Paul F Folino | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | William J Nasgovitz | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Computer Communications Equipment, CA first:
- BROCADE COMMUNICATIONS SYSTEMS INC CA
- NETOPIA INC CA
- JUNIPER NETWORKS INC CA
- COSINE COMMUNICATIONS INC CA
- NETSCREEN TECHNOLOGIES INC CA
- FOUNDRY NETWORKS LLC CA
- FORCE10 NETWORKS INC CA
- SKYSTREAM NETWORKS INC CA
- OCCAM NETWORKS INC/DE CA
- AVISTAR COMMUNICATIONS CORP CA
In other datasets, the same topic (Manufacturing) in CA:
- Form D issuer: 3 DAY BLINDS Corp (Form D private offerings)
- Lobbying client: 1776 PHARMACEUTICALS LLC (Federal lobbying (LDA))
Interests: Computer Communications Equipment · Manufacturing