IPO registrations (S-1, F-1) · Registrants
BROCADE COMMUNICATIONS SYSTEMS INC
- SEC CIK
- 1009626 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1999-03-19, last 1999-05-24; 1 initial registration, 6 amendments
- Outcome
- Final prospectus filed 1999-05-25
- Industry (SIC)
- Computer Communications Equipment 3576
- Incorporated in
- DE
- Business address
- 130 HOLGER WAY, San Jose, CA 95134-1376
- EIN
- 77-0409517
- EDGAR entity type
- operating
- Insiders and CEO pay
- BROCADE COMMUNICATIONS SYSTEMS INC on the corporate pages
Offering terms
- Final price
- $19.00 per share (424B1 filed 1999-05-25, an initial public offering)
- Shares sold
- 3,250,000
- Gross proceeds
- $61,750,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol BRCD
- Lead underwriters
- Morgan Stanley
- Syndicate
- BT Alex. Brown (632,500); RBC Capital Markets; BofA Securities (80,000); Robertson Stephens (80,000); L.H. Friend, Weinress, Frankson & Presson (80,000); Edward D. Jones & Co., L.P (80,000); Morgan Keegan (80,000); Needham & Company (80,000); Brad Peery Inc (80,000); SoundView (80,000); Piper Sandler (80,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: BROCADE COMMUNICATIONS SYSTEMS, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: BROCADE COMMUNICATIONS SYSTEMS LLC EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Brocade Communications Systems, Inc. Fuzzy (name and state)
- Business registration: Brocade Communications Systems, Inc. Fuzzy (name and state)
- Business registration: BROCADE COMMUNICATIONS SYSTEMS INC. Fuzzy (name and state)
- Business registration: BROCADE COMMUNICATIONS SYSTEMS, INC. Fuzzy (name and state)
- Business registration: Brocade Communications Systems LLC Fuzzy (name and state)
- Business registration: Brocade Communications Systems LLC Fuzzy (name and state)
- Business registration: Brocade Communications Systems LLC Fuzzy (name and state)
- Business registration: BROCADE COMMUNICATIONS SYSTEMS LLC Fuzzy (name and state)
- Business registration: BROCADE COMMUNICATIONS SYSTEMS LLC Fuzzy (name and state)
- Form 5500 plan sponsor: BROCADE COMMUNICATIONS SYSTEMS, INC. EXACT (EIN (EXACT))
- Federal award recipient: BROCADE COMMUNICATIONS SYSTEMS LLC Fuzzy (name and state)
- Lobbying client: BROCADE COMMUNICATIONS SYSTEMS INC Fuzzy (name and state)
- Lobbying client: BROCADE COMMUNICATIONS SYSTEMS, INC Fuzzy (name and state)
- Lobbying client: BROCADE COMMUNICATIONS SYSTEMS, INC. Fuzzy (name and state)
- SEC filer: BROCADE COMMUNICATIONS SYSTEMS INC EXACT (CIK (EXACT))
Filings 9
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-03-19 | S-1 | S-1 (registration) | BROCADE COMMUNICATIONS SYSTEMS INC | 0000891618-99-001026 ↗ |
| 1999-04-15 | S-1/A | S-1/A (amendment) | BROCADE COMMUNICATIONS SYSTEMS INC | 0000891618-99-001591 ↗ |
| 1999-04-28 | S-1/A | S-1/A (amendment) | BROCADE COMMUNICATIONS SYSTEMS INC | 0000891618-99-001855 ↗ |
| 1999-05-05 | S-1/A | S-1/A (amendment) | BROCADE COMMUNICATIONS SYSTEMS INC | 0000891618-99-002016 ↗ |
| 1999-05-18 | S-1/A | S-1/A (amendment) | BROCADE COMMUNICATIONS SYSTEMS INC | 0000891618-99-002339 ↗ |
| 1999-05-21 | S-1/A | S-1/A (amendment) | BROCADE COMMUNICATIONS SYSTEMS INC | 0000891618-99-002392 ↗ |
| 1999-05-24 | S-1/A | S-1/A (amendment) | BROCADE COMMUNICATIONS SYSTEMS INC | 0000891618-99-002409 ↗ |
| 1999-05-25 | 424B1 | 424B1 (final prospectus) | BROCADE COMMUNICATIONS SYSTEMS INC | 0000891618-99-002430 ↗ |
| 1999-05-25 | S-1MEF | S-1MEF (added securities) | BROCADE COMMUNICATIONS SYSTEMS INC | 0000891618-99-002435 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-05-24 | S-1/A | registration statement | $4.00 | 523,250 | $2,093,000 | 0 | from the submission text; price line, shares headline, proceeds computed | document ↗ | ||
| 1999-05-25 | 424B1 | final prospectus | $19.00 | 3,250,000 | $61,750,000 | Nasdaq BRCD | 12 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 10, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| HOUSE DAVID L | Director | 22 | 2006–2017 | ||
| KLAYKO MICHAEL | Director,Officer; Officer | CEO; Chief Executive Officer | 36 | 2006–2013 | |
| Whiting Ian Edward | Officer | Senior VP, World Wide Sales; SVP, World Wide Sales; SVP, WW Sales; SVP, WW Sales & Marketing; VP, General Manager DCI; VP, WW Sales | 35 | 2006–2012 | |
| Deranleau Richard | Officer | Interim CFO; VP, Chief Financial Officer; VP, Finance & CFO | 21 | 2006–2011 | |
| DEMPSEY NEAL | Director | 2 | 2006–2007 | ||
| Jones Glenn C | Director | 13 | 2006–2014 | ||
| ROSE MICHAEL | Director | 5 | 2006–2008 | ||
| WALKER ROBERT R | Director | 2 | 2006–2007 | ||
| VASWANI SANJAY | Director | 19 | 2006–2017 | ||
| Jaworski Don | Officer | VP, General Manager Files; VP, Product Development | 4 | 2006–2007 | |
| Grewal Tejinder | Officer | VP, Corporate Development | 21 | 2006–2011 | |
| Wall Tyler | Officer | VP, General Counsel | 35 | 2006–2014 | |
| KRAUSE L WILLIAM | Director | 21 | 2006–2017 | ||
| DIPENTIMA RENATO A | Director | 21 | 2007–2017 | ||
| GERDELMAN JOHN W | Director | 24 | 2007–2017 | ||
| Meyrath Hugues | Officer | VP, General Manager SSS | 5 | 2007–2008 | |
| Moyen Luc | Officer | VP, General Manager SES | 9 | 2007–2008 | |
| BRUNER JUDY | Director | 18 | 2009–2017 | ||
| EARHART ALAN L | Director | 20 | 2009–2017 | ||
| FAIRFAX DANIEL W | Officer | CFO, VP of Finance; SVP and CFO; VP, Business Operations; VP, Finance & CFO | 55 | 2009–2017 | |
| Randall Marc | Officer | SVP, Products & Offerings | 2 | 2009 | |
| CARNEY LLOYD | Director,Officer; Officer | Chief Executive Officer | 26 | 2013–2017 | |
| CHENG KEN | Officer | CTO and SVP, Corporate Develop; CTO & VP Corporate Development | 34 | 2013–2017 | |
| Lindholm Jeffrey | Officer | SVP, Worldwide Sales | 17 | 2013–2017 | |
| England Gale E. | Officer | COO and SVP Operations; SVP Operations | 22 | 2013–2017 | |
| ROBERSON DAVID EARLE | Director | 6 | 2014–2017 | ||
| ODONNELL ELLEN | Officer | SVP & General Counsel; VP & General Counsel | 19 | 2014–2017 | |
| Goodman Kim C | Director | 5 | 2016–2017 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Brocade Communications Systems, Inc. | CA | State business registries | name and state |
| Business registration | Brocade Communications Systems, Inc. | CA | State business registries | name and state |
| Business registration | BROCADE COMMUNICATIONS SYSTEMS INC. | CA | State business registries | name and state |
| Business registration | BROCADE COMMUNICATIONS SYSTEMS, INC. | CA | State business registries | name and state |
| Business registration | BROCADE COMMUNICATIONS SYSTEMS, INC. | CA | State business registries | name and state |
| Business registration | Brocade Communications Systems LLC | CA | State business registries | name and state |
| Business registration | Brocade Communications Systems LLC | CA | State business registries | name and state |
| Business registration | Brocade Communications Systems LLC | CA | State business registries | name and state |
| Business registration | BROCADE COMMUNICATIONS SYSTEMS LLC | CA | State business registries | name and state |
| Business registration | BROCADE COMMUNICATIONS SYSTEMS LLC | CA | State business registries | name and state |
| Business registration | BROCADE COMMUNICATIONS SYSTEMS LLC | CA | State business registries | name and state |
| Plan sponsor | BROCADE COMMUNICATIONS SYSTEMS, INC. | CA | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Federal award recipient | BROCADE COMMUNICATIONS SYSTEMS LLC | CA | Federal spending (USAspending) | name and state |
| Lobbying client | BROCADE COMMUNICATIONS SYSTEMS INC | CA | Federal lobbying (LDA) | name and state |
| Lobbying client | BROCADE COMMUNICATIONS SYSTEMS, INC | CA | Federal lobbying (LDA) | name and state |
| Lobbying client | BROCADE COMMUNICATIONS SYSTEMS, INC. | CA | Federal lobbying (LDA) | name and state |
| Nonprofit | TOASTMASTERS INTERNATIONAL | CA | Nonprofits (IRS Form 990) | same street address and ZIP code, 130 HOLGER WAY 95134 (FUZZY: a shared address, not proof of a shared organization) |
| Patent assignee | Brocade Communications Systems LLC | CA | Patents (USPTO) | name and state |
| SEC filer | BROCADE COMMUNICATIONS SYSTEMS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | BROCADE COMMUNICATIONS SYSTEMS, INC. | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | BROCADE COMMUNICATIONS SYSTEMS, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Computer Communications Equipment, CA first:
- NETOPIA INC CA
- JUNIPER NETWORKS INC CA
- COSINE COMMUNICATIONS INC CA
- NETSCREEN TECHNOLOGIES INC CA
- FOUNDRY NETWORKS LLC CA
- FORCE10 NETWORKS INC CA
- SKYSTREAM NETWORKS INC CA
- OCCAM NETWORKS INC/DE CA
- AVISTAR COMMUNICATIONS CORP CA
- LANTRONIX INC CA
In other datasets, the same topic (Manufacturing) in CA:
- Form D issuer: 3 DAY BLINDS Corp (Form D private offerings)
- Lobbying client: 1776 PHARMACEUTICALS LLC (Federal lobbying (LDA))
Interests: Computer Communications Equipment · Manufacturing